Financial Performance - The net profit attributable to shareholders for the first half of 2024 reached RMB 4.388 billion, with undistributed profits amounting to RMB 27.697 billion as of June 30, 2024[1]. - Total revenue for the first half of 2024 was RMB 22,910,917,000, a decrease of 0.42% compared to RMB 23,006,833,000 in the same period of 2023[8]. - Profit before tax decreased by 11.91% to RMB 4,542,357,000 from RMB 5,156,233,000 year-on-year[8]. - Net profit attributable to shareholders was RMB 4,387,820,000, down 11.16% from RMB 4,939,222,000 in the previous year[8]. - Cash flow from operating activities decreased by 6.63% to RMB 10,990,084,000 compared to RMB 11,770,303,000 in the first half of 2023[8]. - The weighted average return on net assets decreased by 1.47 percentage points to 3.63% from 5.10% in the previous year[8]. - The company reported a net loss from the disposal of debt instruments measured at fair value through other comprehensive income of RMB 1,301,419,000 for the period[175]. - The company reported a decrease in investment income from dividends and interest to RMB 2,476,435 for the six months ended June 30, 2024, down from RMB 4,543,468 in the same period of 2023, representing a decline of about 45.5%[176]. Dividends and Shareholder Information - The proposed interim cash dividend is RMB 0.84 per share, totaling RMB 918.49 million, which represents 20.93% of the net profit attributable to shareholders for the first half of 2024[1]. - The company plans to distribute a mid-term cash dividend of RMB 918,489,789.50, which translates to RMB 0.84 per share based on a total share capital of 10,934,402,256 shares as of June 30, 2024[142]. - The total number of shareholders reached 131,306 by the end of the reporting period, with 130,664 being A-share shareholders and 642 being H-share registered shareholders[135]. - The top shareholder, Yinhai Financial Holdings, holds 5,186,538,364 shares, representing 47.43% of the total shares[136]. Assets and Liabilities - Total assets increased by 15.55% to RMB 766,309,103,000 from RMB 663,205,297,000 at the end of 2023[9]. - Total liabilities rose by 18.70% to RMB 632,348,071,000 from RMB 532,710,511,000 at the end of 2023[9]. - The equity attributable to shareholders increased by 2.66% to RMB 133,932,377,000 from RMB 130,466,361,000 at the end of 2023[9]. - Cash and cash equivalents reached RMB 170,355,759 thousand, up from RMB 113,625,203 thousand, indicating a significant increase of about 50%[170]. - The total liabilities increased to RMB 632,348,071 thousand from RMB 532,710,511 thousand, marking a rise of around 18.7%[171]. Risk Management - The liquidity coverage ratio improved to 310.12% from 289.15% year-on-year[13]. - The risk coverage ratio increased to 280.00% from 243.53% year-on-year, indicating enhanced risk management[13]. - The company is committed to risk management and compliance, continuously improving its internal control mechanisms to prevent major financial risks[28]. - The company has established a comprehensive operational risk management framework to effectively control operational risks, including loss data collection (LDC), risk and control self-assessment (RCSA), and key risk indicators (KRI)[108]. - The company has implemented measures to manage market risk, including the use of derivatives for hedging[103]. Business Segments and Revenue Sources - Wealth management business revenue was RMB 6.220 billion, down 5.31% year-on-year[53]. - Investment banking business revenue increased by 55.79% year-on-year to RMB 267 million[53]. - International business revenue grew by 12.13% year-on-year to RMB 2.128 billion[53]. - Investment trading business revenue increased by 17.52% year-on-year to RMB 6.544 billion[53]. - The company’s customer base exceeded 16 million, benefiting from a strong customer foundation that presents significant potential for collaborative growth across various business lines[27]. Compliance and Regulatory Issues - The company received an administrative penalty of CNY 1,590,000 from the People's Bank of China for failing to fulfill customer identity verification obligations and not reporting large or suspicious transactions[124]. - The company is under administrative supervision measures from the Beijing Securities Regulatory Bureau due to issues in private fund product operations, including inadequate due diligence and management[123]. - Galaxy Financial Holdings' subsidiary, Galaxy Jin Hui, received a corrective order and a three-month suspension on new private asset management product filings due to several compliance issues[128]. - The company committed to enhancing compliance management and internal controls following multiple regulatory warnings and penalties received during the reporting period[126]. Environmental and Social Responsibility - The company issued a total of 4 green bonds during the reporting period, amounting to over RMB 4.5 billion, aimed at directing funds towards green industries and promoting the upgrade of industrial structures[130]. - A total of approximately RMB 673.7 million was allocated for poverty alleviation and rural revitalization efforts, including donations of winter clothing to 500 economically disadvantaged families[133]. - The company achieved 100% recycling of office equipment consumables, significantly reducing environmental pollution[131]. - The company organized 40 winter camps for underprivileged students as part of its community support initiatives[133]. Corporate Governance - The company strictly complies with the Corporate Governance Code and has met most of the recommended best practices[149]. - The board of directors consists of 10 members, including 2 executive directors and 4 independent non-executive directors[151]. - The audit committee reviewed the company's accounting policies and discussed risk management and internal controls[152]. - The company held 5 board meetings and 1 annual general meeting during the reporting period[151].

Financial Performance - The company's operating revenue for the first half of the year (January to June) was ¥17,085,855,660.44, a decrease of 1.88% compared to the same period last year (¥17,413,581,025.97) [25]. - The net profit attributable to shareholders of the parent company was ¥4,387,819,709.63, down 11.16% from ¥4,939,221,804.89 in the previous year [25]. - The net cash flow from operating activities reached ¥73,093,656,595.66, a significant increase of 4,053.57% compared to ¥1,759,780,198.40 in the same period last year [25]. - Total assets at the end of the reporting period amounted to ¥766,309,104,139.09, reflecting a growth of 15.55% from ¥663,205,297,156.44 at the end of the previous year [25]. - The basic earnings per share for the first half of the year was ¥0.35, a decrease of 22.22% compared to ¥0.45 in the same period last year [26]. - The weighted average return on equity decreased to 3.63%, down 1.47 percentage points from 5.10% in the previous year [26]. - The company's total assets reached RMB 766.309 billion, with equity attributable to shareholders amounting to RMB 133.932 billion [40]. - The group achieved operating revenue of RMB 17.086 billion, a year-on-year decrease of 1.88%, and net profit attributable to shareholders was RMB 4.388 billion, down 11.16% year-on-year [40]. Capital Structure and Shareholder Information - The registered capital of China Galaxy Securities increased to RMB 10,934,402,256 as of June 30, 2024, following the conversion of A-share convertible bonds [15]. - The company has not reported any significant changes in its share capital or shareholder structure during the reporting period [8]. - The total number of ordinary shareholders as of the end of the reporting period is 131,306, including 130,664 A-share shareholders and 642 H-share shareholders [171]. - The top ten shareholders hold a total of 5,186,538,364 shares, representing 47.43% of the total shares [172]. - The company confirmed that there are no strategic investors or general legal entities that have become top ten shareholders due to new share placements [176]. Risk Management - The company has established a comprehensive risk prevention system to manage various risks, including legal, compliance, market, credit, and operational risks [6]. - The company emphasizes the importance of monitoring and continuously evaluating business processes to mitigate operational risks [6]. - The overall risk management system has been enhanced, with a focus on market, credit, liquidity, and operational risks, ensuring that risks remain controllable [82][83]. - The company has implemented a unified credit management system to mitigate credit risk and enhance monitoring of client creditworthiness [88]. - The company has established a comprehensive liquidity risk indicator system, ensuring that liquidity risks are monitored and managed effectively [89]. Corporate Governance - The company’s governance structure ensures that all shareholders enjoy equal status and fully exercise their rights during shareholder meetings [107]. - The company strictly adhered to the Corporate Governance Code and met most of the best practice recommendations [161]. - The company has a well-structured governance framework ensuring compliance with laws and regulations [161]. - The company revised its articles of association to enhance corporate governance and comply with updated regulations, which was approved at the annual general meeting on June 28, 2024 [115]. Environmental and Social Responsibility - The company has committed to controlling greenhouse gas emissions and energy consumption at low levels, implementing measures such as installing sensor faucets and optimizing air conditioning settings [122]. - The company has achieved 100% recycling of office equipment consumables, significantly reducing environmental pollution [122]. - The company allocated approximately RMB 6.737 million for poverty alleviation and rural revitalization efforts, including RMB 6 million specifically for projects in Gansu Province [123]. - The company actively participates in ESG research projects to enhance corporate social responsibility and attract responsible investments [121]. Dividend and Financial Planning - The company plans to distribute a mid-year cash dividend of RMB 918,489,789.50 (including tax), which translates to RMB 0.84 per share based on a total share capital of 10,934,402,256 shares as of June 30, 2024 [4]. - The company has maintained its registered capital of RMB 10,137,258,757 since the previous year, indicating stability in its capital structure [15]. - The company aims to enhance its risk management capabilities and maintain compliance to ensure sustainable development amidst a complex economic landscape [38]. Regulatory Compliance - The company received a warning letter from the Beijing Securities Regulatory Bureau on January 11, 2024, due to issues in private fund product-related business [151]. - The company was fined RMB 1.59 million by the People's Bank of China on February 4, 2024, for failing to fulfill customer identity verification obligations [152]. - The company is committed to comprehensive rectification and enhancing internal control mechanisms following regulatory feedback [157]. Business Operations and Market Position - The company holds various business qualifications, including open-ended securities investment fund distribution and margin trading qualifications, enhancing its operational capabilities [17][18]. - The company is focusing on expanding its international business, particularly in Southeast Asia, with a growing presence in markets like Singapore and Malaysia [38]. - The company has established a comprehensive financial service network with 37 branches and 465 securities business offices across 31 provinces, autonomous regions, and municipalities [39].

重要内容提示： 一、利润分配方案内容 证券代码：601881 证券简称：中国银河 公告编号：2024-052 中国银河证券股份有限公司 关于2024年中期利润分配方案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责 任。 公司第四届监事会 2024 年第四次会议（定期）审议通过了《关于提请审议 <中国银河证券股份有限公司 2024 年中期利润分配方案>的议案》，同意本次利 润分配方案。 根据中国银河证券股份有限公司（以下简称"公司"）2024 年半年度财务报 告（未经审计），截至 2024 年 6 月 30 日母公司未经审计的未分配利润为人民 币 276.97 亿元。经董事会决议，公司拟以实施权益分派股权登记日登记的总股 本为基数进行 2024 年中期利润分配（以下简称"本次利润分配"）。本次利润 分配方案如下： 本次利润分配采用现金分红的方式，向 2024 年中期权益分派的股权登记日 登记在册的 A 股股东和 H 股股东派发红利，每 10 股派发现金股利人民币 0.84 元（含税，实际派发金额因尾数四舍五入可能略有差 ...

中国银河证券股份有限公司 第一条 为充分发挥独立董事在公司治理中的作用，健全 和规范独立董事专门会议的议事和决策程序，提高独立董事 专门会议的工作效率和科学决策水平，根据《中华人民共和 国公司法》《中华人民共和国证券法》《上市公司治理准 则》《上市公司独立董事管理办法》《上海证券交易所股票 上市规则》《上海证券交易所上市公司自律监管指引第 1 号 ——规范运作》等有关法律、法规、规章、规范性文件和 《中国银河证券股份有限公司章程》（以下简称"《公司章 程》"）、《中国银河证券股份有限公司独立董事工作细 则》（以下简称"《独立董事工作细则》"）的有关规定， 并结合中国银河证券股份有限公司（以下简称"公司"）的 实际情况，制定本细则。 第二条 独立董事专门会议是指全部由公司独立董事参加 的会议。 第三条 独立董事专门会议分为定期会议和临时会议。定 期会议每年至少召开一次。根据国家有关法律、法规、规范 性文件、《公司章程》《董事会议事规则》和本细则的有关 规定，也可召开独立董事专门会议临时会议。 1 第四条 独立董事专门会议应当由过半数独立董事共同推 举一名独立董事召集和主持；召集人不履职或者不能履职 时，两名及以 ...

证券代码：601881 证券简称：中国银河 公告编号：2024-053 中国银河证券股份有限公司 第四届监事会2024年第四次会议（定期）决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 2024 年 8 月 29 日，中国银河证券股份有限公司（以下简称"公司"）以现 场和通讯相结合方式召开第四届监事会 2024 年第四次会议（定期）。本次会议 通知已于 2024 年 8 月 16 日以电子邮件方式发送公司各位监事、合规总监及董 事会秘书。本次会议由监事会主席屈艳萍主持，应出席监事 5 人，实际出席监事 5 人，其中 1 名监事以通讯表决方式出席本次会议。监事会全体监事按照监事会 议事规则的相关规定参加了本次会议的表决。本次会议的召集、召开及表决程序 符合《中华人民共和国公司法》和《中国银河证券股份有限公司章程》的规定， 做出的决议合法有效。 2.公司 2024 年半年度报告编制和审议程序符合相关法律、法规及《公司章 程》和公司内部管理制度的规定； 3.未发现参与公司 2024 年半年度报告编制和审议的人员有违 ...

证券代码：601881 证券简称：中国银河 公告编号：2024-051 中国银河证券股份有限公司 第四届董事会第三十次会议（定期）决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 2024 年 8 月 29 日，中国银河证券股份有限公司（以下简称"公司"）以现 场和通讯相结合的方式召开第四届董事会第三十次会议（定期）。本次会议通知 已于 2024 年 8 月 15 日以电子邮件方式发出。本次会议由王晟董事长主持，应 出席董事 10 名，实际出席董事 10 名，其中委托出席董事 1 名。董事刘志红先 生因工作原因未能亲自出席会议，书面委托董事杨体军先生代为出席会议并表决。 董事会全体董事按照董事会议事规则的相关规定参加了本次会议的表决。本次会 议的召集、召开及表决程序符合《中华人民共和国公司法》和《中国银河证券股 份有限公司章程》的规定。 会议形成如下决议： 一、通过《关于提请审议<中国银河证券股份有限公司 2024 年半年度报告> 的议案》 具体内容请见与本公告同日披露的《中国银河证券股份有限公司 2024 年 ...

证券代码：601881 证券简称：中国银河 公告编号：2024-050 中国银河证券股份有限公司 2023年度第六期短期融资券兑付完成的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 中国银河证券股份有限公司（以下简称"本公司"）于 2023 年 11 月 22 日成功发行了中国银河证券股份有限公司 2023 年度第六期短期融资券（以下 简称"本期短期融资券"），本期短期融资券发行额为人民币 20 亿元，票面利 率为 2.65%，短期融资券期限为 274 天，兑付日期为 2024 年 8 月 22 日。（详 见本公司于2023年11月23日刊登于上海证券交易所网站（www.sse.com.cn） 的《中国银河证券股份有限公司 2023 年度第六期短期融资券发行结果公告》）。 2024 年 8 月 22 日，本公司兑付了本期短期融资券本息共计人民币 2,039,677,595.63 元。 特此公告。 中国银河证券股份有限公司董事会 2024 年 8 月 24 日 ...

中国银河证券股份有限公司2024年面向专业投资者 证券代码：601881 证券简称：中国银河 公告编号：2024-049 本期债券发行工作已于 2024 年 8 月 22 日结束，经发行人与主承销商共 同协商，本期债券品种一实际发行规模 12 亿元，最终票面利率为 2.10%，认 购倍数为 2.84 倍；品种二实际发行规模 14 亿元，最终票面利率为 2.22%，认 购倍数为 2.72 倍。 经核查，发行人的董事、监事、高级管理人员、持股比例超过 5%的股东 及其他关联方未参与本期债券认购。 公开发行次级债券（第三期）发行结果公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 根据中国证券监督管理委员会出具的《关于同意中国银河证券股份有限公 司向专业投资者公开发行次级公司债券注册的批复》（证监许可〔2024〕71 号）， 同意中国银河证券股份有限公司（以下简称"发行人"）向专业投资者公开发 行面值总额不超过 200 亿元次级公司债券的注册申请。 根据《中国银河证券股份有限公司 2024 年面向专业投资者公开发行次级 ...

证券代码：601881 证券简称：中国银河 公告编号：2024-048 中国银河证券股份有限公司 第四届董事会第二十九次会议（临时）决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 2024 年 8 月 20 日，中国银河证券股份有限公司（以下简称"公司"）以通 讯方式召开第四届董事会第二十九次会议（临时）。本次会议通知已于 2024 年 8 月 13 日以电子邮件方式发出。本次会议应出席董事 10 名，实际出席董事 10 名，均以通讯表决方式出席本次会议。董事会全体董事按照董事会议事规则的相 关规定参加了本次会议的表决。本次会议的召集、召开及表决程序符合《中华人 民共和国公司法》和《中国银河证券股份有限公司章程》的规定。 会议形成如下决议： 通过《关于调整董事会专门委员会人员构成的议案》 同意李慧女士担任合规与风险管理委员会主任、麻志明先生担任提名与薪酬 委员会委员、战略发展委员会委员、合规与风险管理委员会委员、审计委员会委 员。调整后各专门委员会人员构成如下： 1、战略发展委员会 主任：王晟 成员：薛军、杨 ...

（在中華人民共和國註冊成立之股份有限公司） 承董事會命 中國銀河證券股份有限公司 王晟 董事長及執行董事 中國北京 2024年8月16日 於本公告日期，本公司執行董事為王晟先生（董事長）及薛軍先生（副董事長及總裁）；非執行董事為楊 體軍先生、李慧女士、劉昶女士及劉志紅先生；以及獨立非執行董事為劉淳女士、羅卓堅先生、劉 力先生及麻志明先生。 （股份代號：06881） 董事會會議通告 本公告乃根據香港聯合交易所有限公司證券上市規則第13.43條而作出。 中國銀河證券股份有限公司（「本公司」）董事會（「董事會」）謹此公告將於2024年8月29日（星期四）舉行 董事會會議，藉以（其中包括）考慮及批准本公司及其附屬公司截至2024年6月30日止六個月的中期業 績及其發佈，並考慮派發中期股息（如有）。 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其準確性或完 整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部分內容而產生或因依賴該等內 容而引致之任何損失承擔任何責任。 ...