国金证券股份有限公司 （一）利润分配方式 公司可采取现金、股票或者现金与股票相结合的方式分配利润。 当公司具备现金分红条件时，应当采用现金分红进行利润分配；采用 股票股利进行利润分配的应当具有公司成长性、每股净资产的摊薄等 真实合理的因素。 （二）现金股利分配的比例及时间间隔 除公司经营环境或经营条件发生重大变化外，公司年度报告期内 盈利且累计未分配利润为正的，每年度以现金方式分配的利润不低于 当年实现的可供分配利润的 10%。 未来三年股东回报规划 （2024-2026 年） 为进一步保证国金证券股份有限公司（以下简称"公司"）的全 体股东获得合理投资回报，增强公司利润分配决策的透明度和可操作 性，建立投资者对公司利润分配的预见性，引导投资者对公司进行中 长期投资，增强投资者的满足感与获得感，与股东分享发展成果，根 据《国务院关于加强监管防范风险推动资本市场高质量发展的若干意 见》以及中国证券监督管理委员会《关于加强上市公司监管的意见（试 行）》和《上市公司监管指引第 3 号——上市公司现金分红（2025 年 修订）》的相关规定，结合公司《章程》与公司实际情况，制定公司 《未来三年股东回报规划（2024-2 ...

国金证券股份有限公司 内部控制审计报告 + 目 录 一、内部控制审计报告…………………………………………第 1—2 页 内部控制审计报告 天健审〔2025〕11-260 号 国金证券股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我 们审计了国金证券股份有限公司（以下简称国金证券公司）2024 年 12 月 31 日 的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》《企业内部控制应用指引》以及《企业内部 控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效性是国金 证券公司董事会的责任。 二、注册会计师的责任 中国·杭州 中国注册会计师： 中国注册会计师： 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表 审计意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于 情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低， 根据内部控制审计结果推测未来内部控制的有效性具有一定风险。 第 1 页 共 ...

国金证券股份有限公司 2024 年度年报审计报告 + 目 录 | 一、审计报告……………………………………………………… 第 1—6 页 | | --- | | 二、财务报表……………………………………………………… 第 7—16 页 | | （一）合并资产负债表…………………………………………… 第 7 页 | | （二）母公司资产负债表………………………………………… 第 8 页 | | （三）合并利润表………………………………………………… 第 9 页 | | （四）母公司利润表………………………………………………第 10 页 | | （五）合并现金流量表……………………………………………第 11 页 | | （六）母公司现金流量表…………………………………………第 12 页 | | （七）合并所有者权益变动表……………………………… 第 13-14 页 | | （八）母公司所有者权益变动表…………………………… 第 15-16 页 | | 三、财务报表附注……………………………………………… 第 17—126 页 | | 四、附件…………………………………………………………第 127—131 页 | ...

国金证券股份有限公司 非经营性资金占用及其他关联资金往来情况的 专项审计说明 + 目 录 一、非经营性资金占用及其他关联资金往来情况的专项 专项审计说明 天健审〔2025〕11-272 号 国金证券股份有限公司全体股东： 我们接受委托，审计了国金证券股份有限公司（以下简称国金证券公司）2024 年度财务报表，包括 2024 年 12 月 31 日的合并及母公司资产负债表，2024 年度 的合并及母公司利润表、合并及母公司现金流量表、合并及母公司所有者权益变 动表，以及财务报表附注，并出具了审计报告。在此基础上，我们审计了后附的 国金证券公司管理层编制的 2024 年度《非经营性资金占用及其他关联资金往来 情况汇总表》（以下简称汇总表）。 一、对报告使用者和使用目的的限定 本报告仅供国金证券公司年度报告披露时使用，不得用作任何其他目的。我 们同意将本报告作为国金证券公司年度报告的必备文件，随同其他文件一起报送 并对外披露。 为了更好地理解国金证券公司 2024 年度非经营性资金占用及其他关联资金 往来情况，汇总表应当与已审的财务报表一并阅读。 二、管理层的责任 国金证券公司管理层的责任是提供真实、合法、完整的相 ...

根据《上市公司独立董事管理办法》《上海证券交易所上市公司 自律监管指引第 1 号——规范运作》等规定，独立董事应当每年对独 立性情况进行自查，并将自查情况提交董事会。董事会应当每年对在 任独立董事独立性情况进行评估并出具专项意见，与年度报告同时披 露。基于此，国金证券股份有限公司（以下简称"公司"）董事会就 公司在任独立董事的独立性情况进行评估并出具如下专项意见： 根据公司独立董事自查及其在公司的履职情况，董事会认为公司 独立董事均能够胜任独立董事的职责要求，其未在公司担任除独立董 事以外的任何职务，也未在公司主要股东公司担任任何职务，与公司 以及主要股东之间不存在妨碍进行独立客观判断的关系，不存在影响 独立董事独立性的情况，符合《上市公司独立董事管理办法》等法律 法规及《公司章程》中关于独立董事的任职资格及独立性的相关要求。 国金证券股份有限公司 董事会关于独立董事独立性情况的专项意见 国金证券股份有限公司 董事会 二〇二五年四月二十三日 ...

国金证券股份有限公司 二〇二四年度独立董事述职报告 （骆玉鼎） 本人作为国金证券股份有限公司（以下简称"公司"）独立董事， 在 2024 年度任职期间，严格按照《中华人民共和国公司法》《上市 公司独立董事管理办法》《上海证券交易所股票上市规则》《上海证 券交易所上市公司自律监管指引第 1 号——规范运作》《国金证券股 份有限公司章程》（简称《公司章程》）《国金证券股份有限公司独 立董事制度》等规定，切实履行诚信勤勉义务，依法履职尽责，充分 发挥独立董事决策、监督、咨询作用，促进公司规范运作，推动公司 高质量发展。现将 2024 年度履职情况报告如下： 一、基本情况 本人骆玉鼎，于 2022 年 6 月 1 日起担任公司第十二届董事会独 立董事，并兼任董事会薪酬考核委员会（召集人）、董事会风险控制 委员会委员、董事会提名委员会委员。现任上海财经大学商学院金融 学副教授、上海市工商管理专业教育指导委员会副主任委员。曾任上 海财经大学金融学院常务副院长，上海财经大学商学院执行院长，鹏 欣环球资源股份有限公司独立董事等职务。 2024 年 9 月 12 日，本人因连任届满辞任独立董事及董事会专门 委员会职务，根据《上 ...

Core Viewpoint - The company reported a significant increase in net profit for Q1 2025, up 59% year-on-year, demonstrating strong resilience in a complex market environment [1][6][7] Financial Performance - In 2024, the company achieved total operating revenue of 6.664 billion yuan and a net profit of 1.670 billion yuan [1] - The wealth management business generated revenue exceeding 3 billion yuan, accounting for 46.42% of total revenue, indicating its leading position in the market [1][2] - The company's net profit for Q1 2025 was driven by a substantial increase in commission and fee income, as well as investment income [7] Wealth Management Business - The wealth management segment saw a structural breakthrough, with revenue reaching 3.094 billion yuan in 2024, a year-on-year increase of 16.58% [2] - The client asset scale grew by 27% year-on-year, with over 50% of clients being from the younger demographic [2] - The company aims to provide affordable and customized advisory services to enhance investment capabilities for retail investors [2] Investment Banking Performance - The investment banking sector demonstrated differentiated competitiveness, with new productivity services accounting for 40% of the business [3] - The company ranked among the top ten in the industry for the number of main underwriting cases, particularly excelling in refinancing [3] - The bond underwriting amount exceeded 100 billion yuan, marking a significant rise in industry ranking [3] Business Collaboration and Development - The company has shown strong development resilience through strategic layout and diversified business collaboration [4] - The asset management business surpassed 150 billion yuan in scale, with a 12.5% year-on-year increase in ABS issuance [4] - The company has also made strides in futures and overseas markets, achieving record trading volumes and expanding cross-border financial services [4] Long-term Strategy and Shareholder Returns - The company is committed to a long-term shareholder return strategy, planning to distribute cash dividends totaling 443 million yuan [6] - The company maintains an optimal leverage level within the industry, ensuring sustainable business development [6] - Future plans include enhancing the "technology + industry + finance" cycle and focusing on capital strategic consulting services [7]

Financial Performance - The company's operating revenue for Q1 2025 was CNY 1,885,461,101.54, representing a year-on-year increase of 27.14% compared to CNY 1,482,944,235.52 in the same period last year[5]. - Net profit attributable to shareholders for the same period was CNY 582,640,167.39, up 58.82% from CNY 366,854,019.81 year-on-year[5]. - The net profit after deducting non-recurring gains and losses was CNY 581,355,162.89, reflecting a 60.71% increase from CNY 361,737,486.94 in the previous year[5]. - The basic earnings per share increased to CNY 0.158, a rise of 59.60% compared to CNY 0.099 in the same quarter last year[5]. - Total revenue for Q1 2025 reached ¥1.89 billion, a 27% increase compared to ¥1.48 billion in Q1 2024[25]. - Net profit for Q1 2025 was ¥583.01 million, up 55% from ¥375.72 million in Q1 2024[27]. - Basic earnings per share for Q1 2025 were ¥0.158, compared to ¥0.099 in Q1 2024, an increase of 60%[27]. Assets and Liabilities - Total assets at the end of the reporting period reached CNY 140,623,923,235.73, marking a 17.07% increase from CNY 120,115,873,927.26 at the end of the previous year[6]. - Total assets increased to ¥140.62 billion as of March 31, 2025, up from ¥120.12 billion at the end of 2024, representing a growth of 17%[22]. - Total liabilities increased to ¥106.12 billion as of March 31, 2025, from ¥86.16 billion at the end of 2024, an increase of 23%[23]. Cash Flow - The company's cash flow from operating activities showed a net outflow of CNY 2,421,425,125.30, a significant decrease of 141.54% compared to a net inflow of CNY 5,829,553,415.71 in the same period last year[5]. - In Q1 2025, the net cash flow from operating activities was -2,421,425,125.30 RMB, a significant decrease compared to 5,829,553,415.71 RMB in Q1 2024[29]. - Total cash inflow from operating activities in Q1 2025 was 20,129,243,720.92 RMB, up from 12,967,567,559.71 RMB in the same period last year, representing a year-over-year increase of approximately 55.5%[29]. - The cash outflow from operating activities surged to 22,550,668,846.22 RMB in Q1 2025, compared to 7,138,014,144.00 RMB in Q1 2024, indicating a rise of about 216.5%[29]. - The net cash flow from financing activities improved to 1,158,480,754.22 RMB in Q1 2025, contrasting with -2,056,565,611.67 RMB in Q1 2024[30]. Investment and Financing Activities - The company completed the issuance of corporate bonds in March 2025, raising RMB 1 billion with a term of 3 years and a coupon rate of 2.14%[14]. - In February 2025, the company issued its first short-term financing bond of the year, also raising RMB 1 billion with a term of 349 days and a coupon rate of 2.00%[15]. - The company completed the issuance of its second short-term financing bond in March 2025, raising another RMB 1 billion with a term of 365 days and a coupon rate of 2.08%[15]. - The company paid a total interest of RMB 33.7 million for the corporate bonds issued in 2023 during the period from January 12, 2024, to January 11, 2025[16]. - The company paid a total interest of RMB 42.45 million for the corporate bonds issued in 2024 during the period from January 29, 2024, to January 28, 2025[16]. - The company paid a total interest of RMB 1.0319 billion for the non-public corporate bonds issued in 2022 during the period from March 4, 2024, to March 3, 2025[18]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 152,710[12]. - The company’s major shareholders include Changsha Yongjin Group Co., Ltd. with 547,075,232 shares and Yongjin Investment Holdings Co., Ltd. with 249,256,738 shares[13]. - The company’s total shareholding by the top 10 unrestricted shareholders includes significant stakes from various investment firms and banks, indicating strong institutional support[13]. Risk and Coverage Ratios - The weighted average return on equity increased to 1.71%, up 0.59 percentage points from 1.12% year-on-year[5]. - The risk coverage ratio improved to 738.49%, compared to 564.07% at the end of the previous year[6]. - The liquidity coverage ratio decreased to 232.61%, down from 332.86% at the end of the previous year[6]. Trading and Investment Income - Net interest income rose to ¥346.46 million in Q1 2025, compared to ¥271.70 million in Q1 2024, marking a 28% increase[26]. - Commission and fee income increased to ¥885.88 million in Q1 2025, up 15% from ¥772.33 million in Q1 2024[26]. - Investment income surged to ¥583.20 million in Q1 2025, compared to ¥258.73 million in Q1 2024, reflecting a growth of 125%[26]. - The company reported a significant increase in trading financial assets, which rose to ¥42.89 billion from ¥24.11 billion, a growth of 78%[22].

Financial Performance - The company's operating revenue for 2024 was approximately ¥6.66 billion, a decrease of 0.98% compared to ¥6.73 billion in 2023[47]. - The net profit attributable to shareholders for 2024 was approximately ¥1.67 billion, down 2.80% from ¥1.72 billion in 2023[47]. - The net cash flow from operating activities for 2024 was approximately ¥11.78 billion, a significant increase from a negative cash flow of ¥5.63 billion in 2023[47]. - Total assets at the end of 2024 reached approximately ¥120.12 billion, reflecting a 2.63% increase from ¥117.03 billion at the end of 2023[48]. - Total liabilities at the end of 2024 were approximately ¥86.16 billion, up 2.29% from ¥84.24 billion at the end of 2023[48]. - The equity attributable to shareholders increased to approximately ¥33.73 billion, a rise of 3.58% from ¥32.57 billion in 2023[48]. - Basic earnings per share for 2024 were ¥0.452, a decrease of 2.16% compared to ¥0.462 in 2023[49]. - The weighted average return on equity for 2024 was 5.04%, down 0.35 percentage points from 5.39% in 2023[49]. Shareholder Returns - The company plans to distribute a cash dividend of CNY 1.20 per 10 shares, totaling CNY 442,854,900.96, which represents 32.50% of the net profit attributable to shareholders for the year[11]. - The total amount for cash dividends and share repurchases is CNY 542,848,083.96, indicating a strong return to shareholders[11]. Market Presence and Operations - Guojin Securities operates over 76 securities business departments across 24 provinces, showcasing its extensive market presence[5]. - The company has a workforce of over 5,000 employees, indicating a robust operational capacity[5]. - Guojin Securities is committed to becoming a leading financial service institution, focusing on efficiency and reliability in its services[5]. - The company has a diversified business structure, including subsidiaries in asset management, futures, and investment services, enhancing its market competitiveness[5]. Compliance and Risk Management - The company emphasizes compliance and risk management, which are critical given the impact of macroeconomic conditions and regulatory changes on its main business[14]. - The board of directors has confirmed the accuracy and completeness of the annual report, ensuring transparency for investors[8]. Capital and Investment - The registered capital of Guojin Securities is CNY 3,712,559,510, a decrease from CNY 3,724,359,310 at the end of the previous year[25]. - The net capital increased to CNY 25,536,520,862.38 from CNY 24,522,809,558.11 year-on-year, reflecting a growth of approximately 4.13%[25]. - The company issued 700 million shares in a private placement in May 2022, increasing its registered capital to approximately ¥3.72 billion[40]. - The company repurchased and canceled 11,799,800 shares in April 2024, reducing its registered capital to approximately ¥3.71 billion[41]. Industry Trends and Market Activity - In 2024, the A-share market saw a total trading volume of CNY 254.7 trillion, an increase of 21.20% compared to 2023[69]. - The Shanghai Composite Index rose by 12.67%, while the Shenzhen Component Index increased by 9.34%, and the Sci-Tech Innovation 50 Index surged by 16.07%[69]. - The total number of listed companies in the A-share market reached 5,383, an increase of 48 companies from the end of 2023[69]. - The securities industry achieved a total revenue of CNY 4,511.69 billion and a net profit of CNY 1,672.57 billion in 2024[70]. - The total assets of the securities industry amounted to CNY 12.93 trillion, with net assets of CNY 3.13 trillion, reflecting growth of 9.30% and 6.10% respectively from the previous year[70]. Wealth Management and Client Services - The wealth management business is experiencing growth due to increasing asset allocation demands, with major indices showing significant increases: Shanghai Composite Index up 7.9%, Shenzhen Component Index up 9.3%, and ChiNext Index up 6.3%[89]. - The company aims to enhance its wealth management services by implementing a customer-centered wealth planning system and providing customized asset allocation solutions[93]. - The company's wealth management business saw a 21% increase in the total number of clients and a 27% increase in total client assets compared to the end of 2023[97]. - The proportion of new clients from the post-90s and post-00s generations increased from 47.7% to 52.9%, indicating a growing preference among younger clients for the company's wealth management brand[97]. Digital Transformation and Innovation - The company is committed to digital transformation, integrating AI technology into various business scenarios to enhance efficiency and service quality[173]. - The company plans to enhance its research capabilities and digital product offerings, aiming for improved rankings and influence in the market[118]. - The company aims to deepen research and investment in equity businesses while diversifying investment returns through index investment strategies[125]. Future Strategies and Goals - The company plans to continue developing its bond business in 2025, implementing a dual strategy of equity and debt, and will deepen participation in local government debt management and industry upgrade projects[86]. - The company aims to enhance its service professionalism and optimize customer experience as part of its 2025 strategic goals[107]. - The company will implement a feedback mechanism to continuously improve service quality based on customer satisfaction surveys[108].

证券代码：600109 证券简称：国金证券 公告编号：临 2025－26 国金证券股份有限公司 第十届监事会第十四次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 国金证券股份有限公司第十届监事会第十次会议于 2025 年 4 月 23日在上海市浦东新区芳甸路1088号紫竹国际大厦8楼会议室召开， 会议通知于 2025 年 4 月 13 日以电话和电子邮件相结合的方式发出。 会议应参加表决的监事三人，实际表决的监事三人。 会议由公司监事会主席金鹏先生主持。会议符合《公司法》和公 司《章程》的有关规定。 经审议，与会监事形成如下决议： 一、审议通过公司《二〇二四年度监事会工作报告》 本议案尚需提交公司股东会审议。 表决结果：同意 3 票；弃权 0 票；反对 0 票。 二、审议通过公司《二〇二四年度财务决算报告》 本议案尚需提交公司股东会审议。 表决结果：同意 3 票；弃权 0 票；反对 0 票。 三、审议通过公司《二〇二四年度报告全文及摘要》 本公司监事会保证二〇二四年度报告所载资料不存在任何虚假 记载、误导 ...