证券代码：601162 证券简称：天风证券 公告编号：2023-037号 天风证券股份有限公司 2022 年度第一期短期融资券兑付完成的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 天风证券股份有限公司（以下简称"公司"）于 2022 年 10 月 27 日成功发行 天风证券股份有限公司 2022 年度第一期短期融资券（以下简称"本期短期融资 券"），本期短期融资券发行规模为人民币 30 亿元，票面利率为 3.70%，短期融 资券期限为 361 天，兑付日期为 2023 年 10 月 24 日。具体内容详见公司于 2022 年 10 月 31 日登载于上海证券交易所网站（www.sse.com.cn）的《天风证券股份 有限公司关于 2022 年第一期短期融资券发行结果公告》（公告编号：2022-097 号）。 2023 年 10 月 24 日，公司兑付了本期短期融资券本息共计人民币 3,109,783,561.64 元。 特此公告。 天风证券股份有限公司董事会 2023年10月25日 ...

证券代码：601162 证券简称：天风证券 公告编号：2023-036号 天风证券股份有限公司 关于撤销武汉长江日报路证券营业部的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为进一步优化营业网点布局，天风证券股份有限公司（以下简称"公司"） 近日决定撤销武汉长江日报路证券营业部，公司将按照《中华人民共和国证券法》 （2019年修订）和《关于取消或调整证券公司部分行政审批项目等事项的公告》 （证监会公告〔2020〕18号）的相关要求，妥善处理客户资产，结清证券业务并 终止营业活动，办理工商注销等相关手续，并向证券营业部所在地中国证券监督 管理委员会派出机构备案。 特此公告。 天风证券股份有限公司董事会 2023 年 9 月 26 日 ...

证券代码：601162 证券简称：天风证券 公告编号：2023-035 号 天风证券股份有限公司 2023 年第一次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 43 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 498,530,456 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 5.7528 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次股东大会由公司董事会召集，会议由董事长余磊先生主持，会议的召集、 召开及表决方式符合《公司法》及《公司章程》的规定。 (一) 股东大会召开的时间：2023 年 09 月 15 日 (二) 股东大会召开的地点：湖北省武汉市武昌区中北路 217 号天风大厦 3 楼 会议室 (三) 出席会议的普通股股东和恢复表决权的优先股股东及其持有股 ...

日 上海市杨高南路 729 号陆家嘴世纪金融广场一号楼 40 层 邮编:200127 电话:(8621)61060889 传真:(8621)61060890 40 Floor, Lujiazui Century Financial Plaza, No.729 South Yanggao Road, Shanghai 200127, P.R.China Tel: (8621) 61060889 / Fax: (8621) 61060890 北京市君泽君(上海)律师事务所 关于天风证券股份有限公司 2023年第一次临时股东大会的 律师见证意见 致:天风证券股份有限公司 北京市君泽君(上海)律师事务所(以下简称"君泽君"或"本所")接受天风 证券股份有限公司(以下简称"公司")委托,委派律师出席公司于 2023年9月 15 日召开的 2023年第一次临时股东大会(以下简称"本次股东大会"),并根据 《中华人民共和国证券法》(以下简称"《证券法》")、《中华人民共和国公司 法》（以下简称"《公司法》")及《上市公司股东大会规则》等法律、法规及规 范性文件和《天风证券股份有限公司章程》(以下简称"《公司章程》")的规定 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为进一步优化营业网点布局，天风证券股份有限公司（以下简称"公司"） 近日决定撤销广州华夏路证券营业部，公司将按照《中华人民共和国证券法》 （2019年修订）和《关于取消或调整证券公司部分行政审批项目等事项的公告》 （证监会公告〔2020〕18号）的相关要求，妥善处理客户资产，结清证券业务并 终止营业活动，办理工商注销等相关手续，并向证券营业部所在地中国证券监督 管理委员会派出机构备案。 特此公告。 天风证券股份有限公司董事会 证券代码：601162 证券简称：天风证券 公告编号：2023-034号 天风证券股份有限公司 关于撤销广州华夏路证券营业部的公告 2023 年 9 月 13 日 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥2,160,128,155.26, representing a 91.12% increase compared to ¥1,130,265,856.55 in the same period last year[19]. - Net profit attributable to shareholders of the parent company was ¥551,805,663.13, a significant increase of 967.87% from ¥51,673,609.35 in the previous year[19]. - The net cash flow from operating activities was ¥8,497,247,498.52, compared to a negative cash flow of -¥2,035,917,573.58 in the same period last year[19]. - The total comprehensive income for the first half of 2023 was CNY 838,949,970.63, compared to CNY -70,518,627.98 in the same period last year[25]. - The net profit for the first half of 2023 was CNY 701,993,122.18, a significant increase of 1,027.02% from CNY 62,287,369.48 in the previous year[25]. - The company's total operating revenue for the first half of 2023 reached CNY 1,504,620,617.18, a significant increase of 534.04% compared to CNY 237,307,176.51 in the same period of 2022[28]. - The net profit for the first half of 2023 was CNY 321,657,252.39, recovering from a loss of CNY 450,893,550.53 in the previous year[29]. Assets and Liabilities - Total assets at the end of the reporting period amounted to ¥103,254,950,137.72, reflecting a 5.14% increase from ¥98,208,310,131.14 at the end of the previous year[19]. - The total liabilities increased by 5.40% to ¥78,375,435,351.57 from ¥74,359,447,723.25 year-over-year[19]. - The company's total assets as of June 30, 2023, amounted to CNY 103,254,950,137.72, reflecting a 5.14% increase from CNY 98,208,310,131.14 at the end of 2022[24]. - The total liabilities increased by 5.40% to CNY 78,375,435,351.57 from CNY 74,359,447,723.25[24]. - The company's total assets increased by 4.04% to CNY 91,547,137,316.77 from CNY 87,988,782,028.07 in the previous year[28]. - The total liabilities rose by 4.64% to CNY 68,276,463,338.48, compared to CNY 65,251,272,121.65 in the previous year[28]. Capital and Equity - The registered capital remains at CNY 8.67 billion, unchanged from the previous year[11]. - The company's net capital at the end of the reporting period was ¥15,354,448,280.12, compared to ¥15,273,877,771.43 at the end of the previous year[22]. - The company's equity attributable to shareholders rose to CNY 23.92 billion, an increase of 3.45% from CNY 23.12 billion at the end of the previous year[119]. - The company’s total equity attributable to shareholders at the end of June 2023 was 24,879,514,786.15 RMB, reflecting an increase of 1,030,652,378.26 RMB from the previous year[134]. Risk Management - The company reported a significant increase in net profit after deducting non-recurring gains and losses, reaching ¥460,498,153.97, compared to ¥16,607,664.71 in the previous year, marking a 2,672.80% increase[19]. - The company faces various risks including market risk, credit risk, operational risk, and liquidity risk[54]. - The company has established a comprehensive risk management framework aligned with its business strategy and risk appetite, consisting of four levels of risk management structure[56]. - The company actively monitors reputation risks through a dedicated brand management department, analyzing potential risks and their impact on business and financial status[59]. - Compliance and legal risk management is overseen by the compliance legal department, ensuring adherence to laws and regulations while providing compliance training and guidance[60]. Corporate Governance - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[5]. - There are no violations of decision-making procedures regarding external guarantees[5]. - The company guarantees the independence of its management personnel, ensuring that senior executives are not concurrently employed by other entities controlled by the controlling shareholder[73]. - The company commits to maintaining complete operational assets and independence from the controlling shareholder, ensuring no unauthorized use of its funds or resources[73]. - The company confirmed that it does not engage in any substantial business competition with Tianfeng Securities and its subsidiaries[76]. Environmental and Social Responsibility - The company actively promotes green finance and has established a research institute focused on climate finance and green finance[68]. - In the first half of 2023, the company underwrote green bonds for several companies, guiding more social capital into green industries[68]. - The company is involved in rural revitalization efforts, providing targeted industry development plans for poverty-stricken counties[71]. - The company has engaged in community service activities, including educational support programs in impoverished areas[71]. Financial Reporting and Compliance - The financial report for the first half of 2023 has not been audited, ensuring transparency in financial disclosures[4]. - The company’s management has confirmed the accuracy and completeness of the financial report[4]. - The company has not proposed any profit distribution or capital reserve transfer plans for this reporting period[4]. - The company has not faced any penalties or public reprimands during the reporting period[90]. - The company’s related transactions are conducted in accordance with fair and open principles, adhering to market prices[94].

证券代码：601162 证券简称：天风证券 公告编号：2023-028 号 天风证券股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2023 年 9 月 1 日(星期五) 上午 9:00-10:00； 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： https://roadshow.sseinfo.com/）； 会议召开方式：上证路演中心网络互动； 投资者可于 2023 年 8 月 25 日(星期五)至 8 月 31 日(星期四)16:00 前登录 上证路演中心网站首页点击"提问预征集"栏目或通过天风证券股份有限公司（以 下简称"公司"）邮箱（dongban@tfzq.com）进行提问。公司将在说明会上对投 资者普遍关注的问题进行回答。 （三）会议召开方式：上证路演中心网络互动。 三、参加人员 董事长余磊先生、董事兼总裁王琳晶先生、独立董事袁建国先生、副总裁兼 财务总监李正友先生、董事会秘书 ...

证券代码：601162 证券简称：天风证券 公告编号：2023-022号 天风证券股份有限公司 关于召开 2022 年度业绩说明会的公告 重要内容提示： 会议召开时间：2023年05月31日(星期三) 下午 13:00-14:00 会议召开地点：本次业绩说明会不设现场会议，互动平台为上海证券交 易所上证路演中心（网址：http://roadshow.sseinfo.com/）； 会议召开方式：上证路演中心网络互动； 投资者可于2023年05月24日(星期三)至05月30日(星期二)16:00前登录上 证路演中心网站首页点击"提问预征集"栏目或通过天风证券股份有限公司（以 下简称"公司"）邮箱（dongban@tfzq.com）进行提问。公司将在说明会上对投 资者普遍关注的问题进行回答。 公司已于2023年4月28日发布公司2022年度报告，为便于广大投资者更全面 深入地了解公司2022年度经营成果、财务状况，公司计划于2023年05月31日下 午13:00-14:00举行2022年度业绩说明会，就投资者关心的问题进行交流。 一、 说明会类型 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 ...

Financial Performance - The net profit attributable to the parent company for 2022 was -1,508,969,578.78 RMB, with a basic earnings per share of -0.18 RMB[4] - The parent company's net profit for the year was -1,655,985,577.05 RMB, indicating a loss for the period[4] - The company will not implement a cash dividend for 2022 due to the lack of profitability, as required by regulatory guidelines[4] - Total revenue for 2022 was ¥1,720,988,732.54, a decrease of 60.94% compared to ¥4,405,719,313.76 in 2021[34] - Net profit attributable to shareholders was -¥1,508,969,578.78, a decline of 357.35% from ¥586,354,789.34 in the previous year[34] - The company's total assets increased by 1.71% to ¥98,208,310,131.14 at the end of 2022, compared to ¥96,559,066,140.19 at the end of 2021[34] - Total liabilities rose by 5.12% to ¥74,359,447,723.25 in 2022, up from ¥70,736,368,393.43 in 2021[35] - Basic earnings per share for 2022 was -¥0.18, a decrease of 357.14% from ¥0.07 in 2021[36] - The weighted average return on equity was -6.26% in 2022, down 8.82 percentage points from 2.56% in 2021[36] - Cash flow from operating activities was -¥12,449,445,166.18, a significant decline from ¥5,244,841,534.51 in the previous year[34] Capital Structure and Shareholder Information - The registered capital remained unchanged at 8,665,757,464.00 RMB compared to the previous year[12] - The registered capital of Tianfeng Securities reached 866.6 million RMB following a non-public offering of up to 1.99 billion shares approved in March 2021[22] - Tianfeng Securities' registered capital increased from 518 million RMB to 666.6 million RMB after a rights issue in March 2020, with 1.48 billion shares effectively subscribed[22] - As of December 31, 2022, the company had no controlling shareholder, but on February 15, 2023, Hongtai Group became the controlling shareholder, holding 1,199,447,290 shares (13.84% of total shares) and together with its acting in concert party, Commerce Group, holding a total of 1,960,436,232 shares (22.62% of total shares)[106] - The total number of ordinary shareholders as of the end of the reporting period was 196,345[200] Risk Management and Compliance - The company faces various risks, including legal compliance risks, credit risks from defaults, market risks from price fluctuations, and liquidity risks[6] - The company has acknowledged the existence of non-operational fund occupation by controlling shareholders and other related parties[5] - The company is committed to improving its internal processes and risk management to mitigate operational risks[6] - A comprehensive risk management framework is being established to align with the company's operational strategy and risk appetite, covering all business areas[94] - The compliance legal department oversees the company's adherence to legal and regulatory requirements, ensuring proper governance and risk management[98] - The company has established a reputation risk management system that analyzes potential risks and their impact on business and financial status[98] Business Operations and Strategy - The company has been actively expanding its service offerings, including entering the interbank lending market and engaging in private placement bond underwriting since 2012[14] - The company has established a presence in the Hong Kong stock market through the Stock Connect program, gaining trading permissions in November 2016[13] - The company has engaged in strategic partnerships and collaborations to enhance its service offerings and market reach, particularly in the area of private equity and asset management[14] - The company aims to strengthen its comprehensive financial services and enhance its asset management capabilities to meet diverse client needs[58] - The company plans to enhance its digital marketing efforts, targeting a 40% increase in online engagement over the next year[27] Research and Development - Research and development investments have increased by 20%, focusing on advanced technologies and product enhancements[27] - The company is investing 200 million yuan in R&D for new technologies aimed at enhancing product efficiency[117] - The number of R&D personnel was 52, representing 1.63% of the total workforce[72] Corporate Governance - The company has a structured governance framework involving a general meeting of shareholders, a board of directors, and a supervisory board[101] - The board consists of 15 members, including 5 independent directors, ensuring compliance with governance regulations[103] - The supervisory board monitors the legality and compliance of the actions of directors and senior management, safeguarding the interests of the company and its shareholders[104] - The company has a structured compensation policy that includes basic salary, allowances, performance bonuses, and benefits, aligning with performance and compliance requirements[142] Environmental and Social Responsibility - The company invested 2.52 million yuan in environmental protection during the reporting period[152] - The company reduced carbon emissions by 429 tons through various measures, including the use of solar energy and energy-efficient products[155] - Total donations and public welfare project investments amounted to 3.87 million yuan, benefiting 26,227 individuals[158] - The company actively promotes green finance and ESG research to support sustainable development[154] Future Outlook - The company has set a future outlook with a revenue guidance of $1.7 billion for the next fiscal year, indicating a growth target of approximately 13%[27] - The company is expanding its market presence in Southeast Asia, aiming for a 30% increase in market share within the next two years[27] - The company provided a positive outlook for 2023, projecting a revenue growth of 10% to 1.32 billion, driven by new product launches and market expansion[120]

Revenue and Profit Performance - Revenue for the first quarter of 2023 was RMB 1,399,528,101.04, representing a year-over-year increase of 283.04%[4] - Net profit attributable to shareholders of the listed company was RMB 547,336,941.16, driven by increased revenue[4] - Net profit for Q1 2023 was 597.22 million yuan, a significant improvement from a net loss of 66.08 million yuan in Q1 2022[14] - Operating income for Q1 2023 reached 1.40 billion yuan, a substantial increase from 365.37 million yuan in Q1 2022[14] - Net profit attributable to parent company shareholders: 547,336,941.16 RMB, a decrease of 84,301,499.46 RMB compared to the previous period[15] Asset and Equity Changes - Total assets at the end of the reporting period were RMB 94,091,040,545.54, a decrease of 4.19% compared to the end of the previous year[5] - Equity attributable to shareholders of the listed company increased by 2.44% to RMB 23,682,552,502.40 compared to the end of the previous year[5] - Total assets decreased to 94.09 billion yuan from 98.21 billion yuan compared to the end of 2022[12] - Total liabilities decreased to 69.59 billion yuan from 74.36 billion yuan compared to the end of 2022[13] - Shareholders' equity increased to 24.50 billion yuan from 23.85 billion yuan at the end of 2022[13] Return on Equity and Earnings Per Share - The weighted average return on equity (ROE) was 2.34%, an increase of 2.68 percentage points[4] - Basic and diluted earnings per share were both RMB 0.06, driven by increased net profit attributable to shareholders[8] - Basic earnings per share: 0.06 RMB, a decrease of 0.01 RMB compared to the previous period[15] Income from Fees, Commissions, and Investments - Fee and commission net income grew to 746.57 million yuan, up from 607.12 million yuan in Q1 2022[14] - Investment income surged to 730.70 million yuan from 187.43 million yuan in Q1 2022[14] - Brokerage business fee income rose to 268.16 million yuan from 236.20 million yuan in Q1 2022[14] - Asset management business fee income more than doubled to 193.97 million yuan from 94.18 million yuan in Q1 2022[14] - Fair value change income turned positive at 199.20 million yuan, compared to a loss of 175.01 million yuan in Q1 2022[14] - Cash received from interest and commission fees: 888,955,266.64 RMB, a decrease from 1,192,034,318.26 RMB in the previous period[16] Cash Flow and Financial Activities - The company's cash flow from operating activities was RMB 3,463,369,218.51, primarily due to increased net reductions in financial assets held for trading and increased net repurchase business funds[7] - Net cash flow from operating activities: 3,463,369,218.51 RMB, compared to -292,794,816.14 RMB in the previous period[17] - Net cash flow from investing activities: -2,931,436,194.37 RMB, compared to 63,200,248.13 RMB in the previous period[17] - Net cash flow from financing activities: -5,258,010,327.61 RMB, compared to 3,942,230,146.25 RMB in the previous period[18] - Net increase in cash and cash equivalents: -4,738,304,342.55 RMB, compared to 3,705,695,248.23 RMB in the previous period[18] - Ending cash and cash equivalents balance: 11,718,419,999.85 RMB, compared to 24,658,339,041.20 RMB in the previous period[18] Shareholder Information - The company's top shareholder, Hubei Hongtai Group Co., Ltd., holds 13.84% of the shares[9] - The company's second-largest shareholder, Wuhan Commerce & Trade Group Co., Ltd., holds 8.78% of the shares[9] Government Subsidies and Non-Operating Income - Government subsidies contributed RMB 103,860,982.35 to non-operating income[6] Comprehensive Income - Total comprehensive income: 671,499,339.90 RMB, a decrease of 178,871,972.68 RMB compared to the previous period[15]