光大证券股份有限公司 章 程 2024 年 5 月 | 第一章 | 总则 | 1 | | --- | --- | --- | | 第二章 | | 经营宗旨和范围 3 | | 第三章 | 股份 | 4 | | 第一节 | | 股份发行 4 | | 第二节 | | 股份增减和回购 5 | | 第三节 | | 股份转让 8 | | | | 第四节购买公司股份的财务资助 10 | | | | 第五节股票和股东名册 11 | | | | 第四章党委 14 | | 第五章 | | 股东和股东大会 15 | | 第一节 | | 股东 15 | | 第二节 | | 股东大会的一般规定 21 | | 第三节 | | 股东大会的召集 23 | | 第四节 | | 股东大会的提案与通知 25 | | 第五节 | | 股东大会的召开 27 | | 第六节 | | 股东大会的表决和决议 31 | | | | 第七节类别股东表决的特别程序 37 | | 第六章 | | 董事会 39 | | 第一节 | | 董事 39 | | 第二节 | | 董事会 44 | | 第三节 | | 董事会专门委员会 48 | | 第七章 | | 总裁及其他 ...

证券代码：601788 股票简称：光大证券 公告编号：临 2024-026 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 第七届董事会第一次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 光大证券股份有限公司（以下简称公司）第七届董事会第一次会 议通知于 2024 年 5 月 28 日以电子邮件方式发出。会议于 2024 年 5 月 28 日下午 16:00 以现场、视频结合通讯方式召开。本次会议应到 董事 13 人，实到董事 13 人。其中，赵陵先生、刘秋明先生、连涯邻 先生、任永平先生、殷俊明先生、刘应彬先生、陈选娟女士现场参会； 马韧韬女士、王云女士、秦小征先生、吕随启先生以视频方式参会； 尹岩武先生、谢松先生以通讯方式表决。赵陵先生主持本次会议，公 司监事长和部分监事、高管列席会议。全体董事同意豁免本次会议的 通知时限。本次会议符合《中华人民共和国公司法》和《公司章程》 关于召开董事会的规定。 公司董事经认真审议，通过了以下决议： 一、审议通过了《关于选举赵陵先生担任公司第七届董事会 ...

证券代码：601788 证券简称：光大证券 公告编号：2024-024 光大证券股份有限公司 2023 年年度股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | | 24 | | --- | --- | --- | | 其中：A 股股东人数 | | 23 | | 境外上市外资股股东人数（H 股） | | 1 | | 2、出席会议的股东所持有表决权的股份总数（股） | 2,588,079,003 | | | 其中：A 股股东持有股份总数 | 2,155,972,140 | | | 境外上市外资股股东持有股份总数（H 股） | 432,106,863 | | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | | 份总数的比例（%） | | 56.130953 | (一) 股东大会召开的时间：2024 年 5 月 28 日 (二) 股东大会召开的地点：上海市静安区新闸路 1508 号静安国际广场 (三) 出席会议的普通股股东和恢复表决 ...

光大证券股份有限公司 关于下属公司相关事项进展的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 证券代码：601788 股票简称：光大证券 公告编号：临 2024-023 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司（以下简称公司）前期披露了关于全资子 公司光大资本投资有限公司（以下简称光大资本）与嘉兴招源涌津股 权投资基金合伙企业（有限合伙）相关诉讼、判决及执行情况（详见 公司公告临 2020-094 号、临 2021-062 号、临 2023-036 号、临 2023- 043 号、临 2024-007 号、临 2024-009 号、2020 年年度报告、2021 年 半年度报告、2021 年年度报告、2022 年半年度报告、2022 年年度报 告、2023 年半年度报告及 2023 年年度报告）。近日，光大资本收到 再审申请之《民事裁定书》，中华人民共和国最高人民法院裁定驳回 再审申请。 公司已就相关诉讼事项计提了相应的预计负债（详见公司公告临 2019-016 号、临 2019-051 号、 ...

光大证券股份有限公司（以下简称公司）董事会于 2024 年 5 月 7 日收到公司副总裁王忠先生的辞职报告。因工作调整原因，王忠先 生辞去公司副总裁职务。王忠先生已确认其与公司董事会并无意见分 歧，亦无其他因辞职而需知会股东和债权人的事宜。根据《公司章程》 和相关法律、法规的规定，王忠先生的辞任自辞职报告送达公司董事 会时生效。 特此公告。 光大证券股份有限公司董事会 证券代码：601788 股票简称：光大证券 公告编号：临 2024-022 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 关于副总裁辞职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 1 2024 年 5 月 8 日 ...

| 2. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 06178 | 說明 | H股 | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 704,088,800 | RMB | | 1 RMB | | 704,088,800 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 704,088,800 | RMB | | 1 RMB | | 704,088,800 | 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年4月30日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 光大證券股份有限公司 呈交日期: 2024年5月6日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 A | | | | 於香港聯 ...

上 市 公 司 非银金融 公 2024年04月30日 光大证券 (601788) 司 研 究 ——业绩低于预期，关注监管强调财富管理能力建设背景 公 司 下光大证券优势凸显 点 评 报告原因：有业绩公布需要点评 事件：光大证券披露 2024 年一季报，业绩低于预期。实现营业收入 22.0 亿元 增持 （维持） /yoy-20%/qoq-3% ， 实 现 归 母 净 利 润 6.8 亿 元 /yoy-29%/qoq+884% ， 加 权 ROE1.01%/yoy-0.56pct。 证 券 ⚫ 净利息及投行同比双位数增长，年化有息负债成本下降。1Q24实现光大证券主营收入21.8 研 亿元/yoy-15%/qoq-2%；其中，经纪、投行、资管、净利息、净投资收入/同比增速如下： 市场数据： 2024年04月29日 究 6.3亿/yoy-15%、2.5亿/+30%、1.8亿/-19%、4.8亿/+14%、6.0亿/-37%。收入占比 报 收盘价（元） 16.62 如下：经纪占29%、净投资28%、净利息22%、投行11%、资管8%（剔除其他手续费 一年内最高/最低（元） 19.99/13.95 告 市净率 1.1 ...

Financial Performance - The company's operating revenue for Q1 2024 was RMB 2,204,205,085.90, representing a decrease of 19.85% compared to the same period last year[5] - Net profit attributable to shareholders was RMB 682,436,814.38, down 28.75% year-on-year[5] - Basic and diluted earnings per share were both RMB 0.13, reflecting a decline of 31.58%[5] - Operating profit for Q1 2024 was approximately ¥845.63 million, a decrease of 30.5% compared to ¥1.22 billion in Q1 2023[36] - Net profit for Q1 2024 was approximately ¥688.50 million, down 29.0% from ¥970.27 million in Q1 2023[36] - Total comprehensive income for Q1 2024 was approximately ¥766.10 million, a decline of 26.8% compared to ¥1.05 billion in Q1 2023[36] - Net profit for Q1 2024 was CNY 626.80 million, down 13.5% from CNY 724.48 million in Q1 2023[47] - The company reported a total comprehensive income of CNY 709.86 million for Q1 2024, down from CNY 811.78 million in Q1 2023[47] Cash Flow - The net cash flow from operating activities increased by 91.75% to RMB 4,432,774,445.28, primarily due to increased cash inflows from securities trading and lending[11] - Cash flow from operating activities for Q1 2024 was approximately ¥4.43 billion, an increase of 92.0% from ¥2.31 billion in Q1 2023[37] - Cash flow from investing activities for Q1 2024 was approximately ¥3.46 billion, a significant improvement from a negative cash flow of ¥8.39 billion in Q1 2023[37] - Cash flow from financing activities for Q1 2024 resulted in a net outflow of approximately ¥11.31 billion, compared to a net outflow of ¥990.03 million in Q1 2023[38] - Cash flow from operating activities for Q1 2024 was CNY 3.16 billion, a decrease of 23.8% compared to CNY 4.14 billion in Q1 2023[49] - Cash flow from investing activities showed a net inflow of CNY 6.54 billion in Q1 2024, contrasting with a net outflow of CNY 4.97 billion in Q1 2023[49] - The net cash flow from financing activities in Q1 2024 was -$10.98 billion, a substantial decline from -$0.83 billion in Q1 2023[50] Assets and Liabilities - Total assets at the end of the reporting period were RMB 246,030,184,544.10, a decrease of 5.23% from the previous year[6] - Total assets decreased to RMB 246,030,184,544.10 as of March 31, 2024, down from RMB 259,604,027,406.28 at the end of 2023, a decline of 5.23%[30][32] - Total liabilities decreased to RMB 177,368,703,671.09 as of March 31, 2024, down from RMB 191,708,638,749.90 at the end of 2023, a reduction of 7.47%[32] - Total liabilities decreased from CNY 157.87 billion as of December 31, 2023, to CNY 143.63 billion as of March 31, 2024, representing a reduction of approximately 9%[43] - The company’s total assets decreased from CNY 224.43 billion as of December 31, 2023, to CNY 210.90 billion as of March 31, 2024, a decline of approximately 6%[43] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 175,629[16] - China Everbright Group holds 1,159,456,183 shares, representing 25.15% of total shares[17] - China Everbright Holdings Limited owns 956,017,000 shares, accounting for 20.73% of total shares[17] - Hong Kong Central Clearing (Agent) Limited possesses 703,692,990 shares, which is 15.26% of total shares[17] - The total number of A-share shareholders is 175,470, with a total of 175,629 shareholders overall[23] - The top 10 shareholders do not participate in margin financing or securities lending activities[23] - The total number of shares held by the top 10 unrestricted shareholders is 3,063,000,000 shares[21] - The top 10 unrestricted shareholders include several funds, each holding 22,716,500 shares, representing 0.49% each[21] - The company has no knowledge of any related party relationships among the major shareholders[22] - The total number of shares held by the top 10 shareholders is 3,063,000,000 shares, which is 66.67% of total shares[19] - The company has not reported any changes in the borrowing or lending of shares among the top shareholders during the reporting period[27] Investment Performance - Investment income showed a significant decline of 209.54%, amounting to a loss of RMB 726,736,930.17 due to market fluctuations[13] - The company reported a significant investment loss of RMB 726,736,930.17 in Q1 2024, compared to a profit of RMB 663,448,097.89 in Q1 2023[34] - Investment losses amounted to CNY 765.53 million in Q1 2024, compared to a profit of CNY 561.69 million in Q1 2023, indicating a significant decline[45] Future Outlook - The company plans to focus on expanding its investment banking services and enhancing its asset management capabilities in the upcoming quarters[34]

Financial Performance - The company's operating revenue for Q1 2024 was CNY 2,204,205,085.90, a decrease of 19.85% compared to the same period last year[4] - Net profit attributable to shareholders was CNY 682,436,814.38, down 28.75% year-over-year[4] - Basic earnings per share decreased by 31.58% to CNY 0.13[4] - The company’s net profit for Q1 2024 was ¥840,085,622.61, down from ¥1,215,662,496.40 in Q1 2023, indicating a decline of about 30.8%[22] - Net profit for Q1 2024 was CNY 688.5 million, a decrease from CNY 970.3 million in Q1 2023, representing a decline of approximately 29.1%[23] - Total comprehensive income for Q1 2024 was CNY 766.1 million, down from CNY 1,047.1 million in Q1 2023, reflecting a decrease of about 26.8%[23] - The company reported a net profit of RMB 626,803,323.06 for Q1 2024, down 13.5% from RMB 724,478,331.87 in Q1 2023[30] Cash Flow - The net cash flow from operating activities increased by 91.75% to CNY 4,432,774,445.28[7] - Cash flow from operating activities for Q1 2024 was CNY 4.43 billion, an increase from CNY 2.31 billion in Q1 2023, showing a growth of approximately 92%[24] - The company reported a decrease in cash received from operating activities, totaling CNY 20.46 billion in Q1 2024, down from CNY 21.77 billion in Q1 2023[24] - The company’s net cash flow from operating activities was positively impacted by a significant increase in cash received from investment recoveries, totaling CNY 15.89 billion in Q1 2024, compared to CNY 3.28 billion in Q1 2023[24] - The net cash flow from operating activities was 3,158,963,279.34, a decrease of 23.8% compared to 4,143,884,307.72 from the previous period[32] - The net cash flow from investing activities was 6,542,986,602.32, a significant improvement from a negative cash flow of -4,971,863,222.11 in the previous period[32] - Cash inflow from investment recoveries was 15,887,116,604.20, a significant increase from 3,270,750,353.12 in the previous period[32] Assets and Liabilities - The total assets at the end of the reporting period were CNY 246,030,184,544.10, a decrease of 5.23% from the previous year[5] - Total assets decreased to ¥246,030,184,544.10 from ¥259,604,027,406.28, a decline of approximately 5.2%[21] - Total liabilities decreased to ¥177,368,703,671.09 from ¥191,708,638,749.90, representing a reduction of about 7.5%[21] - The company’s total liabilities to equity ratio improved to 2.62 from 2.83, indicating a stronger equity position relative to liabilities[21] Equity and Shareholder Information - The company’s total equity attributable to shareholders increased by 1.13% to CNY 67,848,638,042.80[5] - The total equity attributable to shareholders increased to ¥67,848,638,042.80 from ¥67,088,608,369.86, an increase of approximately 1.1%[21] - The company has a total of 10 major shareholders, with China Everbright Group holding the largest share of 1.16 billion ordinary shares[12] - The total number of ordinary shareholders was 175,629, with 175,470 being A-share shareholders, showing a stable shareholder base[12] - The number of H-share registered shareholders was 159, indicating a diversified shareholder structure[12] Investment Performance - Investment income showed a significant decline of 209.54%, amounting to a loss of CNY 726,736,930.17 due to market fluctuations[8] - The company reported an investment loss of ¥726,736,930.17 in Q1 2024, compared to a gain of ¥663,448,097.89 in Q1 2023[22] - The company experienced a significant investment loss of RMB 765,534,007.77 in Q1 2024, contrasting with a gain of RMB 561,685,795.54 in Q1 2023[28] Other Financial Metrics - The weighted average return on net assets was 1.01%, down 0.56 percentage points from the end of the previous year[5] - The fair value change income was CNY 1,350,895,895.90, an increase of 338.19%[8] - The fair value gains increased significantly to RMB 1,326,589,189.12 compared to RMB 320,806,703.07 in the previous year[28] - The company’s cash and cash equivalents decreased to ¥35,386,530,108.72 from ¥42,110,634,440.47, a decline of approximately 16%[22] - The ending balance of cash and cash equivalents was 48,376,502,929.43, slightly down from 48,421,880,787.63 in the previous period[32] Accounting Standards - The company did not apply new accounting standards starting in 2024[33]

（股份代號：6178） 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） 於本公告日期，本公司董事會成員包括趙陵先生（董事長、執行董事）、劉秋明先 生（執行董事、總裁）、宋炳方先生（非執行董事）、尹岩武先生（非執行董事）、陳 明堅先生（非執行董事）、謝松先生（非執行董事）、王勇先生（獨立非執行董事）、 浦偉光先生（獨立非執行董事）、任永平先生（獨立非執行董事）、殷俊明先生（獨 立非執行董事）及劉運宏先生（獨立非執行董事）。 董事會會議召開日期 光大證券股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈，本公司將於 2024年4月29日（星期一）舉行董事會會議，以考慮及批准本公司及其附屬公司截 至2024年3月31日止未經審計的第一季度業績及╱或其他議題（如適用）。 承董事會命 光大證券股份有限公司 董事長 趙 ...