Group 1 - The company, Nengke Technology, announced a plan to issue A-shares to specific investors, including its actual controller Zhao Lan, with a maximum of 35 investors involved [1] - The total number of shares to be issued will not exceed approximately 73.41 million shares, which is 30% of the company's total share capital before the issuance [1] - The company aims to raise up to 1 billion RMB, with funds allocated for various AI projects and working capital [1] Group 2 - For the year 2024, the revenue composition of Nengke Technology is as follows: State-owned enterprises in heavy industry account for 33.57%, general machinery 23.68%, high-tech electronics 17.71%, automotive and transportation 13.25%, and energy power 11.18% [2] - The current market capitalization of Nengke Technology is 11.7 billion RMB [3]

Core Points - Nengke Technology plans to issue A-shares to specific investors and has conducted a self-examination regarding any regulatory penalties in the past five years, finding no penalties from the securities regulatory authority or the Shanghai Stock Exchange, although regulatory measures were taken in December 2024 [1] - The China Securities Regulatory Commission (CSRC) identified several issues in Nengke Technology's operations, including improper revenue recognition, inaccurate accounting for R&D expenses and operating costs, incorrect impairment loss calculations, and deficiencies in internal controls [1] - The CSRC mandated corrective actions, issued a warning letter to the financial officer, and required the company and responsible individuals to complete rectifications within 30 days and submit a written report [1] Summary by Sections Regulatory Actions - Nengke Technology received regulatory measures from the Beijing Regulatory Bureau of the CSRC on December 20, 2024, due to issues such as revenue recognition across periods and inaccuracies in financial reporting [1] - The company has not faced any other regulatory actions or penalties from the CSRC or the Shanghai Stock Exchange in the last five years, aside from the recent measures [2] Company Response - Following the regulatory measures, Nengke Technology and related personnel have taken the situation seriously, reflecting on shortcomings, enhancing legal and regulatory knowledge, and implementing effective measures for rectification [2] - The company is focused on improving its internal control systems and enhancing the accuracy of financial reporting and information disclosure [2]

Core Viewpoint - The company, Nengke Technology (603859.SH), has announced a plan to issue A-shares to specific investors, including its actual controller, Zhao Lan, who will contribute a total of 30 million yuan [1]. Fundraising Details - The total amount expected to be raised from this issuance is not more than 1 billion yuan (including the principal) [1]. - After deducting issuance costs, the funds will be allocated to several projects, including the "Lingqing" industrial AI empowerment platform construction project, the "Lingzhu" industrial software AI toolset development project, the "Lingzhi" embodied intelligent AI training and promotion platform R&D project, and to supplement working capital [1].

Core Viewpoint - The company, Nengke Technology (603859.SH), has announced a plan to issue A-shares to specific investors, including its actual controller, Zhao Lan, who will contribute a total of 30 million yuan [1] Fundraising Details - The total amount expected to be raised from this issuance is not more than 1 billion yuan, including the principal [1] - After deducting issuance costs, the funds will be allocated to several projects, including the "Lingqing" industrial AI empowerment platform construction project, the "Lingzhu" industrial software AI toolset development project, and the "Lingzhi" embodied intelligent AI training and promotion platform research project, as well as to supplement working capital [1]

Core Viewpoint - Nengke Technology (603859) announced a plan to issue A-shares to specific investors, including its actual controller Zhao Lan, aiming to raise up to 1 billion yuan for various AI projects and working capital [1] Group 1: Fundraising Details - The company plans to issue shares to no more than 35 specific investors [1] - The total amount expected to be raised is not more than 1 billion yuan, including the principal [1] Group 2: Use of Proceeds - The funds will be allocated to the "Lingqing" industrial AI empowerment platform construction project [1] - The proceeds will also support the development of the "Lingzhu" industrial software AI toolset [1] - Additionally, the funds will be used for the research and development of the "Lingzhi" embodied intelligent AI training and promotion platform [1] - A portion of the funds will be used to supplement working capital [1]

证券代码：603859 证券简称：能科科技 能科科技股份有限公司 （北京市房山区德润南路9号院） 2025年度向特定对象发行A股股票预案 二〇二五年十月 能科科技股份有限公司 2025 年度向特定对象发行 A 股股票预案 公司声明 1、本公司董事会及全体董事保证本预案内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 2、本预案按照《中华人民共和国证券法》《上市公司证券发行注册管理办法》等法 规及规范性文件的要求编制。 3、本次向特定对象发行股票完成后，公司经营与收益的变化由公司自行负责；因 本次向特定对象发行股票引致的投资风险，由投资者自行负责。 4、本预案是公司董事会对本次向特定对象发行股票的说明，任何与之相反的声明 均属不实陈述。 5、投资者如有任何疑问，应咨询自己的股票经纪人、律师、专业会计师或其他专 业顾问。 6、本预案所述事项并不代表审批机关对于本次向特定对象发行A股股票相关事项 的实质性判断、确认、批准或核准，本预案所述本次向特定对象发行A股股票相关事项 的生效和完成尚待公司股东大会审议通过、上海证券交易所审核通过并经中国证监会作 出予以注册决 ...

特此公告。 能科科技股份有限公司 董事会 2025 年 10 月 11 日 关于公司向特定对象发行 A 股股票预案披露的 提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 能科科技股份有限公司（以下简称"公司"）于 2025 年 10 月 10 日召开第五 届董事会第二十一次会议和第五届监事会第十四次会议，审议通过了公司 2025 年 度向特定对象发行 A 股股票的相关议案。具体内容详见公司在上海证券交易所网 站 （www.sse.com.cn）披露的相关公告，敬请广大投资者注意查阅。 本次预案披露事项不代表审批机关对于本次公司 2025 年度向特定对象发行 A 股股票相关事项的实质性判断、确认或批准，预案所述本次公司 2025 年度向特定 对象发行 A 股股票相关事项尚需公司股东大会审议通过、上海证券交易所审核通 过并经中国证券监督管理委员会同意注册后方可实施。敬请广大投资者注意投资 风险。 证券代码：603859 证券简称：能科科技 公告编号：2025-051 能科科技股份有限公司 ...

证券代码：603859 证券简称：能科科技 能科科技股份有限公司 2025年度向特定对象发行A股股票发行方案的 论证分析报告 二〇二五年十月 为满足公司业务发展的资金需求，增强公司资本实力，根据《中华人民共和国公 司法》《中华人民共和国证券法》《上市公司证券发行注册管理办法》等有关法律、 法规和规范性文件和《能科科技股份有限公司章程》的规定，公司拟向特定对象发行 股票不超过 73,409,310 股（含本数），募集资金总额不超过 100,000.00 万元（含本 数），用于"灵擎"工业 AI 赋能平台建设项目、"灵助"工业软件 AI 工具集开发项 目、"灵智"具身智能 AI 训推平台研发项目及补充流动资金。 （本报告中如无特别说明，相关用语具有与《能科科技股份有限公司 2025 年度向 特定对象发行 A 股股票预案》中的释义相同的含义） 一、本次向特定对象发行 A 股股票的背景和目的 （一）本次向特定对象发行股票的背景 1、国家大力推进人工智能产业落地，重点领域亟待AI技术创新 人工智能是全球面临的一次重大技术进步，正在对全球产业的发展带来深刻变革， 中国也面临巨大的发展机遇和挑战。2025年8月，国务院印发 ...

3、对本人的职务消费行为进行约束； 4、不动用公司资产从事与本人履行职责无关的投资、消费活动； 5、在自身职责和权限范围内，全力促使公司董事会或薪酬与考核委员会制 定的薪酬制度与公司填补回报措施的执行情况相挂钩； 能科科技股份有限公司 董事、高级管理人员关于公司 2025 年度向特定对象发行 A 股股票 摊薄即期回报及采取填补措施的承诺 根据《国务院办公厅关于进一步加强资本市场中小投资者合法权益保护工 作的意见》（国办发[2013]110 号）、《国务院关于进一步促进资本市场健康发展 的若干意见》（国发[2014]17 号）和《关于首发及再融资、重大资产重组摊薄即 期回报有关事项的指导意见》（中国证券监督管理委员会公告[2015]31 号）等法 律、法规、规范性文件的相关要求，作为能科科技股份有限公司（以下简称 "公司"）的董事、高级管理人员，本人现就保障公司 2025 年度向特定对象发 行 A 股股票摊薄即期回报采取的补救措施能够得到切实履行，承诺如下： 1、忠实、勤勉地履行职责，维护公司和全体股东的合法权益； 2、不无偿或以不公平条件向其他单位或者个人输送利益，也不采用其他方 式损害公司利益； 8、承诺切 ...

能科科技股份有限公司前次募集资金使用情况报告 能科科技股份有限公司 前次募集资金使用情况报告 根据中国证券监督管理委员会《监管规则适用指引——发行类第 7 号》的 规定，能科科技股份有限公司（以下简称"公司"或"本公司"）编制了截至2025 年6月30日的《前次募集资金使用情况报告》。 一、 募集资金基本情况 （一）前次募集资金的金额、资金到位时间 2021年经中国证券监督管理委员会《关于核准能科科技股份有限公司非公开 发行股票的批复》（证监许可〔2020〕3602号）核准，公司向14名特定投资者非 公开发行人民币普通股（A股）股票27,416,038股（以下简称"非公开发行"）， 每股面值1元，发行价格为每股29.18元，募集资金总额人民币799,999,988.84 元，扣除发行费用人民币12,402,008.80元（不含增值税），募集资金净额为人民 币787,597,980.04元。 该募集资金已于2021年6月9日全部到位，存放于公司募集资金专用账户中， 上述募集资金到位情况已经天圆全会计师事务所（特殊普通合伙）审验，并于2021 年6月9日出具天圆全验字[2021]000003号《验资报告》。 为了 ...