证券代码：688012 证券简称：中微公司 公告编号：2024-076 中微半导体设备（上海）股份有限公司 关于关联方投资超微半导体暨关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次交易事项已经独立董事 2024 年第一次专门会议审议通过，并经公司 第二届董事会第二十七次会议审议通过。本事项无需提交公司股东大会审议。 一、关联交易情况概述 超微公司系公司的控股子公司，目前注册资本 4,250 万元，中微公司认缴出 资 2,550 万元，持股 60%；嘉兴聚微投资管理合伙企业（有限合伙）（以下简称 "聚微合伙"）认缴出资 1,000 万元，持股 23.53%；BEAMVISION PTE. LTD.（以 下简称"BEAMVISION"）认缴出资 450 万元，持股 10.59%；自然人 JU JIN 出 资 250 万元，持股 5.88%。 1 超微半导体设备（上海）有限公司（以下简称"超微公司"）系中微半 导体设备（上海）股份有限公司（以下简称"公司"、"中微公司"） 的控股子公司，目前 ...

独立董事候选人声明与承诺 本人徐萍,已充分了解并同意由提名人中微半导体设备(上海)股份有限公 司董事会提名为中微半导体设备(上海)股份有限公司第三届董事会独立董事候 选人。本人公开声明,本人具备独立董事任职资格,保证不存在任何影响本人担 任中微半导体设备(上海)股份有限公司独立董事独立性的关系,具体声明并承 诺如下: 一、本人具备上市公司运作的基本知识,熟悉相关法律、行政法规、部门规 章及其他规范性文件,具有五年以上法律、经济会计、财务、管理等履行独立董 事职责所必需的工作经验。 中微半导体设备(上海)股份有限公司 (十)其他法律法规、部门规章、规范性文件和上海证券交易所规定的情形。 二、本人任职资格符合下列法律、行政法规和部门规章以及公司规章的要求: (一)《中华人民共和国公司法》等关于董事任职资格的规定; (二)《中华人民共和国公务员法》关于公务员兼任职务的规定(如适用); (三)中国证监会《上市公司独立董事管理办法》和上海证券交易所自律监 管规则有关独立董事任职资格和条件的相关规定； (四)中共中央纪委、中共中央组织部《关于规范中管干部辞去公职或者退 (离)休后担任上市公司、基金管理公司独立董事、独立监 ...

一、被提名人具备上市公司运作的基本知识,熟悉相关法律、行政法规、规 章及其他规范性文件,具有五年以上法律、经济、会计、财务、管理等履行独立 董事职责所必需的工作经验。 被提名人张聿先生、孙铮先生已经参加培训并取得证券交易所认可的相关培 训证明材料;被提名人徐萍女士尚未完成独立董事培训,承诺在本次提名后尽快 完成上海证券交易所举办的独立董事相关培训。 二、被提名人任职资格符合下列法律、行政法规和部门规章的要求: (一)《中华人民共和国公司法》等关于董事任职资格的规定; (二)《中华人民共和国公务员法》关于公务员兼任职务的规定(如适用); 中微半导体设备(上海) 股份有限公司 独立董事提名人声明与承诺 提名人中微半导体设备(上海)股份有限公司董事会,现提名张聿先生、徐 萍女士、孙铮先生为中微半导体设备(上海)股份有限公司第三届董事会独立董 事候选人,并已充分了解被提名人职业、学历、职称、详细的工作经历、全部兼 职、有无重大失信等不良记录等情况。被提名人已书面同意出任中微半导体设备 (上海)股份有限公司第三届董事会独立董事候选人(参见该独立董事候选人声 明)。提名人认为,被提名人具备独立董事任职资格,与中微半导体设 ...

Investment Rating - The report maintains a "Buy" rating for the company [5] Core Views - The company successfully removed from the U.S. Department of Defense's Chinese Military Companies List, enhancing its overseas business growth potential [3][19] - The company has not been included in the recent U.S. export control entity list, indicating strong compliance and legal capabilities [4] - The company is expected to benefit from downstream storage manufacturers' expansion and an increase in domestic equipment localization rates [5] Financial Summary - The company’s revenue projections for 2024, 2025, and 2026 are estimated at 82.5 billion, 116.2 billion, and 149.2 billion respectively, with year-on-year growth rates of 31.7%, 40.8%, and 28.5% [5] - The net profit attributable to the parent company is projected to be 18.1 billion, 24.4 billion, and 32.2 billion for the same years, with growth rates of 1.2%, 35.1%, and 31.8% respectively [5] - The dynamic price-to-earnings ratios for 2024, 2025, and 2026 are expected to be 68, 50, and 38 times respectively [5] Market Data - As of December 20, 2024, the closing price of the stock is 196.85 yuan, with a market capitalization of 122,512 million yuan [2]

中微半导体设备（上海）股份有限公司 关于董事会、监事会延期换届选举的提示性公告 证券代码：688012 证券简称：中微公司 公告编号：2024-072 公司董事会、监事会延期换届不会影响公司的正常运营。公司将积极推进换 届相关工作，尽快完成董事会与监事会的换届选举工作并及时履行信息披露义务。 特此公告。 中微半导体设备（上海）股份有限公司董事会 2024 年 12 月 17 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 中微半导体设备（上海）股份有限公司（以下简称"公司"）第二届董事会、 监事会任期已届满。鉴于公司新一届董事会、监事会换届工作尚未完成，为保证 公司董事会、监事会相关工作的连续性和稳定性，公司董事会、监事会将延期换 届，董事会各专门委员会、高级管理人员的任期亦相应顺延。 在公司换届工作完成前，公司第二届董事会、监事会全体成员、董事会各专 门委员会成员及高级管理人员将依照相关法律法规和《公司章程》等有关规定， 继续履行董事、监事及高级管理人员的职责和义务。 ...

根据《公司章程》的规定，公司监事会由三名监事组成。本次职工代表大会 选举产生的职工代表监事，将与公司股东大会选举产生的两名非职工代表监事共 同组成公司第三届监事会，任期与公司第三届监事会一致。 特此公告。 中微半导体设备（上海）股份有限公司监事会 2024 年 11 月 29 日 证券代码：688012 证券简称：中微公司 公告编号：2024-071 中微半导体设备（上海）股份有限公司 关于选举第三届监事会职工代表监事的公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 中微半导体设备（上海）股份有限公司（以下简称"公司"）第二届监事会 任期即将届满。根据《中华人民共和国公司法》《公司章程》《监事会议事规则》 等有关规定，公司于 2024 年 11 月 28 日在公司会议室召开了职工代表大会，会 议的召开及表决程序符合职工代表大会决策的有关规定，会议经民主讨论、表决， 选举戴时蕴女士担任公司第三届监事会职工代表监事，戴时蕴女士的简历详见附 件。 1 附件简历： 戴时蕴女士，1974 年生，中国国籍，无境外永久居留权，华东 ...

Group 1 - A new company, Advanced Micro Devices Equipment (Shanghai) Co., Ltd., has been established with a registered capital of 42.5 million yuan [1] - The legal representative of the new company is Yin Zhiyao, and its business scope includes sales of semiconductor device-specific equipment, sales of electronic special equipment, and repair of specialized equipment [1] - The company is jointly held by Zhongwei Company and others, indicating a collaborative investment approach in the semiconductor sector [2]

Investment Rating - The stock investment rating for the company is **Buy | Maintain** [1] Core Views - The company is a leader in etching equipment, with ICP equipment starting to scale up and moving towards full process coverage. From 2020 to 2023, the revenue from etching equipment grew at an average annual rate of over 50%, reaching RMB 4.7 billion in 2023. In H1 2024, etching equipment revenue was RMB 2.698 billion, up 56.68% YoY, accounting for 78.26% of total revenue. The company's plasma etching equipment has been widely adopted by leading domestic and international customers for advanced logic and memory chip manufacturing, with significant increases in market share for both CCP and ICP etching equipment [12] - MOCVD equipment, initially focused on the blue and green LED market, is expanding into the silicon carbide and gallium nitride-based power device markets. Despite a 49.04% YoY decline in H1 2024 revenue to RMB 152 million due to market fluctuations, the company is actively developing MOCVD equipment for new applications such as Micro-LED and power devices [13] - The company's thin film equipment is starting to scale up, with LPCVD new orders reaching RMB 168 million in H1 2024. The company has multiple new thin film deposition equipment products entering the market, with some already receiving repeat orders. The company's tungsten thin film deposition products cover all tungsten applications in memory devices and have completed validation with several logic and memory customers [14] - The company is significantly increasing R&D efforts, with H1 2024 R&D investment reaching RMB 970 million, up 110.84% YoY. The company is focusing on six categories of equipment and over 20 new equipment developments, aiming to catch up with global leaders in the semiconductor equipment industry [18] - China is expected to maintain annual wafer fab equipment investments of over $30 billion for the next four years, accelerating the localization of semiconductor equipment. The company currently covers about 33% of the integrated circuit equipment market, with plans to expand further through ongoing R&D projects [19] Financial Performance - The company's revenue has grown at an average annual rate of over 35% from 2012 to 2023, with etching and MOCVD equipment driving this growth. In H1 2024, the company achieved revenue of RMB 3.448 billion, up 36.46% YoY, with etching equipment revenue at RMB 2.698 billion, up 56.68% YoY, and MOCVD equipment revenue at RMB 152 million, down 49.04% YoY [35] - The company's net profit attributable to the parent company in 2023 was RMB 1.786 billion, up 52.7% YoY, including a one-time gain of RMB 406 million from the sale of part of its stake in another company. In H1 2024, net profit was RMB 520 million, down 48.48% YoY, mainly due to increased R&D spending [38] - The company's gross margin has been steadily improving, reaching 41.32% in H1 2024, despite a one-time impact from new accounting standards that included RMB 94.78 million in expected product quality assurance losses in the cost of sales [42] Market and Industry Outlook - China is expected to maintain annual wafer fab equipment investments of over $30 billion for the next four years, driven by government incentives and policies promoting semiconductor localization. The company is well-positioned to benefit from this trend, with its current coverage of about 33% of the integrated circuit equipment market expected to expand further [19] - The global semiconductor equipment market is projected to reach $95 billion in 2023, with China accounting for 35% of the market. The company's focus on etching, thin film, and metrology equipment aligns with the growing demand for advanced process technologies, which are expected to drive further growth in these segments [19] Product and Technology Development - The company's CCP etching equipment has achieved significant progress, with over 3,600 CCP etching reaction chambers delivered by June 2024. The company is also developing advanced technologies such as ultra-low temperature etching and new etching gases to meet the demands of higher aspect ratio structures [76][81] - The company's ICP etching equipment is rapidly scaling up, with over 700 Primo Nanova reaction chambers in operation by H1 2024. The company is also developing new ICP etching equipment for advanced logic, DRAM, and 3D NAND applications, with several products already in mass production [86][87] - The company's MOCVD equipment continues to lead in the gallium nitride-based MOCVD market, with over 500 chambers delivered by H1 2024. The company is also developing new MOCVD equipment for applications such as Micro-LED and power devices, with several new products in the validation stage [90][91] - The company is actively developing thin film deposition equipment, with 18 new LPCVD-related products in development. The company's tungsten thin film deposition products have been validated by key memory customers and are receiving repeat orders. The company is also developing ALD titanium nitride equipment for advanced memory and logic applications [94][95] R&D and Innovation - The company is significantly increasing its R&D investment, with H1 2024 R&D spending reaching RMB 970 million, up 110.84% YoY. The company is focusing on six categories of equipment and over 20 new equipment developments, aiming to catch up with global leaders in the semiconductor equipment industry [18] - The company has over 20 new equipment development projects in progress, covering advanced logic, memory, power devices, and other emerging fields. The company's R&D efforts are focused on achieving world-class performance in key areas such as high aspect ratio etching, thin film deposition, and advanced packaging [98][99]

证券代码：688012 证券简称：中微公司 公告编号：2024-070 中微半导体设备（上海）股份有限公司 关于 2020 年限制性股票激励计划第四个归属期归属结果暨 股份上市的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次股票上市类型为股权激励股份；股票认购方式为网下，上市股数为 158,696 股。 本次股票上市流通总数为 158,696 股。 本次股票上市流通日期为 2024 年 11 月 20 日。 根据中国证监会、上海证券交易所、中国证券登记结算有限责任公司上海分公 司有关业务规则的规定，中微半导体设备（上海）股份有限公司（以下简称"公司"） 于 2024 年 11 月 15 日收到中国证券登记结算有限责任公司上海分公司出具的《证 券变更登记证明》，公司于 2024 年 11 月 14 日完成了 2020 年限制性股票激励计划 第四个归属期的股份登记工作。现将有关情况公告如下： 一、 本次限制性股票归属的决策程序及相关信息披露 （一）2020 年限制性股票激励计划 （1）2020 年 ...

Investment Rating - The report maintains a "Buy" rating for the company, indicating an expected relative increase of over 15% compared to the CSI 300 index in the next six months [7][8]. Core Insights - The company reported a significant revenue growth of 36.27% year-on-year for the first three quarters of 2024, achieving a total revenue of 5.507 billion yuan. However, the net profit attributable to shareholders decreased by 21.28% to 913 million yuan [1]. - In Q3 2024 alone, the company achieved a revenue of 2.059 billion yuan, marking a year-on-year increase of 35.96% and a quarter-on-quarter increase of 11.77%. The net profit for Q3 surged by 152.63% year-on-year to 396 million yuan [1]. - The company's etching equipment revenue for the first three quarters of 2024 reached 4.413 billion yuan, reflecting a year-on-year growth of 53.77% [1]. Summary by Sections Financial Performance - For the first three quarters of 2024, the company reported a revenue of 5.507 billion yuan, a 36.27% increase year-on-year, and a net profit of 913 million yuan, down 21.28% year-on-year. The adjusted net profit was 813 million yuan, up 10.88% year-on-year [1]. - Q3 2024 results showed a revenue of 2.059 billion yuan, a 35.96% increase year-on-year and an 11.77% increase quarter-on-quarter. The net profit for Q3 was 396 million yuan, up 152.63% year-on-year and 48.11% quarter-on-quarter [1]. Product Development - The company is experiencing accelerated growth in its plasma etching equipment, with significant increases in new product shipments. The advanced logic and memory device manufacturing processes have seen a notable rise in production [1]. - New products, including several MOCVD devices, are entering the market, and the first sales of LPCVD equipment have been recorded, generating revenue of 28 million yuan [1]. Future Projections - The company is expected to achieve revenues of 8.260 billion yuan, 12.036 billion yuan, and 15.227 billion yuan for the years 2024, 2025, and 2026, respectively, with corresponding net profits of 1.724 billion yuan, 2.611 billion yuan, and 3.264 billion yuan [2][5]. - The projected revenue growth rates are 31.87% for 2024, 45.73% for 2025, and 26.51% for 2026, while net profit growth rates are expected to be -3.47% for 2024, 51.48% for 2025, and 25.01% for 2026 [2][5].