ิ้ IA YUAN LAW OFFICES 北京市嘉源律师事务所 关于中国中煤能源股份有限公司 2023 年第二次临时股东大会的 法律意见书 西城区复兴门内大街 158 号远洋大厦 4 楼 中国·北京 北京 BEI JING · 上海 SHANGHAI · 深圳 SHENZHEN · 香港 HONG KONG · 广州 GUANGZHOU · 西安 XI'AN 致:中国中煤能源股份有限公司 北京市嘉源律师事务所 关于中国中煤能源股份有限公司 2023 年第二次临时股东大会的 法律意见书 嘉源(2023)-04-858 北京市嘉源律师事务所(以下简称"本所")接受中国中煤能源股份有限公 司(以下简称"公司")的委托,根据《中华人民共和国公司法》(以下简称"《公 司法》")《上市公司股东大会规则》(以下简称"《股东大会规则》")等现 行有效的法律、行政法规、部门规章、规范性文件(以下简称"法律法规")以 及《中国中煤能源股份有限公司章程》(以下简称"《公司章程》")的有关规 定,指派本所律师对公司2023年第二次临时股东大会(以下简称"本次股东大会") 进行见证,并依法出具本法律意见书。 为出具本法律意见书,本 ...

重要内容提示： 一、 会议召开和出席情况 中国中煤能源股份有限公司 2023 年第二次临时股东大会（简称"本次股东 大会"或"本次会议"）以现场投票与网络投票相结合方式，通过中国证券登记 结算有限责任公司的网络投票系统进行网络投票，出席会议的股东和股东代理人 具体情况如下： | 1.出席会议的股东和代理人人数 | 8 | | --- | --- | | 其中：A 股股东人数 | 7 | 本公告全文已于本公告日刊登于上海证券交易所网站、香港联合交易所有限 公司网站、本公司网站、中国证券报、上海证券报、证券时报和证券日报。 本次会议是否有否决议案：无 证券代码：601898 证券简称：中煤能源 公告编号：2023-045 中国中煤能源股份有限公司 2023 年第二次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 表决情况： | 股东类型 | 同意 | | 反对 | | 弃权 | | | --- | --- | --- | --- | --- | --- | --- | | | 票数 | 比例 | 票数 | 比 ...

证券代码：601898 证券简称：中煤能源 公告编号：2023-044 中国中煤能源股份有限公司 第五届董事会 2023 年第五次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本公告全文已于本公告日刊登于上海证券交易所网站、香港联合交易所有限 公司网站、本公司网站、中国证券报、上海证券报、证券时报和证券日报。 （一）批准《关于公司"十四五"发展规划的议案》 赞成票：7 票， 反对票：0 票， 弃权票：0 票。 批准公司"十四五"发展规划。 （二）批准《关于股份公司高管人员 2022 年度薪酬兑现及 2023 年度基本年薪方 案的议案》 赞成票：7 票， 反对票：0 票， 弃权票：0 票。 批准公司高级管理人员 2022 年度薪酬兑现方案及 2023 年度基本年薪方案。 特此公告。 1 一、 董事会会议召开情况 中国中煤能源股份有限公司第五届董事会 2023 年第五次会议通知于 2023 年 11 月 16 日以书面方式送达，会议于 2023 年 11 月 21 日以现场表决方式召开。会 议应到董 ...

此外，因受到诸多因素的影响，包括（但不限于）国家宏观政策调整、国内 外市场环境变化、恶劣天气及灾害、设备检修维护、安全检查和煤矿地质条件变 化等，所公告生产经营数据在月度之间可能存在较大差异。 上述生产经营数据并不对本公司未来经营情况作出任何明示或默示的预测 或保证，投资者应注意不恰当信赖或使用以上信息可能造成投资风险。 公司将在本公告披露后适时召开月度生产经营数据说明会，具体参会事宜请 询公司投资者热线 010-82236028。 中国中煤能源股份有限公司 2023 年 10 月份主要生产经营数据公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 | 指标项目 | 单位 | 2023 | 年 | 2022 | 年 | 变化比率（%） | | | --- | --- | --- | --- | --- | --- | --- | --- | | | | 10 月份 | 累计 | 10 月份 | 累计 | 10 月份 | 累计 | | 一、煤炭业务 | | | | | | | | | （一）商品煤产量 | 万吨 | 1,109 ...

证券代码：601898 证券简称：中煤能源 公告编号：2023-042 公司将按照有关法律法规和上述批复文件的要求及公司股东大会的授权，择 机办理本次公司债券发行的相关事宜，并及时履行信息披露义务。 特此公告。 中国中煤能源股份有限公司 2023 年 11 月 14 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 近日，中国中煤能源股份有限公司收到中国证券监督管理委员会（简称"中 国证监会"）出具的《关于同意中国中煤能源股份有限公司向专业投资者公开发 行公司债券注册的批复》（证监许可[2023]2493 号），该批复就公司公开发行公司 债券注册事项批复如下： 一、同意公司向专业投资者公开发行面值总额不超过 100 亿元公司债券的注 册申请。 二、本次发行公司债券应严格按照报送上海证券交易所的募集说明书进行。 三、本批复自中国证监会同意注册之日起 24 个月内有效，公司在注册有效 期内可以分期发行公司债券。 四、自中国证监会同意注册之日起至本次公司债券发行结束前，公司如发生 重大事项，应及时报告中国证监会并按有关规定处理。 ...

中国中煤能源股份有限公司 2023 年第二次临时股东大会会议资料 2023 年 11 月 | 会 | 议 | 须 知 1 | | --- | --- | --- | | 会 | 议 | 议 程 3 | | | | 中国中煤能源股份有限公司 | | | 中煤能源 2023 年第二次临时股东大会会议资料 会 议 须 知 为维护投资者的合法权益，保证股东大会的正常秩序和议 事效率，根据《公司法》《公司章程》等规定，特制定如下会议须 知： 一、参会法人股东代表须持法人单位营业执照复印件、授 权委托书、股东账户卡、持股凭证和出席人身份证进行登记； 自然人股东本人出席会议须持本人身份证、股东账户卡、持股 凭证进行登记；委托代理人须持有授权委托书、委托人身份证 或复印件、代理人身份证、委托人股东账户卡和持股凭证进行 登记。 二、本次临时股东大会采取现场与网络投票相结合的方式 进行表决，股东和股东代表以其所代表的有表决权的股份数额 行使表决权，投票的具体事宜详见公司于 2023 年 10 月 25 日发 布的《中国中煤能源股份有限公司关于召开 2023 年第二次临时 股东大会的通知》。 三、现场出席本次临时股东大会的股东和股 ...

此乃要件 請即處理 香港交易及結算所有限公司及香港聯合交易所有限公司對本通函的內容概不負責，對其準確性或完整性亦不發表任何 聲明，並明確表示，概不對因本通函全部或任何部份內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。 閣下對本通函的任何內容或將採取的行動如有任何疑問，應諮詢 閣下的股票經紀或其他註冊證券交易商、銀行經 理、律師、專業會計師或其他專業顧問。 閣下如已售出或轉讓所有名下的中國中煤能源股份有限公司股份，應立即將本通函連同隨附之代表委任表格送交買主 或承讓人或經手買賣的銀行、股票經紀或其他代理商，以便轉交買主或承讓人。 中國中煤能源股份有限公司 （於中華人民共和國註冊成立的股份有限公司） （股份代號：01898） 持續關連交易及須予披露交易 及 臨時股東大會通告 獨立董事委員會及獨立股東之獨立財務顧問 本公司謹訂於2023年11月21日（星期二）下午15時假座中國北京市朝陽區黃寺大街1號中煤大廈舉行臨時股東大會，召 開大會通告載於本通函第74至76頁。 倘 閣下擬委任受委代表出席臨時股東大會，務須將隨附的代表委任表格按其上打印的指示填妥，並於實際可行情況 下盡快惟無論如何最遲須於臨時股東大會 ...

证券代码：601898 证券简称：中煤能源 公告编号：2023-041 中国中煤能源股份有限公司 关于控股股东增持公司股份的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 增持主体 （一）增持主体：中煤集团，为公司控股股东。 （二）增持主体已持有股份的数量、占公司总股本的比例：在首次增持实施 前，中煤集团直接持有公司 7,605,207,608 股 A 股股份，通过全资子公司中煤能 源香港有限公司持有公司 132,351,000 股 H 股股份，合计约占公司已发行总股本 的 58.36%。 二、 增持计划的主要内容 基于对公司未来发展前景的信心和对资本市场长期投资价值的认可，为促进 公司持续、健康、稳定发展，中煤集团决定实施本次增持计划。本次增持计划的 具体内容详见公司于 2023 年 10 月 16 日披露的《中国中煤能源股份有限公司关 于控股股东增持公司股份计划的公告》（公告编号：2023-035）。 三、 增持计划实施进展情况 1 增持计划基本情况：中国中煤能源股份有限公司于 2023 年 ...

Financial Performance - The company's operating revenue for Q3 2023 was CNY 46,851,788, a decrease of 18.2% compared to the same period last year[2]. - Net profit attributable to shareholders for Q3 2023 was CNY 4,853,144, down 18.5% year-on-year[3]. - The basic earnings per share for Q3 2023 was CNY 0.37, a decrease of 17.8% compared to CNY 0.45 in the same period last year[3]. - The weighted average return on equity decreased by 1.19 percentage points to 3.45% in Q3 2023[3]. - The company's net profit attributable to shareholders for the first nine months of 2023 was CNY 16,688.04 million, a decrease of 13.5% compared to CNY 19,327.69 million in the same period of 2022[10]. - The total comprehensive income for Q3 2023 was CNY 21,873,390, down from CNY 26,935,510 in the same period last year, reflecting a decline of 18.7%[28]. - The net profit for Q3 2023 was CNY 21,759,020, a decrease of 18.5% compared to CNY 26,788,892 in Q3 2022[27]. - Operating profit for Q3 2023 was CNY 27,879,148, compared to CNY 34,335,121 in Q3 2022, representing a decrease of 18.7%[27]. Revenue and Sales - The total sales revenue from coal business for the first nine months of 2023 was CNY 132.37 billion, down 12.4% from CNY 151.18 billion year-on-year[12]. - The sales volume of commercial coal reached 21,480,000 tons in the first nine months of 2023, up 5.1% from 20,442,000 tons year-on-year[8]. - The company produced 10,117,000 tons of commercial coal in the first nine months of 2023, a 10.0% increase from 9,200,000 tons in the same period last year[8]. - Urea sales volume rose by 20.8% to 170.4 million tons, with a selling price of 2,408 RMB/ton, down 9.0% year-on-year[16]. - The sales volume of polyolefins increased by 3.0% to 110.5 million tons, while the average selling price decreased by 8.0% to 6,914 RMB/ton[16]. Costs and Expenses - The total operating costs for the first three quarters of 2023 were RMB 130,958,284 thousand, down 8.5% from RMB 143,176,204 thousand in the same period of 2022[26]. - The sales cost of coal business decreased to CNY 100.91 billion, a decline of 9.4% compared to CNY 111.42 billion in the previous year[12]. - The gross profit from coal business for the first nine months of 2023 was CNY 31.46 billion, down 20.9% from CNY 39.76 billion in the same period of 2022[12]. - Material costs decreased by 8.9% to 54.53 million from 59.85 million year-on-year[15]. - The company's financial expenses for the first three quarters of 2023 were RMB 806,156,000, down from RMB 1,019,686,000 in the same period of 2022, a reduction of about 20.9%[36]. Cash Flow - The company reported a net cash flow from operating activities of CNY 28,355,172 for the year-to-date, a decrease of 25.0% compared to the previous year[3]. - Cash flow from operating activities for the first three quarters of 2023 was CNY 180,393,101, down from CNY 205,568,476 in the same period of 2022, a decline of 12.2%[29]. - The net cash flow from operating activities for Q3 2023 was CNY 28,355,172, compared to CNY 37,817,926 in Q3 2022, a decrease of 25.0%[30]. - Cash inflow from investment activities was CNY 10,063,141 thousand, down from CNY 14,175,710 thousand year-over-year, reflecting a decrease of approximately 29.8%[38]. - The company incurred a total of CNY 44,499,948 in cash outflows from financing activities in Q3 2023, compared to CNY 26,875,760 in Q3 2022, an increase of 65.3%[30]. Assets and Liabilities - Total assets at the end of Q3 2023 were CNY 345,673,900, an increase of 1.6% from the end of the previous year[3]. - The total liabilities decreased to RMB 165,173,388 thousand as of September 30, 2023, from RMB 175,055,030 thousand at the end of 2022, a reduction of 5.0%[24]. - The company's total assets as of September 30, 2023, were RMB 345,673,900 thousand, compared to RMB 340,223,173 thousand at the end of 2022, reflecting a growth of 1.3%[23]. - The company's total liabilities decreased to RMB 51,918,428,000 as of September 30, 2023, from RMB 59,325,946,000 at the end of 2022, reflecting a decline of about 12.3%[35]. - The company's total equity as of September 30, 2023, was RMB 83,257,548,000, down from RMB 86,371,100,000 at the end of 2022, reflecting a decrease of approximately 3.3%[35]. Future Outlook and Strategy - The company plans to continue expanding its market presence and developing new technologies in the coal sector[10]. - The company plans to maintain its focus on environmental restoration costs related to coal mining, which are included in other costs[15]. - The company plans to continue focusing on market expansion and new product development as part of its future strategy[25].

Financial Performance - Operating revenue for Q3 2023 was RMB 46,851,788, a decrease of 18.2% compared to RMB 57,306,211 in the same period last year[2] - Net profit attributable to shareholders for Q3 2023 was RMB 4,853,144, down 18.5% from RMB 5,951,443 year-on-year[2] - The net profit excluding non-recurring gains and losses for Q3 2023 was RMB 4,817,585, reflecting an 18.6% decrease compared to RMB 5,918,098 in the previous year[2] - The weighted average return on equity decreased to 3.45% in Q3 2023, down 1.19 percentage points from 4.64% in the same period last year[2] - For the first nine months of 2023, the net profit attributable to shareholders was RMB 16,688,039, a decrease of 13.4% from RMB 19,327,686 in the same period of 2022[6] Asset and Liability Overview - Total assets as of the end of Q3 2023 were RMB 340,223,173, representing a 1.6% increase from the previous year[2] - The company's total assets as of September 30, 2023, were RMB 143,390,727, an increase from RMB 130,864,820 as of December 31, 2022[6] - The company's total liabilities decreased by 36.4% to RMB 19,821,066 from RMB 31,168,160, primarily due to the repayment of long-term borrowings and bonds[8] Production and Sales Metrics - Coal production for the first nine months of 2023 reached 10,117,000 tons, an increase of 10.0% from 9,200,000 tons in the same period last year[5] - Urea production increased by 18.6% to 153,200 tons in the first nine months of 2023, compared to 129,200 tons in the previous year[5] - The company reported a total of 21,480,000 tons of coal sales in the first nine months of 2023, which is a 5.1% increase from 20,442,000 tons year-on-year[5] - The total sales volume of self-produced coal for 2023 reached 9,967,000 tons, an increase of 780,000 tons or 8.5% compared to 2022[11] - The sales volume of major coal chemical products increased to 110.5 million tons, up 3.0% from 107.3 million tons in 2022[15] - The sales volume of methanol increased by 12.7% to 146.5 million tons in 2023, compared to 130.0 million tons in 2022[15] Revenue and Cost Analysis - The company's coal business achieved sales revenue of RMB 132.37 billion, down 12.4% from RMB 151.18 billion year-on-year, primarily due to a decrease in sales prices[10] - The sales cost of the coal business for the first nine months of 2023 was RMB 100.91 billion, a decrease of 9.4% from RMB 111.42 billion in the same period last year[10] - The gross profit from the coal business was RMB 31.46 billion, down 20.9% from RMB 39.76 billion year-on-year, reflecting the impact of market price declines[10] - Investment income for the first nine months of 2023 was RMB 2,508,065, a decrease of 36.2% from RMB 3,928,092 in the same period of 2022, mainly due to lower profits from coal and coal chemical products[9] - The average selling price of self-produced coal decreased by 17.4% to 603 RMB/ton in 2023 from 730 RMB/ton in 2022[11] - The average selling price of urea decreased by 9.0% to 2,408 RMB/ton in 2023 from 2,645 RMB/ton in 2022[15] - The unit sales cost of self-produced coal was 294.79 RMB/ton, a decrease of 11.39 RMB/ton or 3.7% year-on-year[14] - The unit sales cost of ammonium nitrate increased significantly by 71.1% to 1,619 RMB/ton in 2023 from 946 RMB/ton in 2022[16] - The company reported a decrease in material costs by 8.9% to 54.53 RMB/ton in 2023 compared to 59.85 RMB/ton in 2022[13] Shareholder and Ownership Structure - The total number of ordinary shareholders at the end of the reporting period was 101,570, with the largest shareholder holding 57.36% of the shares[17] - As of September 30, 2023, China Coal Energy Group holds 7,605,207,608 shares, representing the largest shareholder position[18] - HKSCC Nominees Limited holds 3,958,922,469 shares, indicating significant foreign investment in the company[18] - Fude Life Insurance Co., Ltd. holds 2,012,858,147 H shares, reflecting strong institutional interest[20] - The company has a total of 10 major shareholders, with no significant changes in their financing or margin trading activities reported[18] - The shareholder structure includes both domestic and international investors, highlighting a broad base of support[19] Legal and Governance Matters - The company has faced legal challenges involving Yihua Mining, Mengda Mining, and Galaxy Hongtai, but these do not significantly impact its financial status[20] - The company emphasizes compliance with legal standards while protecting its rights amid ongoing litigation[20] - The board of directors is led by Chairman Wang Shudong, with a diverse team of executive and non-executive members[20] - The company is committed to maintaining transparency and providing updates on operational conditions to investors[20] - The company’s financial health remains stable despite external legal pressures, ensuring continued operational integrity[20]