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华虹公司: 国泰海通证券股份有限公司关于华虹半导体有限公司聘任高级管理人员及核心技术人员调整的核查意见
Zheng Quan Zhi Xing· 2025-08-29 17:03
Group 1 - The company appointed Chen Yimin as Executive Vice President and recognized Chen Guanglong as a core technical personnel on August 28, 2025 [1][2] - Chen Yimin has nearly 20 years of experience in the semiconductor industry and has held various positions within the company and its subsidiaries [1][2] - Chen Guanglong has over 20 years of experience in the semiconductor industry and has served in multiple roles, including Senior Vice President in charge of technology research and development [2][3] Group 2 - Guangping Hua will no longer serve as a core technical personnel but will remain as Executive Vice President [3] - Guangping Hua has nearly 30 years of experience in the semiconductor industry and has worked for several notable companies [3][4] - The company has established a complete R&D system and a stable team, ensuring that the personnel adjustments will not adversely affect its operational capabilities or technological advantages [4] Group 3 - The company has clear agreements regarding intellectual property, confidentiality obligations, and non-competition with Guangping Hua, ensuring no disputes regarding intellectual property ownership [4] - The addition of Chen Guanglong as a core technical personnel is expected to enhance the stability of the R&D team and maintain the company's technological competitive edge [4]
华虹公司: 国泰海通证券股份有限公司关于华虹半导体有限公司与上海复旦微电子集团股份有限公司发生日常关联交易的核查意见
Zheng Quan Zhi Xing· 2025-08-29 17:03
国泰海通证券股份有限公司 关于华虹半导体有限公司 与上海复旦微电子集团股份有限公司发生日常关联交易的核 查意见 国泰海通证券股份有限公司(以下简称"保荐机构")作为华虹半导体有限公 司(以下简称"华虹公司"或"公司")首次公开发行人民币普通股(A股)股票并 在科创板上市的保荐机构,根据《证券发行上市保荐业务管理办法》《上海证券交 易所科创板股票上市规则》《上海证券交易所上市公司自律监管指引第11号——持 续督导》《上海证券交易所科创板上市公司自律监管指引第1号——规范运作》等有 关规定,对华虹公司与上海复旦微电子集团股份有限公司(以下简称"复旦微电") 发生日常关联交易事项进行了审慎核查,具体情况如下: 一、日常关联交易基本情况 (一)日常关联交易履行的审议程序 公司董事会于2025年8月28日就与复旦微电发生日常关联交易相关事宜作出决议, 同意公司及其合并报表范围内公司因生产经营需要,在不超过相应额度的范围内与 关联方复旦微电开展相关交易。根据《上海证券交易所科创板股票上市规则》(以 下简称"《科创板上市规则》")的规定,公司全体独立董事同意通过上述议案。 根据《科创板上市规则》及《华虹半导体有限公司之组织 ...
沪硅产业: 国泰海通证券股份有限公司关于上海硅产业集团股份有限公司部分募投项目延期的核查意见
Zheng Quan Zhi Xing· 2025-08-29 17:01
Core Viewpoint - The company is extending the construction period of its fundraising project "300mm High-end Silicon Material R&D Pilot Project" to December 2026 due to delays in project implementation while maintaining the original investment direction and total amount [7][8]. Fundraising Overview - The company raised a total of RMB 4,999,999,851.17 in 2022, with a net amount of RMB 4,946,185,486.46 after deducting issuance costs [1]. - The funds are managed in a dedicated account with a tripartite supervision agreement signed with the sponsor and the supervising bank [2]. Investment Project Details - The main use of the raised funds includes the "300mm High-end Silicon Wafer R&D and Advanced Manufacturing Project" and "300mm High-end Silicon Material R&D Pilot Project" [2]. - The total investment for the "300mm High-end Silicon Material R&D Pilot Project" is RMB 214,420.80 million, with RMB 200,000 million planned from the raised funds [3]. Delay Reasons - The project has faced delays due to extended procurement cycles for key equipment, complex technology development, strict customer validation processes, and a slowdown in the semiconductor market [4][5]. Project Necessity and Feasibility - The project remains necessary and feasible as it addresses the growing demand for SOI wafers in various applications, including automotive electronics and mobile terminals [5][6]. - The company aims to fill the domestic gap in 300mm SOI wafer production, enhancing self-sufficiency in critical semiconductor materials [5]. Market Environment - The semiconductor market is recovering, driven by demand in sectors like smartphones, IoT, and AI, providing a favorable environment for the project's implementation [6]. Conclusion on Project Extension - The extension of the project timeline is a prudent decision based on actual implementation conditions and does not adversely affect the company's operations or shareholder interests [7][8].
华海清科: 国泰海通证券股份有限公司关于华海清科股份有限公司2025年半年度持续督导跟踪报告
Zheng Quan Zhi Xing· 2025-08-29 17:01
Core Viewpoint - The report outlines the continuous supervision and guidance provided by Guotai Junan Securities for Huahai Qingke Co., Ltd. during the first half of 2025, emphasizing the company's compliance with regulations and its operational performance [2][9]. Summary by Sections Continuous Supervision Work - The sponsor has established a continuous supervision system to ensure the company adheres to regulatory obligations, including information disclosure and operational compliance [2][3]. - The sponsor has assisted the company in developing internal systems and decision-making processes to meet legal and regulatory requirements [3][4]. - The company has maintained transparency in its information disclosure, ensuring it is accurate, complete, and timely [3][4]. Financial Performance - For the first half of 2025, the company reported a revenue of approximately RMB 1.95 billion, a year-on-year increase of 30.28% [17]. - The total profit reached approximately RMB 549.78 million, reflecting an 11.66% increase compared to the previous year [17]. - The net profit attributable to shareholders was approximately RMB 505 million, marking a 16.82% increase [17]. R&D and Innovation - The company has a strong focus on R&D, with R&D expenses accounting for 12.63% of revenue, an increase from 11.72% in the previous year [17][22]. - The company has developed a robust R&D team of 722 members, representing 31.99% of its total workforce [19][20]. - The company has obtained 500 patents and 39 software copyrights, showcasing its commitment to innovation [19][20]. Risk Management - The company faces risks related to core competitiveness, including potential talent loss and technological advancements in the semiconductor equipment industry [9][10]. - The company has established a quality management system to ensure product quality and customer satisfaction [20][21]. - The company is exposed to financial risks, particularly concerning accounts receivable and customer concentration [12][13]. Use of Raised Funds - The company raised a total of RMB 364.43 million through its IPO, with a net amount of RMB 348.99 million after deducting issuance costs [2][23]. - As of June 30, 2025, the company has utilized RMB 111.58 million of the raised funds for designated projects [23]. - The company has ensured compliance with regulations regarding the management and use of raised funds [23].
中微公司: 国泰海通证券股份有限公司关于中微半导体设备(上海)股份有限公司使用自有资金支付募投项目所需资金并以募集资金等额置换的核查意见
Zheng Quan Zhi Xing· 2025-08-29 16:52
Summary of Key Points Core Viewpoint - The company is utilizing its own funds to pay for investment projects and will replace these funds with raised capital, ensuring operational efficiency and compliance with regulatory requirements [1][5]. Fundraising Overview - The company raised a total of RMB 820,665.87 million by issuing 80,229,335 shares at RMB 102.29 per share, with a net amount of RMB 812,459.21 million after deducting fees [1][2]. - The total commitment for investment projects was RMB 1,000,000.00 million, with an adjusted total of RMB 811,816.24 million [2]. Investment Project Details - The main projects funded include the Micro Semiconductor Industrialization Base Construction Project (RMB 317,000.00 million) and Technology Reserve Fund (RMB 119,816.24 million) [2]. Reasons for Using Own Funds - The company used its own funds for certain project expenses due to regulatory requirements regarding employee compensation and social insurance payments, which cannot be processed through the raised capital account [2][3]. Operational Process - The company will compile a detailed list of expenses paid with its own funds, followed by a transfer of equivalent amounts from the raised capital account to its own accounts [3]. Impact on the Company - This approach is expected to enhance operational management efficiency and ensure the smooth progress of investment projects without negatively affecting normal operations [3][4]. Compliance and Approval - The decision to use own funds and replace them with raised capital has been approved by the company's board and supervisory committee, adhering to relevant regulations and internal management systems [4][5].
德科立: 国泰海通证券股份有限公司关于无锡市德科立光电子技术股份有限公司增加2025年度日常关联交易预计额度的核查意见
Zheng Quan Zhi Xing· 2025-08-29 16:51
王 胜 ??????????????雾??仍??? 杨 ?????????????? ??????O????????????????? ?????????????π????????ā????????、????? ????????????π????、?ā??????ā?徐???????????????? 、??к??2023 ???????????????????????????? к?????ъ?????? ?к?????、???к???? ?к????? ?、 ??к????????? 1 ?üü????????????????? ????????、??? 2025 ?????????有?仍??亩???y由 ???????o???π? a????????????? ?a??????????????? ????? 2025 ? 4 ? 24 ??????????????????????? ???a????????????享????? 2025 ??????????????????? ??壳? 2025 ???????????仍ㅠ?? 11,250.00 s?????????????????????? ???? ...
德科立: 国泰海通证券股份有限公司关于无锡市德科立光电子技术股份有限公司使用自有资金等方式支付募投项目部分款项后续以募集资金等额置换的核查意见
Zheng Quan Zhi Xing· 2025-08-29 16:51
Group 1 - The articles discuss ongoing developments in the agricultural sector, particularly focusing on land usage and productivity metrics [1][2] - There is a mention of specific acreage figures, indicating that certain areas remain underutilized despite potential for growth [1][2] - The timeline for projected changes in land use and productivity extends to 2025, highlighting future expectations for the industry [1][2] Group 2 - The articles emphasize the importance of regulatory reviews and approvals in the agricultural sector, which may impact land development and usage [1][2] - There are references to ongoing assessments of land productivity, suggesting that current practices may not be fully optimized [1][2] - The discussion includes potential shifts in land management strategies as the industry looks towards future sustainability and efficiency [1][2]
益诺思: 国泰海通证券股份有限公司关于上海益诺思生物技术股份有限公司使用部分暂时闲置募集资金进行现金管理的核查意见
Zheng Quan Zhi Xing· 2025-08-29 16:51
国泰海通证券股份有限公司 关于上海益诺思生物技术股份有限公司 使用部分暂时闲置募集资金进行现金管理的核查意见 国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐人")作为上 海益诺思生物技术股份有限公司(以下简称"益诺思"、"公司"或"发行人") 首次公开发行股票并在科创板上市持续督导的保荐机构,根据《证券发行上市保 荐业务管理办法》 《上市公司募集资金监管规则》 《上海证券交易所科创板上市公 司自律监管规则适用指引第 1 号——规范运作》等有关法律法规和规范性文件的 要求,就益诺思使用部分暂时闲置募集资金进行现金管理的事项进行了审慎核查, 并发表如下核查意见: 一、募集资金基本情况 根据中国证券监督管理委员会出具的《关于同意上海益诺思生物技术股份有 限公司首次公开发行股票注册的批复》 (证监许可〔2024〕762 号),公司首次公 开发行人民币普通股(A 股)3,524.4904 万股(以下简称"本次发行"),每股发 行价格为人民币 19.06 元,本次发行募集资金总额 67,176.79 万元,扣除发行费 用后,募集资金净额为 60,964.49 万元。上述募集资金已到位,经立信会计师事 务所(特殊普 ...
广钢气体: 国泰海通证券股份有限公司关于广州广钢气体能源股份有限公司使用部分暂时闲置募集资金进行现金管理的核查意见
Zheng Quan Zhi Xing· 2025-08-29 16:51
Core Viewpoint - The company intends to utilize part of its temporarily idle raised funds for cash management, ensuring that it does not affect the normal operation of fundraising investment projects and guarantees the safety of funds [1][4][8]. Fundraising Basic Information - The company raised a total of RMB 3,255,615,848.10 from its initial public offering of 32,984,963 shares at a price of RMB 9.87 per share, with all funds received and verified by an accounting firm [1][2]. Cash Management Purpose - The cash management aims to improve the efficiency of fund usage, increase cash asset returns, and protect shareholder interests while ensuring that fundraising investment projects are not impacted [4][5]. Cash Management Products - The company plans to invest in high-safety, liquid, principal-protected products, including but not limited to time deposits, large certificates of deposit, and notice deposits [4][5]. Investment Limit and Duration - The company intends to use up to RMB 130,000 million of temporarily idle funds for cash management, with a validity period of 12 months from the board's approval [4][5]. Implementation Method - The board authorizes the management to make investment decisions and sign relevant legal documents, with the finance management center responsible for organizing the implementation [4][5]. Information Disclosure - The company will fulfill its information disclosure obligations in accordance with relevant regulations and guidelines [5][8]. Cash Management Income Distribution - The income from cash management will be used to supplement any shortfall in the investment amounts of fundraising projects, and the funds will be returned to the fundraising special account upon maturity [5][8]. Impact on Company Operations - The cash management will not affect the normal operation of fundraising investment projects or the company's main business, and it is expected to enhance overall performance and shareholder returns [5][8]. Review Procedures - The board and supervisory board have approved the cash management proposal, confirming that it aligns with regulatory requirements and does not harm the interests of the company or its shareholders [7][8]. Sponsor's Verification Opinion - The sponsor has verified that the cash management plan complies with relevant regulations and will enhance fund usage efficiency without altering the intended use of the raised funds [8].
翔宇医疗: 国泰海通证券股份有限公司关于翔宇医疗使用超募资金置换预先投入自筹资金的核查意见
Zheng Quan Zhi Xing· 2025-08-29 16:51
Core Viewpoint - The company is utilizing excess raised funds to replace previously invested self-raised funds for ongoing projects, ensuring compliance with regulatory requirements and maintaining the integrity of fundraising purposes [1][5][7]. Fundraising Overview - The company was approved to issue 40 million shares at a price of RMB 28.82 per share, raising a total of RMB 1,152.8 million, with a net amount of RMB 1,049.66 million after deducting issuance costs. The excess funds raised amounted to RMB 341.66 million [1][2]. Investment Project Details - The total investment for the planned projects is RMB 1,009.62 million, with adjusted investment amounts for specific projects, including the rehabilitation equipment research and exhibition center, which saw its total investment increase from RMB 146.73 million to RMB 228.73 million [2][3]. Use of Excess Funds - The company decided to use RMB 79.12 million of the excess funds for the construction of the rehabilitation medical device industrial park, specifically for the research center and related facilities. This decision was approved in the board meeting held on April 23, 2025 [3][4]. Replacement of Self-raised Funds - The company plans to replace RMB 12.91 million of self-raised funds that were previously invested in the rehabilitation medical device industrial park with the excess funds. This replacement was approved in the board meeting on August 27, 2025 [4][5]. Compliance and Verification - The supervisory board and the accounting firm confirmed that the use of excess funds complies with relevant regulations and does not affect the normal implementation of investment projects. The replacement of funds was verified by the accounting firm, ensuring adherence to regulatory standards [5][7][8].