证券代码：601555 股票简称：东吴证券 公告编号：2025-011 东吴证券股份有限公司 关于 2024 年度利润分配预案 暨 2025 年中期利润分配授权的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ● 本次利润分配每股分配比例：每股派发现金红利人民币 0.237 元（含税）。 ● 本次利润分配以公司实施权益分派方案时股权登记日在册的全体股东所 持股份数为基数，具体日期将在权益分派实施公告中明确。 ● 在实施权益分派的股权登记日前公司总股本发生变动的，拟维持每股分 配金额不变，相应调整分配总额，并将另行公告具体调整情况。 ● 公司不触及《上海证券交易所股票上市规则》（以下简称《股票上市规 则》）第 9.8.1 条第一款第（八）项规定的可能被实施其他风险警示的情形。 一、 利润分配方案内容 （一）利润分配方案的具体内容 经安永华明会计师事务所（特殊普通合伙）审计，截至 2024 年 12 月 31 日， 东吴证券股份有限公司（以下简称"公司"或"东吴证券"）母公司报表期末未 分配利润为人民币 5, ...

东吴证券股份有限公司 审计报告 已审财务报表 2024年度 东吴证券股份有限公司 目 录 | | 页 | 次 | | --- | --- | --- | | 一、审计报告 | 1 – | 8 | | 二、已审财务报表 | | | | 合并资产负债表 | 09 – | 10 | | 合并利润表 | 11 – | 12 | | 合并股东权益变动表 | 13 | | | 合并现金流量表 | 14 – | 15 | | 公司资产负债表 | 16 – | 17 | | 公司利润表 | 18 – | 19 | | 公司股东权益变动表 | 20 | | | 公司现金流量表 | 21 – | 22 | | 财务报表附注 | 023 – | 159 | | 补充资料 | | | | 1. 非经常性损益明细表 | A–1 | | | 2. 净资产收益率和每股收益 | A–1 | | 安永华明（2025）审字第70027437_B01号 东吴证券股份有限公司 东吴证券股份有限公司全体股东： 一、审计意见 我们审计了东吴证券股份有限公司的财务报表，包括2024年12月31日的合并及公 司资产负债表，2024年度的合并及公司利润表、股 ...

东吴证券股份有限公司 内部控制审计报告 2024年12月31日 内部控制审计报告 安永华明（2025）专字第70027437_B01号 东吴证券股份有限公司 东吴证券股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我们审 计了东吴证券股份有限公司（以下简称"东吴证券"）2024年12月31日的财务报告内 部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制评价 指引》的规定，建立健全和有效实施内部控制，并评价其有效性是东吴证券董事会的 责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表审计 意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于情况 的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程序降低，根据内 部控制审计结果推测未来内部控制的有效性具有一定风险。 四、财务报告内部控制审计意见 我们认为，东吴证券按照《企业内部控制基本规范》和相关规定在所有重 ...

关于东吴证券股份有限公司 非经营性资金占用 及其他关联资金往来情况的专项说明 2024年度 非经营性资金占用及其他关联资金往来情况的专项说明 安永华明（2025）专字第70027437_B03号 东吴证券股份有限公司 东吴证券股份有限公司董事会： 我们审计了东吴证券股份有限公司的2024年度财务报表，包括2024年12月31日的 合并及公司资产负债表，2024年度的合并及公司利润表、股东权益变动表和现金流量表 以及相关财务报表附注，并于2025年4月24日出具了编号为安永华明（2025）审字第 70027437_B01号的无保留意见审计报告。 （本页无正文） 安永华明会计师事务所（特殊普通合伙） 中国注册会计师：陈 露 按照《上市公司监管指引第8号——上市公司资金往来、对外担保的监管要求》的 要求，东吴证券股份有限公司编制了后附的2024年度非经营性资金占用及其他关联资金 往来情况汇总表（以下简称"汇总表"）。 如实编制和对外披露汇总表，并确保其真实性、合法性、完整性是东吴证券股份有 限公司的责任。我们对汇总表所载资料与我们审计东吴证券股份有限公司2024年度财务 报表时所复核的会计资料和经审计的财务报表的相 ...

Financial Performance - The company's operating income for Q1 2025 was CNY 3,091,654,081.85, representing a year-on-year increase of 38.95% compared to CNY 2,225,045,325.40 in the same period last year[5]. - Net profit attributable to shareholders for the same period was CNY 979,608,543.78, a significant increase of 114.86% from CNY 455,938,571.22 in the previous year[5]. - Basic and diluted earnings per share both increased by 122.22%, reaching CNY 0.20 per share compared to CNY 0.09 per share in the same period last year[5]. - Total revenue for Q1 2025 reached RMB 3,091,654,081.85, a significant increase from RMB 2,225,045,325.40 in Q1 2024, representing a growth of approximately 39%[17]. - Net profit for Q1 2025 was ¥981.16 million, representing a significant increase of 114.5% compared to ¥456.60 million in Q1 2024[19]. Cash Flow and Investments - The net cash flow from operating activities decreased by 59.32%, amounting to CNY 6,266,856,379.84, down from CNY 15,406,812,904.58 in the previous year[5]. - The company reported a total cash inflow from operating activities of approximately ¥29.90 billion in Q1 2025, compared to ¥24.56 billion in Q1 2024, marking a growth of 21.5%[20]. - The net cash flow from investment activities in Q1 2025 was negative at approximately ¥2.37 billion, an improvement from a negative cash flow of ¥11.69 billion in Q1 2024[21]. Assets and Liabilities - The total assets at the end of the reporting period were CNY 199,397,798,358.58, reflecting a 12.14% increase from CNY 177,804,609,327.34 at the end of the previous year[6]. - Total liabilities as of March 31, 2025, were RMB 156,541,629,502.75, compared to RMB 135,545,648,616.02 at the end of 2024, reflecting an increase of approximately 15%[15]. - The company's cash and cash equivalents decreased to RMB 35,998,732,200.40 from RMB 38,310,667,331.83, a decline of about 6%[14]. - The company's cash and cash equivalents at the end of Q1 2025 stood at ¥42.62 billion, compared to ¥33.32 billion at the end of Q1 2024, reflecting an increase of 27.8%[21]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 98,124, with the largest shareholder, Suzhou International Development Group Co., Ltd., holding 24.33% of the shares[11]. - The total equity attributable to shareholders increased to RMB 42,324,983,736.14 from RMB 41,729,147,936.67, showing a growth of about 1.4%[15]. Risk Management - The risk coverage ratio decreased to 262.41% from 286.07% in the previous year, indicating a change in risk management metrics[6]. Other Financial Metrics - The weighted average return on equity rose by 1.19 percentage points to 2.33% compared to 1.14% in the previous year[6]. - Non-recurring gains and losses for the period totaled CNY 7,372,063.37 after tax adjustments, indicating the impact of various non-operational factors on the financial results[9]. - The company reported a decrease in derivative financial assets from RMB 143,578,101.47 to RMB 33,273,135.74, a decline of approximately 77%[14]. - The company’s short-term borrowings increased to RMB 1,150,809,863.06 from RMB 880,377,876.44, reflecting a rise of about 30%[15]. - Net interest income for Q1 2025 was approximately ¥274.72 million, an increase of 12.5% from ¥244.26 million in Q1 2024[18]. - The company’s total operating expenses for Q1 2025 were approximately ¥1.81 billion, an increase of 12.3% from ¥1.61 billion in Q1 2024[18]. - The total comprehensive income for Q1 2025 was approximately ¥597.21 million, a decrease of 6.5% from ¥638.95 million in Q1 2024[19]. Product Development and Market Strategy - The company has not disclosed any new product developments or market expansion strategies in the provided documents[13].

Financial Performance - In 2024, the company achieved an operating income of RMB 11.534 billion, representing a year-on-year increase of 2.24%[9] - The net profit attributable to shareholders of the listed company reached RMB 2.366 billion, with a year-on-year growth of 18.19%[9] - The company's operating revenue for 2024 was CNY 11,533,544,689.92, representing a 2.24% increase compared to CNY 11,280,990,458.17 in 2023[39] - The net profit attributable to shareholders for 2024 was CNY 2,366,184,204.76, an 18.19% increase from CNY 2,002,031,162.53 in 2023[39] - The total assets at the end of 2024 reached CNY 177,804,609,327.34, a 12.90% increase from CNY 157,495,307,814.69 in 2023[39] - The total liabilities at the end of 2024 were CNY 135,545,648,616.02, reflecting a 15.65% increase from CNY 117,203,209,371.23 in 2023[39] - The basic earnings per share for 2024 was CNY 0.48, a 20.00% increase from CNY 0.40 in 2023[40] - The weighted average return on equity for 2024 was 5.81%, an increase of 0.65 percentage points from 5.16% in 2023[40] Dividends and Shareholder Returns - The proposed cash dividend for 2024 is RMB 2.37 per 10 shares, totaling RMB 1.1775826 billion, which accounts for 65.52% of the net profit attributable to shareholders[4] Asset Management and Investment - The asset management scale has seen rapid growth due to the transformation in wealth management services[12] - The company has a comprehensive range of business qualifications including securities brokerage, investment consulting, and asset management services[22] - The company launched 77 new asset management products in 2024, with a new issuance scale of CNY 19.814 billion, and the entrusted management scale reached CNY 59.527 billion, reflecting a 10.57% increase in actively managed scale[101] - The net income from asset management fees grew by 67.49%, indicating a significant improvement in the quality of asset management business[101] - The total scale of public funds managed by Dongwu Fund increased to CNY 39.857 billion, a year-on-year growth of 55.81%, with bond fund scale up by 105.27% to CNY 16.623 billion[103] Market Position and Strategy - The company has maintained a leading position in the Jiangsu market for corporate bond underwriting, ranking among the top eight in the industry[10] - The company plans to continue focusing on digital transformation and AI technology applications in financial services[12] - The company aims to enhance its role in supporting state-owned enterprise mergers and acquisitions, contributing to the improvement of state asset securitization levels[10] - The company has established a strategic focus on technology finance, green finance, and digital finance as part of its growth strategy[22] Risk Management - The company emphasizes the importance of comprehensive risk management to navigate market fluctuations effectively[9] - The company has established a comprehensive risk management framework, including a risk control committee and a chief risk officer to oversee risk management activities[157] - The risk management system incorporates technology to achieve systematic management of business and risk information, covering various risk types and business lines[161] - Regular evaluations and analyses of internal controls and risk exposure are conducted to ensure timely and accurate risk reporting[162] Corporate Governance - The company has established a governance structure that ensures clear responsibilities and effective operation among its decision-making and supervisory bodies[181] - The company maintains complete operational independence from its controlling shareholders in terms of assets, personnel, and finances[182] - The company is committed to continuous improvement in corporate governance in accordance with relevant laws and regulations[181] - The company has a diverse executive team with extensive experience in finance and management, including roles in various financial institutions[188] Future Outlook and Growth Plans - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[1] - The company is actively involved in various financial services including investment banking, asset management, and wealth management[30] - The company is committed to serving the real economy and enhancing wealth management services as part of its strategic objectives[149] - The company plans to enhance its active management capabilities and expand into multi-asset and multi-investment strategies in 2025, aiming to improve product performance and create sustainable value for investors[104] Operational Efficiency - Operating expenses decreased to CNY 8.48 billion, down 2.17% compared to the previous year[119] - The net cash flow from operating activities was CNY 30.87 billion, a significant recovery from a negative CNY 9.60 billion in the previous year[119] - The company has implemented a risk control indicator system, including risk appetite, risk tolerance, and risk limits, to strengthen risk management execution[158] Technology and Innovation - The company launched the first fully memory-based trading system A5 in the domestic securities industry, achieving full autonomy in its infrastructure[113] - The company is investing in new technology development, allocating $50 million for R&D initiatives[189] - The company is actively pursuing digital transformation and enhancing its self-research capabilities in technology[176]

东吴证券股份有限公司 2024 年度独立董事述职报告 （陈忠阳） 2024年，本人作为东吴证券股份有限公司（以下简称"公司"）独立董事， 严格按照《公司法》《上市公司治理准则》《上市公司独立董事管理办法》等法 律法规和《上海证券交易所上市公司自律监管指引第1号——规范运作》《公司 章程》等制度的有关要求，忠实勤勉的独立履行职责，维护上市公司整体利益， 保护中小股东合法权益。现就2024年度履行职责情况述职如下： 一、基本情况 本人自2020年8月1日起担任东吴证券第四届董事会独立董事（任期至第四届 董事会届满），现任中国人民大学财政金融学院教授。本人详细简历及兼职情况 请查阅公司《2024年年度报告》第四节"公司治理"章节。 根据《上市公司独立董事管理办法》要求，本人完成了独立性自查并提交 《2024年度独立董事关于独立性自查情况的报告》，确认本人具有独立性，符合 上市公司独立董事任职资格条件及要求。 二、参加会议及与内部审计机构、会计师事务所沟通情况 （一）总体情况 报告期内，本人认真参加股东大会、董事会及相关专门委员会各次会议，在 充分了解公司经营现状的前提下，预先审阅全部议案文件，依托学术专长，对公 司 ...

东吴证券股份有限公司 董事会关于独立董事独立性自查情况的专项意见 根据《上市公司独立董事管理办法》《上海证券交易所上市公司自律监管指 引第 1 号——规范运作》等规定，公司董事会就在任独立董事的独立性情况进行 了评估并出具如下专项意见： 2025年4月26日 经核查公司在任独立董事陈忠阳先生、李心丹先生、周中胜先生、罗妍女士 的任职经历、兼职情况等有关信息，以及其签署的相关自查文件，公司在任独立 董事均不存在影响独立董事独立性的情况，符合《上市公司独立董事管理办法》 《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等有关独立董事 独立性的相关要求。 东吴证券股份有限公司董事会 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 东吴证券股份有限公司（以下简称"公司"）于2024年4月24日 成功发行东吴证券股份有限公司2024年度第六期短期融资券,发行总 额为人民币20亿元，票面利率为2.09%，期限为364天，兑付日期为2025 年4月23日。 证券代码：601555 股票简称：东吴证券 公告编号：2025-008 东吴证券股份有限公司 2024 年度第六期短期融资券兑付完成的公告 2025 年 4 月 25 日 2025年4月23日，公司完成兑付本期短期融资券本息共计人民币 2,041,685,479.45元。 特此公告。 东吴证券股份有限公司董事会 ...

| 短期融资券名称 | | 东吴证券股份有限公司2025年度第一期短期融资券 | | | --- | --- | --- | --- | | 短期融资券简称 | 25东吴证券CP001 | 短期融资券期限 | 365天 | | 短期融资券代码 | 072510069 | 发行日期 | 2025年4月21日 | | 起息日期 | 2025年4月22日 | 兑付日期 | 2026年4月22日 | | 计划发行总额 | 20亿元人民币 | 实际发行总额 | 20亿元人民币 | | 发行价格 | 100元/张 | 票面利率 | 1.79% | 本期发行短期融资券的相关文件已在以下网站上刊登： 证券代码：601555 证券简称：东吴证券 公告编号：2025-007 东吴证券股份有限公司 关于公司 2025 年度第一期短期融资券发行结果的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 东吴证券股份有限公司2025年度第一期短期融资券已于2025年4月21日发行， 缴款日为2025年4月22日，相关发行情况如下： 1、中国货币网（ww ...