Group 1 - The company is holding its first extraordinary general meeting of shareholders in 2025 on September 16, 2025, at 10:00 AM in Shanxi Province [4] - The agenda includes the revision of the company's articles of association and the proposal to change the registered address from "No. 65, North Street, High-tech Development Zone, Changzhi City" to "No. 50, Haisen East Street, Luzhou District, Changzhi City" [5][7] - The company proposes to abolish the supervisory board and terminate the relevant rules, transferring the supervisory functions to the audit committee of the board of directors [5][6] Group 2 - Shareholders must arrive at the meeting venue half an hour early and bring identification and shareholder account cards for registration [1][2] - The meeting will adopt a named voting method for resolutions, where each shareholder has one vote per share held [3] - Shareholders have the right to speak and ask questions during the meeting, but must adhere to time limits and relevant rules [2][3] Group 3 - The company emphasizes the importance of maintaining order during the meeting and protecting the legal rights of shareholders [2] - The company will report any disturbances to the relevant authorities for handling [2] - The meeting will conclude with the announcement of voting results and legal opinions by the appointed lawyer [3][6]

Group 1 - The company, Shanxi Lu'an Environmental Energy Development Co., Ltd., is holding its first extraordinary general meeting of shareholders in 2025 on September 16, 2025, at 10:00 AM [1][2] - The meeting will be conducted both in-person and via the Shanghai Stock Exchange's online voting system, with specific voting times outlined [2][3] - The agenda includes a proposal to amend the company's "Rules of Procedure for Shareholders' Meetings" [2][6] Group 2 - Shareholders can vote through the Shanghai Stock Exchange's online voting system, either via the trading system or the internet platform [3][4] - Shareholders holding multiple accounts can aggregate their voting rights across all accounts for the same class of shares [3][4] - The registration for attending the meeting is set for September 15, 2025, with specific requirements for both individual and corporate shareholders [5][6]

Core Points - The document outlines the information disclosure management system for Shanxi Lu'an Environmental Protection Energy Development Co., Ltd in the interbank bond market, aiming to enhance the quality of information disclosure and protect the rights of the company and its investors [1][2][3] Group 1: General Principles - The company establishes a responsible person for information disclosure, who coordinates related work and maintains investor relations [2] - The company must fulfill its information disclosure obligations timely and fairly, ensuring the content is true, accurate, and complete [2][4] - Information disclosure should adhere to principles of truthfulness, accuracy, completeness, timeliness, and fairness [4] Group 2: Disclosure Standards - Information disclosure includes all information required by regulatory bodies during the issuance or existence of debt financing tools that may significantly impact the company's debt repayment ability [3][4] - The company must disclose specific documents before issuing debt financing tools, including audited financial reports and credit rating reports [8] Group 3: Disclosure Content - The company must disclose the actual issuance scale, price, and term of debt financing tools by the next working day after the debt registration date [5] - Regular reports must be disclosed within specified timeframes, including annual, semi-annual, and quarterly financial statements [12][13] Group 4: Major Events Disclosure - The company must disclose significant events that may affect the repayment ability of debt financing tools or investor rights promptly [6][7] - Major events include changes in company name, significant operational changes, and changes in key personnel [7] Group 5: Management and Responsibility - The board of directors is responsible for overseeing the information disclosure work, with the board secretary acting as the main responsible person [30][31] - All relevant personnel must ensure the accuracy and completeness of the information disclosed [14][15] Group 6: Confidentiality Measures - The company must implement strict confidentiality measures to protect insider information and prevent unauthorized disclosures [41][42] - Individuals with access to insider information are obligated to maintain confidentiality and are prohibited from insider trading [43][44] Group 7: Accountability and Penalties - Company directors and senior management are accountable for the truthfulness and accuracy of disclosed information [52] - Violations of disclosure obligations may lead to internal penalties or legal actions if severe [55]

山西潞安环保能源开发股份有限公司 重大信息内部报告管理办法 依照上市公司监管相关规定，规范对公司股票及衍生品种的买卖行为。 买卖行为发生前，应提前报送买卖计划，以便及时采取应对措施，避 免出现违规行为。 第一章 总则 第一条 为加强山西潞安环保能源开发股份有限公司（以下简称 "公司"）内部信息报告管理，规范重大信息报告义务人的信息报告 行为，归集和管理公司对外披露信息来源，根据《中华人民共和国公 司法》《中华人民共和国证券法》《上市公司信息披露管理办法》和 《上海交易所股票上市规则》（以下简称《股票上市规则》）等有关 法律法规、规范性文件及《山西潞安环保能源开发股份有限公司章程》 （以下简称"《公司章程》"），结合公司实际，制定本办法。 第二条 本办法所称重大信息，是指尚未公开并且可能对公司股 票及其衍生品种的交易价格或投资人的投资决策产生较大影响的任 何情形或事件信息。 第三条 本办法所称重大信息报告义务人，是指公司董事、高级 管理人员,公司各职能部门、分支机构，子公司及参股公司，公司控 股股东、实际控制人、持股 5%以上的股东及其一致行动人和其他可 能知悉公司重大信息的人员。 第四条 重大信息报告义务人对 ...

General Principles - The rules are established to enhance the management of shares held by the board of directors and senior management of Shanxi Lu'an Environmental Energy Development Co., Ltd. and to protect the legitimate rights and interests of investors [1] - The shares held by the board and senior management include those registered in their names and those held through others' accounts [1] Trading Prohibitions and Restrictions - Shares held by the board and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - The maximum amount of shares that can be transferred during their term and six months after is limited to 25% of their total holdings, with exceptions for certain circumstances [3] Reporting and Disclosure - Board members and senior management must report any changes in their shareholdings within two trading days and disclose details such as the number of shares before and after the change [6] - A written notice of trading plans must be submitted to the board secretary before any share transactions [14] Violations and Responsibilities - If board members or senior management violate the rules, the company can impose administrative penalties, seek civil compensation, or report to judicial authorities for criminal liability [20][21] - The company is responsible for reporting violations to the Shanghai Stock Exchange and regulatory agencies [21] Miscellaneous - The rules will take effect upon approval by the company's board of directors [24]

Core Points - The company aims to enhance communication with investors and potential investors to deepen their understanding and recognition of the company, thereby maximizing company and shareholder value [1] - The investor relations management system is established based on relevant laws, regulations, and the company's actual situation [1] Group 1: Principles of Investor Relations Management - Compliance principle: The company must conduct investor relations management in accordance with legal disclosure obligations and industry norms [3] - Equality principle: The company should treat all investors equally, especially facilitating participation for small and medium investors [2] - Proactivity principle: The company should actively engage in investor relations activities and respond to investor feedback [2] - Honesty and integrity principle: The company should emphasize honesty and responsibility in its investor relations activities [2] Group 2: Content and Methods of Investor Relations Work - Key communication content includes the company's development strategy, legal disclosure information, management information, environmental, social, and governance information, and shareholder rights [5] - Main communication methods include company announcements, shareholder meetings, company website, face-to-face meetings, and investor consultation [6][7] Group 3: Organization and Implementation of Investor Relations Work - The chairman of the company is the primary responsible person for investor relations management [27] - The board secretary is responsible for organizing and coordinating investor relations activities [28] - The company should establish a dedicated investor relations management department to handle communication and feedback from investors [29] Group 4: Investor Rights and Responsibilities - The company should support investors in exercising their rights and handling their requests promptly [17][18] - The company must ensure that investor relations activities do not replace legal information disclosure [21] Group 5: Documentation and Record Keeping - The company is required to maintain records of investor relations activities, including participants, communication content, and any breaches of confidentiality [40][15] - Records should be categorized and preserved for a minimum of three years [15]

Core Viewpoint - The company has established a management system for the reporting and use of external information to ensure fair disclosure and prevent insider trading, in compliance with relevant laws and regulations [1][2][3]. Group 1: External Information Management - The system defines external information users as individuals or entities that receive undisclosed information before public disclosure due to legal or special reasons [1]. - The company must report insider information to external parties only when legally required, such as during government reporting or financing negotiations [1][3]. - Information must not be disclosed to external parties before the official release of regular reports, and any requests from unauthorized external parties should be rejected [2][3]. Group 2: Confidentiality Obligations - Directors, senior management, and other insiders are required to maintain confidentiality regarding the contents of regular and temporary reports until they are publicly disclosed [2][3]. - When providing undisclosed significant information during business negotiations, the company must obtain a confidentiality commitment from the receiving party [3][4]. - All external information users must register and document their access to undisclosed information in accordance with the company's insider information registration system [3][4]. Group 3: Compliance and Reporting - Any breach of confidentiality by external parties must be reported immediately to the relevant regulatory authorities, and the company will pursue legal action against violators [4]. - The company retains the right to interpret and amend this management system, which will take effect upon approval by the board of directors [4].

Core Viewpoint - The document outlines the information disclosure management system of Shanxi Lu'an Environmental Energy Development Co., Ltd, aiming to standardize disclosure practices, enhance quality, and protect the rights of stakeholders [1]. Group 1: General Principles - The purpose of the information disclosure system is to regulate the company's disclosure behavior, improve quality, and protect the rights of shareholders and other stakeholders [1]. - Information disclosure must adhere to principles of truthfulness, accuracy, completeness, timeliness, and fairness, ensuring clarity and avoiding misleading statements [2]. Group 2: Responsibilities of Disclosure - The board of directors leads and manages the information disclosure work, with the chairman and general manager as primary responsible persons [6]. - The board secretary is directly responsible for the accuracy and timeliness of disclosures, while all directors and senior management are accountable for the content's truthfulness and completeness [7]. Group 3: Disclosure Procedures - Each department must regularly provide operational and business progress information to the board's working body, which can also request specific information [16]. - Information provided must be approved by unit leaders and relevant company executives before submission to the board [18]. Group 4: Regular Reporting - The company must prepare and disclose annual, semi-annual, and quarterly reports according to regulatory requirements, with specific deadlines for each type of report [24][25]. - Financial data forms the basis of regular reports, which must include the company's operational and financial status [26]. Group 5: Temporary Reporting - Temporary reports are required for significant events that may impact the company's securities trading prices, and must be disclosed immediately [37]. - Major events include significant financial losses, legal issues, or changes in control that could affect stock prices [38]. Group 6: Media and Communication - The designated media for information disclosure includes specific financial newspapers and the Shanghai Stock Exchange website [51]. - The company must ensure that any public communications do not precede the legally required disclosures [56]. Group 7: Confidentiality and Insider Information - The company must maintain confidentiality regarding undisclosed information that could significantly impact stock prices [63]. - Individuals with insider information are prohibited from leaking or trading based on that information [65]. Group 8: Accountability and Record Keeping - The board has the authority to investigate and impose penalties for failures in disclosure duties, including potential legal consequences for responsible parties [75]. - The board secretary is responsible for managing and archiving all disclosure documents for a minimum of ten years [79].

Core Points - The company has established a sensitive information management system to enhance governance and regulate the disclosure of sensitive information [1][2] - Sensitive information is defined as any information that could significantly impact the trading price of the company's stock and other information recognized as sensitive by regulatory authorities [1] - The system outlines the responsibilities of information disclosure personnel, including those involved in major transactions, asset restructuring, and significant risks [2][4] Group 1: Information Disclosure Responsibilities - The board of directors' office is responsible for collecting, safeguarding, and disclosing sensitive information [2] - Information disclosure personnel must report sensitive matters, including major transactions, daily transactions, related party transactions, and significant risk events [2][4] - Shareholders holding more than 5% of the company's shares must report any changes in their shareholding status that could affect the company [5] Group 2: Reporting and Compliance - Information disclosure personnel are required to report sensitive matters that meet specific thresholds, such as major transactions exceeding 10% of total assets or net assets [5][6] - The company must ensure that any information intended for external reporting is reviewed and approved by the board of directors' office [6][7] - Confidentiality obligations are imposed on information disclosure personnel to prevent insider trading and unauthorized disclosure of sensitive information [7][8] Group 3: Implementation and Effectiveness - The sensitive information management system is effective upon approval by the board of directors [8] - The board of directors retains the authority to interpret and amend the system as necessary [8]

Core Points - The company has established an insider information management system to enhance the management of insider information and regulate information disclosure practices [1][2] - The board of directors is responsible for overseeing the implementation of the insider information management system, with the board secretary handling the registration and reporting of insider information [1][2] - The scope of insider information includes significant changes in business policies, major investments, important contracts, and other events that could materially affect the company's securities [2][3] Group 1: Insider Information Management - The company aims to prevent insider trading and leakage of insider information through a structured registration system for insider information [1][2] - The board of directors and its audit committee will supervise the implementation of the insider information management system [1][2] - The company must maintain a record of all individuals who have access to insider information prior to its public disclosure [4][5] Group 2: Scope of Insider Information - Insider information encompasses various aspects such as major operational changes, significant asset transactions, and any events that could impact the company's stock price [2][3] - Specific examples of insider information include major losses, changes in management, and significant legal issues [3][4] - The company is required to report insider information to the Shanghai Stock Exchange in cases of major asset restructuring, stock issuance, and other significant corporate actions [5][6] Group 3: Responsibilities and Reporting - Insider information must be reported within two working days of its discovery, ensuring that all relevant parties are informed [4][5] - The company must create a detailed record of the progress of significant events, including timelines and involved parties [6][7] - All insider information records must be maintained for at least ten years to ensure compliance and accountability [7][8] Group 4: Confidentiality and Compliance - The company emphasizes the importance of confidentiality, requiring all insider information recipients to sign non-disclosure agreements [8][9] - There are strict penalties for individuals who violate the insider information management system, including disciplinary actions and potential legal consequences [10][11] - The company must ensure that non-insider individuals do not seek insider information and that any inadvertent disclosures are managed appropriately [9][10]