云南铝业股份有限公司监事会 关于 2023 年第三季度报告的审核意见 | | | 云南铝业股份有限公司监事会 2023 年 10 月 25 日 云南铝业股份有限公司监事会对公司 2023 年第三季度报告进行审核后认为：董事 会编制和审议公司 2023 年第三季度报告的程序符合法律、行政法规及中国证监会的规 定，报告内容真实、准确、完整地反映了上市公司的实际情况，不存在任何虚假记载、 误导性陈述或者重大遗漏。 监事签字： ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥12,091,193,153.25, a decrease of 5.27% compared to the same period last year[6]. - The net profit attributable to shareholders for Q3 2023 was ¥990,028,446.68, down 9.85% year-on-year[6]. - The basic earnings per share for Q3 2023 was ¥0.285, reflecting a decline of 10.10% compared to the previous year[6]. - Operating profit decreased by 30.88% to CNY 3,575,828,133.27 compared to the same period last year[16]. - Net profit fell by 32.25% to CNY 2,978,985,682.55 year-on-year[16]. - Total operating revenue for Q3 2023 was CNY 29.76 billion, a decrease of 20.9% compared to CNY 37.55 billion in the same period last year[30]. - Total operating costs for Q3 2023 were CNY 26.11 billion, down 19.7% from CNY 32.49 billion year-on-year[30]. - Net profit for Q3 2023 was CNY 2,978,985,682.55, a decrease of 32.2% compared to CNY 4,396,947,905.93 in Q3 2022[31]. - Total comprehensive income for Q3 2023 was CNY 2,983,942,264.32, compared to CNY 4,386,598,240.33 in Q3 2022, reflecting a decrease of 32.0%[31]. - Basic and diluted earnings per share for Q3 2023 were both CNY 0.722, down from CNY 1.085 in Q3 2022[31]. Assets and Liabilities - Total assets as of September 30, 2023, were ¥39,234,323,746.38, representing a slight increase of 0.45% from the end of the previous year[6]. - The company experienced a 62.36% decrease in accounts receivable, totaling ¥361,211,601.14, mainly due to the recovery of prior payments[13]. - Total liabilities decreased to CNY 11.56 billion, down 16.1% from CNY 13.78 billion year-on-year[28]. - Non-current assets amounted to CNY 29.97 billion, a decrease of 2.7% from CNY 30.81 billion last year[28]. - Long-term borrowings decreased to CNY 3.98 billion, down 9.1% from CNY 4.38 billion last year[28]. - The company reported a significant reduction in short-term borrowings to CNY 70.20 million, down 85.1% from CNY 469.99 million last year[28]. - Non-current liabilities due within one year decreased by 74.69% to CNY 419,761,875.31, due to early repayment negotiations with financial institutions[16]. Cash Flow and Investments - The company's cash flow from operating activities for the year-to-date was ¥4,552,269,658.84, a decrease of 3.15% compared to the same period last year[6]. - Cash and cash equivalents increased by 133.29% to CNY 970,431,286.62, attributed to reduced cash outflows from financing activities[16]. - Other operating cash receipts rose by 50.86% to CNY 263,291,452.26, mainly from increased government subsidies[16]. - Cash flow from operating activities for the year-to-date was CNY 4,552,269,658.84, slightly down from CNY 4,700,419,242.13 in the previous year[32]. - Total cash outflow from financing activities for Q3 2023 was CNY 3,429,419,948.33, down from CNY 5,611,439,670.96 in the previous year[35]. - Investment activities generated a net cash outflow of CNY 192,565,212.34 in Q3 2023, compared to CNY 268,187,419.38 in Q3 2022[32]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 87,054[18]. - The largest shareholder, China Aluminum Corporation, holds 29.10% of the shares, totaling 1,009,202,685 shares[18]. - The total equity attributable to shareholders increased to CNY 24.31 billion, up 8.7% from CNY 22.35 billion in the previous year[28]. Accounting Policies and Changes - The company implemented changes in accounting policies effective January 1, 2023, regarding the recognition of deferred tax liabilities and assets related to lease transactions, impacting net profit by CNY 282,673.52 from the previous year[38]. - The adjustment of government subsidies from deferred income to reduce the carrying value of related assets resulted in a decrease in operating costs by CNY 13,648,891.56 and management expenses by CNY 5,782,281.78[40]. - The total impact of the accounting policy changes on other income was a reduction of CNY 19,431,173.34[40]. - The company aims to align its financial reporting with China Aluminum's accounting policies following the transfer of a 19% stake to China Aluminum, which became the largest shareholder[37]. - The company is committed to continuous improvement in financial management and reporting practices to ensure compliance with new accounting standards[41]. Environmental and Operational Focus - The company is recognized as a national environmentally friendly enterprise, focusing on green aluminum production[39]. - The company has adopted a net method for accounting for government subsidies since January 1, 2022, to better reflect the economic substance of its operations[37]. - The adjustments made in accounting policies are intended to enhance the accuracy of financial reporting and internal management assessments[37].

云铝股份 证券代码：000807 证券简称：云铝股份 公告编号：2023-056 云南铝业股份有限公司 第八届董事会第二十七次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或 重大遗漏。 一、董事会会议召开情况 （一）云南铝业股份有限公司（以下简称"云铝股份"或"公司"）第八届董事会第 二十七次会议通知于 2023 年 10 月 13 日（星期五）以书面、传真或电子邮件的方式发出。 （二）会议于 2023 年 10 月 25 日（星期三）以通讯表决方式召开。 （三）会议应出席董事 9 人，实际出席董事 9 人。 （四）公司第八届董事会第二十七次会议的召开符合《公司法》、《证券法》、《深 圳证券交易所股票上市规则》和云铝股份《公司章程》等有关规定。 二、董事会会议审议情况 会议以通讯表决方式审议通过了以下议案： （一）《关于 2023 年第三季度报告的议案》 根据《公司法》、《证券法》、《深圳证券交易所股票上市规则》、《深圳证券交易 所上市公司自律监管指南第 2 号——公告格式》等相关要求，结合公司实际生产经营情况， 公司编制了《云南铝业股份有限公司 2023 ...

云南铝业股份有限公司独立董事对 《关于续聘普华永道中天会计师事务所（特殊普通合伙）为公司 2023 年度财务审计机构和内部控制审计机构的预案》的事前认可意见 年度财务审计机构和内部控制审计机构的预案》的独立意见 二、本次续聘普华永道中天为公司 2023 年度财务审计机构和内部控制审计 机构有利于保障公司审计工作的质量，有利于保护公司及其他股东利益、尤其是 中小股东利益。 三、同意公司将续聘普华永道中天为公司 2023 年度财务审计机构和内部控 制审计机构事项提交公司第八届董事会第二十七次会议审议。 独立董事 鲍卉芳 汪 涛 杨继伟 施 哲 2023 年 10 月 24 日 根据中国证监会《上市公司独立董事管理办法》、《上市公司治理准则》以及 《深圳证券交易所股票上市规则》和《公司章程》等相关规定，我们作为公司的 独立董事对该预案发表如下独立意见： 根据中国证监会《上市公司独立董事管理办法》、《上市公司治理准则》、《深 圳证券交易所股票上市规则》、《公司章程》等相关规定，我们作为云南铝业股份 有限公司（以下简称"公司"）的独立董事，认真审阅了公司报送的拟聘任会计 师事务所的相关资料，经审慎分析，本着认真、负责、 ...

云铝股份 证券代码：000807 证券简称：云铝股份 公告编号：2023-058 云南铝业股份有限公司关于 续聘普华永道中天会计师事务所（特殊普通合伙）为公司 2023 年度 财务审计机构和内部控制审计机构的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或者重 大遗漏。 特别提示： 云南铝业股份有限公司（以下简称"云铝股份"或"公司"）于 2023 年 10 月 25 日召开 第八届董事会第二十七次会议，会议审议通过了《关于续聘普华永道中天会计师事务所（特 殊普通合伙）为公司 2023 年度财务审计机构和内部控制审计机构的预案》，拟续聘普华永道 中天会计师事务所（特殊普通合伙）（以下简称"普华永道中天"）为公司 2023 年度财务审 计机构和内部控制审计机构。现将有关事项公告如下： 一、拟续聘会计师事务所的基本情况 （一）机构信息 1.基本信息 普华永道中天前身为 1993 年 3 月 28 日成立的普华大华会计师事务所，经批准于 2000 年 6 月更名为普华永道中天会计师事务所有限公司；经 2012 年 12 月 24 日财政部财会函〔2012〕 52 号批准，于 ...

云铝股份 证券代码：000807 证券简称：云铝股份 公告编号：2023-055 云南铝业股份有限公司 第八届董事会第二十六次（临时）会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或 重大遗漏。 一、董事会会议召开情况 （一）云南铝业股份有限公司（以下简称"云铝股份"或"公司"）第八届董事会第 二十六次（临时）会议通知于 2023 年 9 月 21 日（星期四）以书面、传真或电子邮件的方 式发出。 （二）会议于 2023 年 9 月 27 日（星期三）以通讯表决方式召开。 （三）会议应出席董事 9 人，实际出席董事 9 人。 （四）公司第八届董事会第二十六次（临时）会议的召开符合《公司法》、《证券法》、 《深圳证券交易所股票上市规则》和《公司章程》等有关规定。 二、董事会会议审议情况 公司独立董事在审议本议案时发表了明确同意的独立意见。 会议以通讯表决方式审议通过了《关于兑现公司高级管理人员 2022 年度年薪的议案》： 按照公司第八届董事会第十三次会议审议通过的《关于 2022 年继续对公司经营班子 实行年薪制奖励办法的议案》，结合公司 2022 年度主要财 ...

2023 年 9 月 27 日 根据中国证监会《上市公司独立董事管理办法》、《上市公司治 理准则》以及《深圳证券交易所股票上市规则》、《公司章程》等的 相关规定，我们作为公司的独立董事对公司兑现高级管理人员2022 年度年薪事项发表如下意见： 公司经营班子成员2022年度的履职情况和年度绩效考核结果客 观、公正，符合公司实际情况，同意公司按照《关于兑现公司高级管 理人员2022年度年薪的议案》兑现高级管理人员2022年度年薪。 独立董事 鲍卉芳 汪 涛 杨继伟 施 哲 云南铝业股份有限公司独立董事对 《关于兑现公司高级管理人员 2022 年度年薪的议案》的 独立意见 ...

云铝股份 证券代码：000807 证券简称：云铝股份 公告编号：2023-054 云南铝业股份有限公司 关于独立董事辞职的公告 特此公告。 云南铝业股份有限公司董事会 2023 年 9 月 25 日 国家环境友好企业 绿色铝·在云铝 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重 大遗漏。 2023 年 9 月 24 日，云南铝业股份有限公司（以下简称"云铝股份"或"公司"）董 事会收到公司独立董事鲍卉芳女士、汪涛先生以书面形式提交的辞职报告。因连续担任 公司独立董事职务的时间已满 6 年，根据中国证券监督管理委员会《上市公司独立董事 管理办法》和《云南铝业股份有限公司章程》（以下简称"《公司章程》"）等有关规 定，鲍卉芳女士辞去公司独立董事及董事会提名委员会主任委员、董事会战略委员会委 员、董事会审计委员会委员、董事会薪酬与考核委员会委员职务，汪涛先生辞去公司独 立董事及董事会战略委员会委员、董事会提名委员会委员、董事会审计委员会委员、董 事会薪酬与考核委员会委员职务。辞任后，鲍卉芳女士、汪涛先生不再担任公司任何职 务。 由于鲍卉芳女士、汪涛先生的辞任将导致公司董事会 ...

证券代码：000807 证券简称：云铝股份 云南铝业股份有限公司投资者关系活动记录表 | | □特定对象调研 □分析师会议 | | --- | --- | | 投资者关 系活动类 | □媒体采访 √业绩说明会（2023 年半年度业绩说明会） | | 别 | □新闻发布会 □路演活动 | | | □现场参观 □其他 | | 参与单位 | 通过全景网"投资者关系互动平台"（http://ir.p5w.net）参与的投资者及 | | 名称及人 员姓名 | 受邀的投资机构、行业分析师等 | | 时 间 | 年 月 日（星期三）下午 2023 8 23 16:30-18:00 | | | 现场会议地址：上海中铝大厦南楼 层会议室。 16 | | 地 点 | 网络互动平台：全景网"投资者关系互动平台"（http://ir.p5w.net）。 | | 上市公司 | 董事长：冀树军先生 1. | | 接待人员 | 2. 副总裁：宁德纲先生 | | 姓名 | 财务总监兼董事会秘书：唐正忠先生 3. | | | 4. 证券事务代表：王冀奭先生 | | | 投资者提出的问题及公司回复情况 | | | 公司就投资者在本次业绩说明会中 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥17.67 billion, a decrease of 28.71% compared to ¥24.79 billion in the same period last year[22]. - The net profit attributable to shareholders for the first half of 2023 was ¥1.51 billion, down 43.16% from ¥2.67 billion in the previous year[22]. - The net cash flow from operating activities was ¥2.07 billion, reflecting a decline of 34.35% compared to ¥3.15 billion in the same period last year[22]. - Basic earnings per share decreased to ¥0.44, down 42.86% from ¥0.77 in the previous year[22]. - The total assets at the end of the reporting period were ¥36.67 billion, a decrease of 6.12% from ¥39.06 billion at the end of the previous year[22]. - The net assets attributable to shareholders increased to ¥23.32 billion, up 4.33% from ¥22.35 billion at the end of the previous year[22]. - The weighted average return on equity was 6.55%, down 7.08% from 13.63% in the previous year[22]. - The company reported a total non-recurring gains and losses of CNY 24,309,834.67 during the reporting period[28]. - The total profit for the period was ¥2,163,559,812.08, reflecting a decrease of 41.49% from ¥3,697,839,691.85 in the same period last year[70]. - Cash and cash equivalents decreased by 708.44% to -¥1,254,240,017.34, primarily due to early repayment of long-term loans[70]. - The company’s investment income was reported at -¥78,927,431.10, indicating a loss primarily from long-term equity investments in joint ventures[77]. Operational Highlights - The company maintains an integrated production capacity of 1.4 million tons of alumina, 3.05 million tons of green aluminum, 800,000 tons of anode carbon, 20,000 tons of graphitized cathode, and 157,000 tons of green aluminum alloy annually[44]. - In the first half of 2023, the company produced 734,000 tons of alumina, 379,700 tons of carbon products, and 974,000 tons of primary aluminum, while optimizing product structure to produce 576,500 tons of aluminum alloys and processed products[50]. - The company has a cumulative installed capacity of 215 MW for distributed photovoltaic projects, enhancing its green power supply channels[51]. - The company achieved a reduction of over 260 kWh in comprehensive electricity consumption per ton of aluminum, maintaining a leading position in the industry[54]. - The company plans to accelerate the resumption of production capacity, aiming for stable and full production during the abundant water period in Yunnan Province[56]. Strategic Initiatives - The company is actively expanding its circular economy business, including the comprehensive utilization of aluminum ash resources, and has established the first production line for this purpose in the industry[37]. - The company aims to increase the proportion of renewable energy used in aluminum production to over 30% by 2025[33]. - The company is focusing on developing new aluminum products for emerging fields such as photovoltaic components and lightweight new energy vehicles[34]. - The company has implemented a strategy to enhance its value creation capabilities while adhering to green and low-carbon development principles[44]. - The company is positioned to benefit from the increasing market demand for high-purity functional materials and green aluminum products[33]. Environmental Commitment - The company is recognized as the only "National Environmentally Friendly Enterprise" in the non-ferrous metals industry and is a pioneer in green aluminum production[36]. - The company is committed to environmental sustainability, implementing measures to reduce emissions and waste in line with national policies[120]. - The company has achieved a 100% compliance rate for waste gas emissions, with all pollutants meeting the discharge permit standards[143]. - The company has established 19 wastewater treatment facilities, achieving zero wastewater discharge through the complete reuse of treated water[143]. - The company has implemented a comprehensive environmental risk supervision and management system to prevent and mitigate the impact of environmental pollution incidents[144]. Risk Management - The company emphasizes the importance of risk management and has detailed potential risks and countermeasures in the report[5]. - The company faces risks related to product price fluctuations, with a focus on strict inventory management to mitigate potential losses[116]. - The company is expanding its procurement channels for raw materials to address supply stability and price volatility risks[117]. - The company has a structured approach to risk management, focusing on maintaining operational stability amid market uncertainties[116]. - The company is committed to comprehensive risk management across all business processes, focusing on safety, environmental protection, and legal compliance[58]. Corporate Governance - The company has a new board chairman, Ji Shujun, elected on July 17, 2023[125]. - The company experienced several management changes, including the resignation of the previous chairman and president on June 29, 2023[125]. - The company has no significant legal disputes or administrative penalties during the reporting period[164]. - The company has not engaged in any asset or equity acquisitions or sales during the reporting period[166]. - The company has not reported any major new product developments or technological advancements during the period[184]. Shareholder Information - The total number of shares before the recent change was 3,467,957,405, with 350,290,778 shares being released from restrictions, resulting in a new total of 3,467,910,001 shares[190]. - The total number of shareholders at the end of the reporting period was 111,093, with no preferred shareholders[195]. - The largest shareholder, China Aluminum Corporation, holds 29.10% of the shares, totaling 1,009,202,685 ordinary shares[196]. - The company has no plans for share repurchase or reduction at this time[192]. - The company’s limited sale shares were primarily due to private placements in 2019 and 2021, with specific lock-up periods[193].