证券代码：601377 证券简称：兴业证券 公告编号：临 2024-012 兴业证券股份有限公司 关于续聘会计师事务所的公告 本公司及董事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ●拟聘任的会计师事务所名称：毕马威华振会计师事务所（特殊普通合伙） 兴业证券股份有限公司（以下简称"公司"）第六届董事会第二十一次会议 审议通过了《关于续聘审计机构的议案》，同意继续选聘毕马威华振会计师事务 所（特殊普通合伙）为公司提供 2024 年度财务报告和内部控制审计等服务。现 将有关情况公告如下： 一、拟聘任会计师事务所的基本情况 (一）基本信息 毕马威华振会计师事务所于1992年8月18日在北京成立，于2012年7月5日获 财政部批准转制为特殊普通合伙的合伙制企业，更名为毕马威华振会计师事务所 （特殊普通合伙）（以下简称"毕马威华振"），2012年7月10日取得工商营业 执照，并于2012年8月1日正式运营。 毕马威华振总所位于北京，注册地址为北京市东城区东长安街1号东方广场 东2座办公楼8层。 毕马威华振的首席合伙人邹俊，中国国 ...

证券代码：601377 证券简称：兴业证券 公告编号：临 2024-013 兴业证券股份有限公司 2024 年 4 月 25 日，公司第六届董事会第二十一次会议审议了《关于预计 2024 年日常关联交易的议案》，本议案因涉及关联交易，全体董事回避表决，议案直 接提交股东大会审议。在股东大会审议该议案的过程中，关联股东将回避该议案 的表决。 公司第六届董事会第一次独立董事专门会议以及董事会审计委员会第十次 会议分别事先审核了《关于预计 2024 年日常关联交易的议案》，参会董事均回 避表决，并将上述议案提交董事会审议。 1 关于预计 2024 年日常关联交易的公告 本公司及董事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 根据《公司法》《上市公司治理准则》《上海证券交易所股票上市规则》《上 海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》等有关法律法 规、规范性文件的规定，以及兴业证券股份有限公司（以下简称"公司"）管理 制度相关要求，结合公司日常经营和业务开展的需要，公司对 2024 年日常关联 交易进行预 ...

证券代码：601377 证券简称：兴业证券 公告编号：临 2024-014 兴业证券股份有限公司关于召开 2023 年度 暨 2024 年第一季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 兴业证券股份有限公司（以下简称"公司"）已于 2024 年 4 月 27 日发布公 司 2023 年度报告和 2024 年第一季度报告，为便于广大投资者更全面深入地了解 公司 2023 年度和 2024 年第一季度经营成果、财务状况，公司计划于 2024 年 5 月 13 日下午 16:00-17:00 举行 2023 年度暨 2024 年第一季度业绩说明会，就投 资者关心的问题进行交流。 一、说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2023 年度以及 2024 年 第一季度的经营成果及财务指标的具体情况与投资者进行互动交流和沟通，在信 息披露允许的范围内就投资者普遍关注的问题进行回答。 二、说明会召开的时间、地点 （一）会议召开时间：2024 年 5 月 13 日下午 16:00- ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 2,376,916,655.23, a decrease of 42.99% compared to the same period last year[5]. - Net profit attributable to shareholders was CNY 328,204,971.32, down 60.38% year-on-year[5]. - The basic earnings per share decreased by 63.50% to CNY 0.0350[5]. - The weighted average return on equity decreased by 1.01 percentage points to 0.56%[5]. - Net profit for Q1 2024 was ¥487,852,700.23, down 53.8% from ¥1,055,167,538.41 in Q1 2023[18]. - The company reported a total comprehensive income of ¥617,983,438.80 for Q1 2024, compared to ¥1,065,772,655.75 in Q1 2023, a decrease of 42.0%[18]. Assets and Liabilities - The total assets as of March 31, 2024, were CNY 251,853,903,914.31, a decrease of 7.95% from the end of the previous year[8]. - Total assets decreased to ¥251,853,903,914.31 from ¥273,611,445,298.37, a reduction of 7.9%[16]. - Total liabilities decreased to ¥190,265,747,457.42 from ¥212,640,803,742.39, a decline of 10.5%[16]. - The company's equity attributable to shareholders increased to ¥56,817,725,945.54 from ¥56,371,569,789.96, an increase of 0.8%[16]. Cash Flow - The net cash flow from operating activities was negative at CNY -1,656,537,121.61, indicating a significant cash outflow[10]. - In Q1 2024, the net cash flow from operating activities was -1,656,537,121.61 RMB, an improvement from -1,918,858,279.85 RMB in Q1 2023[21]. - The cash inflow from operating activities totaled 11,212,487,083.40 RMB in Q1 2024, down from 12,771,508,037.54 RMB in Q1 2023[21]. - The net cash flow from investing activities was -1,379,108,926.35 RMB in Q1 2024, significantly better than -2,910,146,231.27 RMB in Q1 2023[21]. - Total cash inflow from financing activities in Q1 2024 was 7,357,565,874.19 RMB, compared to 10,151,442,029.00 RMB in Q1 2023[22]. - Cash outflow from financing activities totaled 15,275,566,822.17 RMB in Q1 2024, slightly lower than 15,479,972,874.63 RMB in Q1 2023[22]. - The company experienced a net decrease in cash and cash equivalents of -10,898,317,224.73 RMB in Q1 2024, compared to -10,316,570,342.29 RMB in Q1 2023[22]. Shareholder Information - Total number of common shareholders at the end of the reporting period is 238,223[12]. - The largest shareholder, Fujian Provincial Finance Department, holds 1,769,854,917 shares, representing 20.49% of total shares[13]. - The second largest shareholder, Fujian Investment Development Group, holds 634,510,179 shares, representing 7.35% of total shares[13]. - The company has not reported any significant changes in the top 10 shareholders or their shareholding status due to margin trading activities[14]. Other Financial Metrics - The company reported an investment loss of ¥1,601,865,096.31 in Q1 2024, compared to a profit of ¥285,147,079.85 in the same period last year[17]. - The company reported a 44.22% decrease in net interest income, totaling CNY 278,378,984.78[9]. - The company experienced a 55.48% decrease in buyback financial assets, amounting to CNY 5,212,572,067.38[9]. - The company received government subsidies amounting to CNY 5,528,984.04, which were closely related to its normal business operations[7]. - The company's cash and cash equivalents as of March 31, 2024, amount to RMB 60,382,517,987.05, down from RMB 69,478,945,520.69 as of December 31, 2023[15]. - Client funds deposits are RMB 47,784,917,214.57, a decrease from RMB 51,978,218,186.28[15]. - The total amount of financial assets held for trading is RMB 77,540,118,563.21, down from RMB 82,772,699,641.84[15]. - The company has a derivative financial asset value of RMB 3,586,179,322.66, an increase from RMB 2,614,871,388.16[15]. - The total receivables amount to RMB 2,465,228,984.59, an increase from RMB 1,401,368,898.03[15]. - There are no other significant reminders regarding the company's operational status during the reporting period[15].

兴业证券股份有限公司 自 2023 年 1 月 1 日 至 2023 年 12 月 31 日止年度财务报表 是否由具有执业许可的会计师事务所出具 您可使用手机"扫一扫"或进入"注册会计师 平台 (http://acc.mof.gov.cn) 码:京2406 KPMG Huazhen LLP 8th Floor, KPMG Tower Oriental Plaza 1 East Chang An Avenue Beijing 100738 China Telephone +86 (10) 8508 5000 Fax +86 (10) 8518 5111 Internet kpmg.com/cn 出外解坚示参谋关键可好 (特殊普通合伙) 中国北京 东长安街1号 东方广场毕马威大楼8层 邮政编码:100738 电话 +86 (10) 8508 5000 传真 +86 (10) 8518 5111 网址 kpmg.com/cn 审计报告 毕马威华振审字第 2405666 号 兴业证券股份有限公司全体股东: 一、审计意见 我们审计了后附的兴业证券股份有限公司 (以下简称"兴业证券") 财务报表，包括 2023 年 12 ...

中国国际金融股份有限公司关于兴业证券股份有限公司 配股持续督导保荐总结报告书 中国国际金融股份有限公司（以下简称"中金公司"或"保荐机构"）作为 兴业证券股份有限公司（以下简称"兴业证券"、"公司"或"发行人"）配股 公开发行股票的保荐机构，履行持续督导职责期限至2023年12月31日。目前，兴 业证券2022年配股公开发行股票项目持续督导期已经届满，中金公司根据《证券 发行上市保荐业务管理办法》《上海证券交易所上市公司自律监管指引第11号— —持续督导》等法规和规范性文件的相关规定，出具本保荐总结报告书。 2、持续关注发行人的经营业绩； 一、保荐机构及保荐代表人承诺 1、保荐总结报告书和证明文件及其相关资料的内容不存在虚假记载、误导 性陈述或重大遗漏，保荐机构及保荐代表人对其真实性、准确性、完整性承担法 律责任。 2、保荐机构及保荐代表人自愿接受中国证监会对保荐总结报告书相关事项 进行的任何质询和调查。 3、保荐机构及保荐代表人自愿接受中国证监会按照《证券发行上市保荐业 务管理办法》的有关规定采取的监管措施。 二、上市公司基本情况 1 | 情况 | 内容 | | --- | --- | | 发行人名称 | ...

兴业证券股份有限公司2023年度外部审计机构 履职情况评估报告 兴业证券股份有限公司（以下简称"公司"）2023 年聘任毕马威华振会计师 事务所（特殊普通合伙）（以下简称"毕马威华振"）为公司 2023 年外部审计 机构，对公司财务会计报告和内部控制发表审计意见、出具审计报告。 本项目的项目合伙人黄小熠先生，2007 年取得中国注册会计师资格。2003 年开始在毕马威华振执业，2004 年开始从事上市公司审计，从 2019 年开始为公 司提供审计服务。 本项目的签字注册会计师蔡晓晓女士，2014 年取得中国注册会计师资格。 2011 年开始在毕马威华振执业，2014 年开始从事上市公司审计，从 2019 年开始 为公司提供审计服务。 本项目的质量控制复核人金乃雯女士，1995 年取得中国注册会计师资格。 1992 年开始在毕马威华振执业，1992 年开始从事上市公司审计，从 2019 年开始 为公司提供审计服务。 项目合伙人、签字注册会计师和项目质量控制复核人最近三年均未因执业行 为受到任何刑事处罚、行政处罚，或证监会及其派出机构的行政监管措施，或证 券交易所、行业协会等自律组织的自律监管措施或纪律处分。毕马 ...

Financial Performance - The company's net profit attributable to shareholders for 2023 is projected to be 1.96 billion RMB, with a distribution plan that retains 6.15 billion RMB in undistributed profits for future use[4]. - The company's operating revenue for 2023 was approximately ¥10.63 billion, a decrease of 0.30% compared to ¥10.66 billion in 2022[31]. - The net profit attributable to shareholders of the parent company for 2023 was approximately ¥1.96 billion, down 25.51% from ¥2.64 billion in 2022[31]. - The net cash flow from operating activities for 2023 was approximately -¥10.36 billion, a significant decline of 145.73% compared to ¥22.66 billion in 2022[31]. - Total assets at the end of 2023 reached approximately ¥273.61 billion, an increase of 11.29% from ¥245.86 billion at the end of 2022[31]. - Total liabilities at the end of 2023 were approximately ¥212.64 billion, up 12.50% from ¥189.02 billion at the end of 2022[31]. - The basic earnings per share for 2023 was ¥0.23, a decrease of 34.29% compared to ¥0.35 in 2022[32]. - The weighted average return on equity for 2023 was 3.70%, down 2.04 percentage points from 5.74% in 2022[32]. Dividend Distribution - The company plans to distribute a cash dividend of 1 RMB per 10 shares, totaling approximately 863.6 million RMB, which represents 74.42% of the distributable profit for 2023[4]. - The proposed cash dividend for 2023 is 1.00 RMB per 10 shares, amounting to 863,598,729.40 RMB, which is 43.96% of the net profit attributable to shareholders for the year[179]. - The company emphasizes a stable and continuous profit distribution policy to enhance shareholder returns, particularly for minority shareholders[177]. Business Expansion and Development - The company established a new subsidiary in Singapore and enhanced its overseas management business headquarters in Hong Kong, actively participating in the open economy and the Belt and Road Initiative[11]. - The company expanded its wealth management service system, achieving significant breakthroughs in fund advisory and family wealth management, and ranked third in the "Best Local Research Team" category in the 2023 New Fortune evaluation[12]. - The company aims to enhance its service quality to the real economy and investors, aligning with the central financial work conference's spirit[14]. - The company plans to leverage historical opportunities in the capital market for further growth and development[14]. - The company aims to enhance its wealth management capabilities by leveraging financial technology and improving customer service systems[46]. Risk Management and Compliance - The company has established a comprehensive risk management system that includes operational management systems, organizational structures, and quantifiable risk indicators[123]. - The company has implemented a liquidity risk limit and early warning indicator system to monitor liquidity coverage and net stable funding ratios, ensuring compliance with regulatory requirements[129]. - The company has a structured approach to credit risk management, focusing on risks from brokerage activities and counterparty defaults[130]. - The company emphasizes a risk culture and has integrated risk management into all stages of decision-making and execution[124]. - The company has established a dynamic monitoring mechanism for risk control indicators, ensuring compliance with internal and regulatory standards[136]. Social Responsibility and Environmental Initiatives - The company has been recognized for its social responsibility efforts, receiving multiple awards for its charitable projects and community support initiatives[13]. - The company invested 215.886 million yuan in environmental protection during the reporting period[196]. - The company achieved a cumulative green financing service scale of 255.301 billion yuan by the end of 2023, representing a year-on-year increase of 91.76%[198]. - The company has successfully offset 17,115.99 tons of carbon dioxide equivalent emissions through the purchase of carbon offset products[200]. - The company has maintained a downward trend in carbon emissions intensity from its investment and financing activities over the past three years, outperforming the market average[199]. Governance and Management Structure - The company has a well-defined corporate governance structure with independent functioning of the shareholders' meeting, board of directors, supervisory board, and management[141]. - The company has established specialized committees, including the audit committee and risk control committee, to enhance governance[161]. - The company has made changes in its board composition to enhance governance and oversight[156]. - The company has a diverse management structure with executives holding multiple positions across various organizations, enhancing strategic oversight[151]. - The company has established a comprehensive salary management system that includes basic salary, position salary, performance rewards, and benefits[173]. Financial Qualifications and Licenses - The company has been approved for various business qualifications, including private equity investment fund business qualification in April 2015[24]. - The company obtained new qualifications for public fundraising securities investment fund management in November 2023[19]. - The company has qualifications for managing entrusted insurance funds participating in stock index futures trading since December 2019[19]. - The company has qualifications for managing public fundraising securities investment funds since September 2003[19]. - The company has been authorized for stock option market-making business in April 2023[19]. Market Outlook and Industry Trends - The financial market outlook is optimistic, with significant potential for the securities industry[14]. - The company has identified three major trends in the securities industry: increasing competition in investment banking, changes in wealth management business models, and a potential resurgence in mergers and acquisitions[120]. - The company is committed to high-quality development and aims to contribute more value to the real economy, investors, shareholders, and society[14]. - The company plans to deepen business model transformation and improve quality and efficiency to achieve high-quality development in 2024[122]. - The company aims to strengthen its bond innovation and diversify its revenue structure to create new growth points[70].

中国国际金融股份有限公司 一、保荐机构对上市公司的持续督导工作情况 | 序号 | 项目 | 工作内容 | | --- | --- | --- | | 3 | | 中金公司通过日常沟通、定期或不定 | | | 通过日常沟通、定期回访、现场检查、尽职 | 期回访、现场检查等方式，了解兴业 | | | 调查等方式开展持续督导工作 | 证券业务情况，对兴业证券开展了持 | | | | 续督导工作 | | 4 | 持续督导期间，按照有关规定对上市公司违 | 经核查，2023 年度兴业证券在持续 督导期间未发生按有关规定须公开 | | | 法违规事项公开发表声明的，应于披露前向 | | | | 上海证券交易所报告，并经上海证券交易所 | | | | | 发表声明的违法违规事项 | | | 审核后在指定媒体上公告 | | | | 持续督导期间，上市公司或相关当事人出现 | 年度兴业证券及相关 | | | 违法违规、违背承诺等事项的，应自发现或 | | | | 应当发现之日起五个工作日内向上海证券 | 经核查，2023 | | 5 | 交易所报告，报告内容包括上市公司或相关 | 当事人在持续督导期间未发生违法 | | | 当 ...

证券代码：601377 证券简称：兴业证券 公告编号：临 2024-010 兴业证券股份有限公司 第六届监事会第十七次会议决议公告 本公司及监事会全体成员保证公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 兴业证券股份有限公司（以下简称"公司"）第六届监事会第十七次会议于 2024 年 4 月 15 日以电子邮件的方式发出会议通知，于 2024 年 4 月 25 日在福州 以现场方式召开。公司现有监事 4 名，黄浩先生因其他公务安排，委托张秀凤女 士代为出席本次会议并表决。会议由余志军先生主持，部分高级管理人员列席会 议。会议的召集、召开及表决程序符合《公司法》及《兴业证券股份有限公司章 程》的相关规定。 本次会议审议并通过了以下议案： 一、《兴业证券股份有限公司监事会 2023 年度工作报告》 表决结果：同意 4 票；反对 0 票；弃权 0 票。 本报告尚需提交公司股东大会审议。 二、《兴业证券股份有限公司 2023 年年度报告》及其摘要 表决结果：同意 4 票；反对 0 票；弃权 0 票。 四、《兴业证券股份有限公司 2024 年第一季度报告》 表 ...