招商证券股份有限公司 2024年年度股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 证券代码：600999 证券简称：招商证券 公告编号：2025-028 本次会议是否有否决议案：无 一、 会议召开和出席情况 (一)股东大会召开的时间：2025 年 6 月 26 日 (二)股东大会召开的地点：广东省深圳市福田区福田街道福华一路 111 号招商证 券大厦 (三)出席会议的普通股股东及其持有股份情况： | 1、出席会议的股东和代理人人数 | 951 | | --- | --- | | 其中：A 股股东人数 | 949 | | H 股股东人数 | 2 | | 2、出席会议的股东所持有表决权的股份总数（股） | 5,895,014,382 | | 其中：A 股股东持有股份总数 | 5,123,149,578 | | H 股股东持有股份总数 | 771,864,804 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | 67.785848 | 1 | 份总数的比例（%） | | | | - ...

北京市金杜（广州）律师事务所 关于招商证券股份有限公司 2024 年年度股东大会 之法律意见书 致：招商证券股份有限公司 北京市金杜（广州）律师事务所（以下简称本所）接受招商证券股份有限公 司（以下简称公司）委托，根据《中华人民共和国证券法》（2019 年修订）（以 下简称《证券法》）、《中华人民共和国公司法》（2023 年修订）（以下简称《公司 法》）、中国证券监督管理委员会《上市公司股东会规则》（以下简称《股东会规 则》）等中华人民共和国境内（以下简称中国境内，为本法律意见书之目的，不 包括中国香港特别行政区、中国澳门特别行政区和中国台湾省）现行有效的法律、 行政法规、规章和规范性文件和现行有效的公司章程有关规定，指派律师出席了 公司于 2025 年 6 月 26 日召开的 2024 年年度股东大会（以下简称本次股东大 会），并就本次股东大会相关事项出具本法律意见书。 为出具本法律意见书，本所律师审查了公司提供的以下文件，包括但不限于： 1. 公司 2024 年 6 月 29 日刊登于上海证券交易所网站（网址为 http://www.sse.com.cn，下同）并经 2023 年年度股东大会审议通过的 《 ...

6099 董事名單與其角色和職能 招商證券股份有限公司（「本公司」）董事會（「董事會」）成員載列如下： 執行董事 霍達先生 （董事長） 朱江濤先生 （總裁） 非執行董事 羅立女士 劉振華先生 劉輝女士 李德林先生 李曉霏先生 黃堅先生 張銘文先生 丁璐莎女士 中國，深圳 2025年6月26日 獨立非執行董事 葉熒志先生 張瑞君女士 陳欣女士 曹嘯先生 豐金華先生 - 1 - 附註： C： 相關委員會之主席 M： 相關委員會之成員 - 2 - 本公司董事會下設五個委員會。下表載列各委員會成員的資料： 委員會 董事 戰略與可持續 發展委員會 風險管理 委員會 審計委員會 薪酬與考核 委員會 提名委員會 霍達先生 C M 朱江濤先生 M M 羅立女士 M M 劉振華先生 M 劉輝女士 M C M 李德林先生 M 李曉霏先生 M M 黃堅先生 M 張銘文先生 M M 丁璐莎女士 M M 葉熒志先生 M C 張瑞君女士 C M 陳欣女士 M M C 曹嘯先生 M M 豐金華先生 M M ...

Group 1 - The core viewpoint of the article highlights that Wu Zongmin, the president of China Merchants Securities, ranked third in the comprehensive securities firms leadership power TOP list, which recognizes outstanding contributions and influence of leaders in the securities industry [1] - The TOP list is initiated by Sina Finance to honor the achievements of securities leaders over the past year, based on a multi-dimensional evaluation system that includes industry data, peer evaluations, and online presence, with a focus on creating economic and social value [1] Group 2 - Under Wu Zongmin's leadership, China Merchants Securities has demonstrated a cultural characteristic of "striving for innovation and long-term development," with stable growth in proprietary business and significant progress in wealth management transformation [5] - The company's financial asset scale increased to 378.82 billion yuan, with bond investments accounting for 69.81% of trading financial assets, and the investment yield rose by 0.57 percentage points to 2.57% [6] - The wealth management business saw a substantial increase in client scale, with the number of wealth management clients reaching 627,500, a year-on-year growth of 16.66%, and high-net-worth clients increasing by 9.46% [7] Group 3 - The investment banking business faced significant pressure, with net income from investment banking dropping to 856 million yuan, a decline of over 30%, while bond underwriting saw a 30.91% increase to 426.52 billion yuan [8] - China Merchants Securities' investment banking and bond business ratings improved from B to A, making it one of the fastest-rated firms among the 50 listed securities firms [9] - The company plans to continue focusing on technology finance, green finance, inclusive finance, pension finance, and digital finance as part of its new five-year strategic plan [9]

设备是固态电池量产的关键，需解决固态电池电极与电解质界面接触、电极高效制备的难题，目前主要 路线为硫化物路线，配套的工艺设备都有所变化。 智通财经APP获悉，招商证券发布研报称，近两年全固态电池研发明显提速，国内头部企业已实现中试 线级别生产，硫化物路线成为主流技术方向。工信部2024年5月成立60亿元固态基金推动行业发展，宁 德时代(300750.SZ)等企业预计2027年前后实现小批量生产，上汽集团(6000104.SH)、比亚迪(002594.SZ) 等车企计划2026年开始装车。设备端干法电极、等静压等新工艺需求爆发，相关设备厂商已实现技术突 破。 招商证券主要观点如下： 近两年全固态电池研发加快，产品逐渐从实验室走向中试线，容量也提升到60-70Ah 头部电池厂也已实现中试线级别生产，车端预计26年将实现陆续装车。目前硫化物成为主要路线，对界 面接触要求更高，配套设备工艺变化主要体现在干法电极、叠片+软包、等静压、高压化成分容等方 面。部分设备企业已有所突破，有望助力固态电池规模化应用。 全固态电池研发加速 近两年，在政策的推动下，国内全固态电池研发逐渐从实验室走向中试线，整体开始加速。工信部202 ...

招商证券股份有限公司 关于浙江艾罗网络能源技术股份有限公司 首次公开发行部分限售股上市流通的核查意见 招商证券股份有限公司（以下简称"招商证券"或"保荐机构"或"保荐人"） 作为浙江艾罗网络能源技术股份有限公司（以下简称"艾罗能源"、"公司"）首 次公开发行股票并在科创板上市持续督导阶段的保荐人，根据《证券发行上市保 荐业务管理办法》《上海证券交易所科创板股票上市规则》等有关规定，对艾罗 能源首次公开发行部分限售股上市流通的事项进行了核查，核查情况及核查意见 如下： 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2023 年 5 月 16 日印发的《关于同意浙江艾 罗网络能源技术股份有限公司首次公开发行股票注册的批复》 （证监许可〔2023〕 并于 2024 年 1 月 3 日在上海证券交易所科创板上市。公司首次公开发行股票前 总股本为 12,000 万股，首次公开发行股票后总股本为 16,000 万股，其中有限售 条件流通股 14,144.0591 万股，占公司总股本的 88.4004%，无限售条件流通股 首次公开发行网下配售的 13,440,591 股限售股已于 2024 年 7 月 3 日 ...

Core Viewpoint - The shareholders of Langkun Technology (301305.SZ) plan to reduce their holdings, with a total reduction of up to 4,218,116 shares, accounting for no more than 1.75% of the company's total share capital [1] Group 1: Shareholder Reduction Plan - The shareholders involved in the reduction include Shenzhen Huadi Guangda Equity Investment Fund, Guangdong Qiandeng Huadi Equity Investment Enterprise, Guangzhou Liumai Zijiang Equity Investment Partnership, and Guangzhou Zijiang Kaiyuan Equity Investment Partnership [1] - These shareholders collectively hold 13,539,470 shares, representing 5.61% of the total share capital of the company [1] Group 2: Company Background - Langkun Technology was listed on the Shenzhen Stock Exchange's Growth Enterprise Market on May 23, 2023, with an issuance of 60,892,700 shares at a price of 25.25 yuan per share [2] - The stock reached its highest price of 29.57 yuan on May 25, 2023, but is currently in a state of decline [2] Group 3: Fundraising Details - The total amount raised by Langkun Technology was 153,754.07 million yuan, with a net amount of 142,499.56 million yuan, exceeding the original plan by 30,269.62 million yuan [3] - The funds are intended for projects including organic waste resource processing and the establishment of a research and development center [3]

港股券商股涨势持续扩大，国泰君安国际大涨超150%，申万宏源香港涨超32%，招商证券涨近14%。 ...

Group 1 - The core viewpoint of the news highlights the significant rise in the Southern Securities ETF (512900) and the strong performance of the China Securities Company Index, indicating a bullish trend in the securities market [1] - The approval of Guotai Junan Securities (Hong Kong) to provide virtual asset trading services marks a pivotal moment for traditional Chinese financial institutions to engage in the virtual asset market [1] - Hong Kong is positioning itself as a global hub for virtual assets, leveraging its mature financial infrastructure and international regulatory framework, which is expected to accelerate the development of the virtual asset industry [1] Group 2 - The current regulatory environment encourages consolidation within the securities industry, with mergers and acquisitions seen as effective means for brokers to achieve external growth and enhance overall industry competitiveness [2] - The Southern Securities ETF closely tracks the China Securities Company Index, which categorizes companies into various industry levels, providing a comprehensive analysis tool for investors [2] - The top ten weighted stocks in the index include major players such as CITIC Securities, Dongfang Wealth, and Guotai Haitong, reflecting the concentration of market power within a few key firms [2]

Financial Performance - The company reported a revenue of 333.18 million yuan in 2024, a decrease of 0.46% compared to 334.71 million yuan in 2023 [2] - The net profit attributable to shareholders was -187.81 million yuan, a significant decline of 2,584.86% from 7.56 million yuan in the previous year [2] - The net profit after deducting non-recurring gains and losses was -183.01 million yuan, down 3,385.76% from 5.57 million yuan in 2023 [2] - The net cash flow from operating activities was -115.09 million yuan, worsening by 259.54% from -32.01 million yuan in the previous year [2] Earnings Per Share - Basic and diluted earnings per share were both -2.43 yuan, a decrease of 2,530.00% from 0.10 yuan in 2023 [2] Asset and Equity Position - Total assets at the end of 2024 were 853.31 million yuan, a decrease of 17.12% from 1,029.58 million yuan at the end of 2023 [2] - The net assets attributable to shareholders were 661.04 million yuan, down 22.44% from 852.25 million yuan in the previous year [2] Recent Quarterly Performance - In the first quarter of 2025, the company achieved a revenue of 21.18 million yuan, an increase of 4.48% year-on-year [1] - The net profit attributable to shareholders for the first quarter was -29.64 million yuan, slightly improved from -30.29 million yuan in the same period last year [1] - The net cash flow from operating activities for the first quarter was -39.92 million yuan, an improvement from -56.70 million yuan in the previous year [1] Initial Public Offering - The company was listed on the Shenzhen Stock Exchange's ChiNext on January 7, 2022, with a total share capital of 58 million shares [3] - The public offering included 19.35 million shares, accounting for 25.02% of the total share capital post-issuance, at a price of 30.28 yuan per share [3] - The total funds raised amounted to 585.92 million yuan, with a net amount of 515.54 million yuan after deducting issuance costs [3]