Core Points - The company has received approval from the China Securities Regulatory Commission to publicly issue perpetual subordinated bonds totaling up to 15 billion yuan [1][2] - The approval is valid for 24 months from the date of registration, allowing the company to issue the bonds in multiple tranches within this period [2] - The company is required to report any significant events that occur between the approval date and the completion of the bond issuance [2][3] Company Actions - The company will proceed with the issuance of the perpetual subordinated bonds in accordance with relevant laws and regulations, as well as the authorization from the shareholders' meeting [2] - The company is committed to fulfilling its information disclosure obligations throughout the bond issuance process [2]

Company Overview - The issuer is Beijing Shougang Co., Ltd., registered in Shijingshan District, Beijing [2] - The company has completed the repurchase and cancellation of all remaining restricted stocks from the 2021 stock incentive plan, totaling 19,013,650 shares, which is 0.2446% of the total share capital before the repurchase [2][10] Bond Issuance Details - The bond is named "Beijing Shougang Co., Ltd. 2025 Green Technology Innovation Corporate Bond (Phase I)" with a total issuance scale of RMB 500 million [2] - The bond has a term of 5 years and an interest rate of 1.92%, with annual interest payments scheduled from 2026 to 2030 [3][2] - The funds raised will be used to replace self-owned funds spent on green projects within the 12 months prior to the bond issuance [2] Major Events - The company has completed the repurchase of restricted stocks, with a total repurchase fund of RMB 59,384,206.31 sourced from its own funds [2][13] - After the repurchase, the total share capital will decrease from 7,773,981,020 shares to 7,754,967,370 shares [13][12] Impact on the Company - The completion of the repurchase and cancellation of the restricted stocks will not have a substantial impact on the company's financial status, operating results, or debt repayment ability [14][13]

Core Points - The company has received approval from the China Securities Regulatory Commission (CSRC) to publicly issue perpetual subordinated bonds with a total face value of up to 15 billion yuan [1][2] - The issuance of these bonds must strictly follow the prospectus submitted to the Shanghai Stock Exchange [1] - The approval is valid for 24 months from the date of registration, allowing the company to issue the bonds in tranches during this period [1] - The company is required to report any significant events that occur from the date of registration until the completion of the bond issuance [1] Summary by Sections - **Approval Details** - The CSRC has granted approval for the company to issue perpetual subordinated bonds totaling up to 15 billion yuan [1] - The issuance must comply with the submitted prospectus [1] - **Issuance Timeline** - The approval is effective for 24 months, allowing for staggered issuance of the bonds [1] - **Reporting Obligations** - The company must report any major events occurring during the registration and issuance period [1]

【导读】券商经纪业务违规频发，监管出手 8月25日，因未有效履行适当性管理职责，对个别投资者的个人信息核查不充分等问题，上海证券宁波北仑新大路证券营业部被出具 警示函。 今年以来，A股市场交投活跃度显著提升，投资情绪愈发浓厚。然而，部分券商营业部及相关从业人员为抢占市场份额、开拓业务， 违规现象频发。 此前，因类似问题遭监管警示的还有国盛证券。5月15日，吉林证监局披露，国盛证券长春景阳大路证券营业部存在以下问题：一是 未有效履行适当性管理职责，对个别投资者的个人信息核查不充分；二是对客户异常交易行为的监测不完善；三是对从业人员及其配 偶、利害关系人投资行为的监控不到位。吉林证监局决定对该营业部采取出具警示函的行政监督管理措施。 花式揽客 上海证券营业部遭警示 8月25日，宁波证监局披露，上海证券宁波北仑新大路证券营业部被出具警示函。涉及三项违规：一是未有效履行适当性管理职责， 对个别投资者的个人信息核查不充分；二是对客户资金划转异常核查不及时；三是未充分履行信息报送职责。 不惜冒险违规操作 记者梳理发现，年内已有至少30家券商营业部及分公司被监管"点名"，涉及向非营销人员下达营销任务、私自销售非所任职机构发 ...

近日，"光大系"资管业务高管人事调整动作不断。光证资管熊国兵因工作职务调整，离任公司董事长职务，公司总经理乔震代为履行董事长职务。此外， 光大证券首席经济学家、研究所所长、机构业务总部总经理高瑞东确认加盟光大保德信基金，拟任党总支部书记，并将出任总经理一职。在一系列人事变 动的背后，"光大系"资管业务体系内各家机构的未来发展战略走向，值得市场关注。 近日，光证资管通过官网发布公告，熊国兵因工作职务调整，离任公司董事长职务；在新任董事长履职前，暂由公司总经理乔震代为履行董事长职务。 | 基金管理人名称 | 上海光大证券资产管理有限公司 | | --- | --- | | 公告依据 | 《证券基金经营机构董事、监事、高级管 | | | 理人员及从业人员监督管理办法》、《公开 | | | 募集证券投资基金信息披露管理办法》等 | | 高管变更类型 | 代任公司董事长,离任公司董事长 | | 代任高级管理人员职务 | 重事长 | | --- | --- | | 代任高级管理人员姓名 | 乔震 | | 任职日期 | 2025年08月21日 | | 过往从业经历 | 乔震先生,硕士学历,自2012年8月起加 入光证资管任 ...

Core Viewpoint - Everbright Securities has received approval from the China Securities Regulatory Commission to publicly issue perpetual subordinated bonds with a total face value of up to 15 billion yuan [1] Group 1 - The company is authorized to issue perpetual subordinated bonds not exceeding 15 billion yuan to professional investors [1] - The issuance must strictly follow the prospectus submitted to the Shanghai Stock Exchange [1] - The approval is valid for 24 months from the date of registration, allowing the company to issue the bonds in tranches during this period [1]

Group 1 - The core point of the article is that Everbright Securities has received approval from the China Securities Regulatory Commission to publicly issue perpetual subordinated bonds with a total face value of up to 15 billion yuan [1] Group 2 - The approval is documented in the regulatory notice numbered 2025〔1791〕, indicating the formal consent for the bond issuance [1] - The bonds will be targeted at professional investors, suggesting a strategic focus on institutional funding sources [1] - The issuance of these bonds is part of the company's broader financial strategy to enhance its capital structure and support future growth [1]

Core Viewpoint - Everbright Securities has received approval from the China Securities Regulatory Commission to publicly issue perpetual subordinated bonds with a total face value of up to 15 billion yuan [1] Group 1 - The approval is documented in the regulatory notice numbered 2025〔1791〕 [1] - The bonds will be issued to professional investors [1] - The total amount of the bond issuance is capped at 15 billion yuan [1]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光大證券股份有限公司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 海外監管公告 本公告乃根據香港聯合交易所有限公司證券上市規則第13.10B條刊發。 根據中華人民共和國的有關法例規定，光大證券股份有限公司（「本公司」）在上海 證券交易所網站(www.sse.com.cn )刊發了《光大證券股份有限公司關於向專業投資 者公開發行永續次級公司債券獲得中國證券監督管理委員會註冊批覆的公告》。茲 載列如下，僅供參閱。 承董事會命 光大證券股份有限公司 董事長 趙陵 中國上海 2025年8月26日 於本公告日期，本公司董事會成員包括趙陵先生（董事長、執行董事）、劉秋明先 生（執行董事、總裁）、馬韌韜女士（非執行董事）、連涯鄰先生（非執行董事）、潘 劍雲先生（非執行董事）、尹岩武先生（非執行董事）、秦小徵先生（非執行 ...

证券代码：601788 股票简称：光大证券 公告编号：临 2025-025 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 关于向专业投资者公开发行永续次级公司债券 获得中国证券监督管理委员会注册批复的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 光大证券股份有限公司（以下简称公司）近日收到中国证券监督 管理委员会《关于同意光大证券股份有限公司向专业投资者公开发行 永续次级公司债券注册的批复》（证监许可〔2025〕1791 号），批复 内容如下： 一、同意公司向专业投资者公开发行面值总额不超过 150 亿元永 续次级公司债券的注册申请。 二、本次发行永续次级公司债券应严格按照报送上海证券交易所 的募集说明书进行。 四、自同意注册之日起至本次永续次级公司债券发行结束前，公 司如发生重大事项，应及时报告并按有关规定处理。 公司将按照有关法律法规和上述注册文件的要求及公司股东会 1 的授权办理本次永续次级公司债券发行的相关事宜，并及时履行信息 披露义务。 特此公告。 光大证券股份有限公司董事会 2025 ...